0001104659-21-028385.txt : 20210225
0001104659-21-028385.hdr.sgml : 20210225
20210225174851
ACCESSION NUMBER: 0001104659-21-028385
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210223
FILED AS OF DATE: 20210225
DATE AS OF CHANGE: 20210225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AYYAPPAN AJAY
CENTRAL INDEX KEY: 0001762098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 21682218
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 29TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ExlService Holdings, Inc.
CENTRAL INDEX KEY: 0001297989
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 820572194
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: X1
ZIP: 10022
BUSINESS PHONE: (212) 277-7100
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: X1
ZIP: 10022
4
1
tm218035-6_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-02-23
0
0001297989
ExlService Holdings, Inc.
EXLS
0001762098
AYYAPPAN AJAY
320 PARK AVENUE
NEW YORK
NY
10022
0
1
0
0
SVP & Gen Counsel/Corp Sect'y
Common Stock, par value $0.001 per share
2021-02-23
4
S
0
308
79.33
D
901
D
Common Stock, par value $0.001 per share
2021-02-23
4
M
0
810
A
1711
D
Common Stock, par value $0.001 per share
2021-02-23
4
F
0
391
80.46
D
1320
D
Restricted Stock Units
2021-02-23
4
M
0
810
0
D
Common Stock, par value $0.001 per share
810
0
D
This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person
Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis
The reporting person's restricted stock units reported in this report vested on February 23, 2021. Pursuant to the ExlService Holdings, Inc. 2016 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.
On February 23, 2017, the reporting person was granted 3,240 restricted stock units, 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units became vested on February 23, 2019, an additional 25 percent of the restricted stock units became vested February 23, 2020, and the remaining balance of 25 percent of the restricted stock units became vested on February 23, 2021.
Mr. Oseni is the Company's Head of Administration and Accounts
/s/ Lazbart Oseni, Attorney-in-Fact
2021-02-25