0001373630-22-000004.txt : 20220218 0001373630-22-000004.hdr.sgml : 20220218 20220218171145 ACCESSION NUMBER: 0001373630-22-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220216 FILED AS OF DATE: 20220218 DATE AS OF CHANGE: 20220218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kapoor Rohit CENTRAL INDEX KEY: 0001373630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 22653826 MAIL ADDRESS: STREET 1: C/O EXLSERVICE HOLDINGS, INC. STREET 2: 320 PARK AVENUE 29TH FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 4 1 wf-form4_164522228655643.xml FORM 4 X0306 4 2022-02-16 0 0001297989 ExlService Holdings, Inc. EXLS 0001373630 Kapoor Rohit 320 PARK AVENUE, 29TH FLOOR NEW YORK NY 10022 1 1 0 0 CEO & Vice Chairman Common Stock, par value $0.001 per share 2022-02-17 4 M 0 8850 0 A 152720 D Common Stock, par value $0.001 per share 97185 I See Footnote Common Stock, par value $0.001 per share 40219 I See Footnote Common Stock, par value $0.001 per share 177134 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Restricted Stock Units 2022-02-16 4 A 0 25164 0 A Common Stock, par value $0.001 per share 25164.0 25164 D Restricted Stock Units 2022-02-17 4 M 0 8850 0 D Common Stock, par value $0.001 per share 8850.0 26550 D Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Owned by the Rohit Kapoor 2016 Family Trust. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT. Owned by the Shikha Kapoor 2005 Family Trust. Owned by the Rohit Kapoor Spousal Lifetime Access Trust. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. The restricted stock units will vest in four equal annual installments, beginning on February 16, 2023. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). On February 17, 2021, the reporting person was granted 35,400 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional twenty-five percent of the restricted stock units will vest on February 17, 2023, an additional twenty-five percent of the restricted stock units will vest on February 17, 2024; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 17, 2025 Note: On February 16, 2022 the reporting person was also granted performance-based restricted stock units that are subject to material conditions beyond the reporting person's control, and, therefore, not considered derivative securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and excluded from this report. Mr. Oseni is the Company's Head of Administration and Accounts. /s/ Lazbart Oseni, Attorney-in-Fact 2022-02-18