0001104659-21-028376.txt : 20210225
0001104659-21-028376.hdr.sgml : 20210225
20210225174301
ACCESSION NUMBER: 0001104659-21-028376
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210223
FILED AS OF DATE: 20210225
DATE AS OF CHANGE: 20210225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kapoor Rohit
CENTRAL INDEX KEY: 0001373630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33089
FILM NUMBER: 21682110
MAIL ADDRESS:
STREET 1: C/O EXLSERVICE HOLDINGS, INC.
STREET 2: 320 PARK AVENUE 29TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ExlService Holdings, Inc.
CENTRAL INDEX KEY: 0001297989
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 820572194
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: X1
ZIP: 10022
BUSINESS PHONE: (212) 277-7100
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: X1
ZIP: 10022
4
1
tm218035-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-02-23
0
0001297989
ExlService Holdings, Inc.
EXLS
0001373630
Kapoor Rohit
320 PARK AVENUE
NEW YORK
NY
10022
1
1
0
0
CEO & Vice Chairman
Common Stock, par value $0.001 per share
2021-02-23
4
M
0
7973
A
236080
D
Common Stock, par value $0.001 per share
40219
I
See Footnote
Common Stock, par value $0.001 per share
183185
I
See Footnote
Common Stock, par value $0.001 per share
177134
I
See Footnote
Common Stock, par value $0.001 per share
84000
I
See Footnote
Common Stock, par value $0.001 per share
84000
I
See Footnote
Restricted Stock Units
2021-02-23
4
M
0
7973
0
D
Common Stock, par value $0.001 per share
7973
0
D
Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis.
Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
Owned by the Rohit Kapoor 2016 Family Trust.
Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
Owned by the Shikha Kapoor 2005 Family Trust.
On February 23, 2017, the reporting person was granted 31,889 restricted stock units, 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units became vested on February 23, 2019, an additional 25 percent of the restricted stock units became vested February 23, 2020, and the remaining balance of 25 percent of the restricted stock units became vested on February 23, 2021.
Mr. Oseni is the Company's Head of Administration and Accounts.
/s/ Lazbart Oseni, Attorney-in-Fact
2021-02-25