0001104659-21-028376.txt : 20210225 0001104659-21-028376.hdr.sgml : 20210225 20210225174301 ACCESSION NUMBER: 0001104659-21-028376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210223 FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kapoor Rohit CENTRAL INDEX KEY: 0001373630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 21682110 MAIL ADDRESS: STREET 1: C/O EXLSERVICE HOLDINGS, INC. STREET 2: 320 PARK AVENUE 29TH FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 4 1 tm218035-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-02-23 0 0001297989 ExlService Holdings, Inc. EXLS 0001373630 Kapoor Rohit 320 PARK AVENUE NEW YORK NY 10022 1 1 0 0 CEO & Vice Chairman Common Stock, par value $0.001 per share 2021-02-23 4 M 0 7973 A 236080 D Common Stock, par value $0.001 per share 40219 I See Footnote Common Stock, par value $0.001 per share 183185 I See Footnote Common Stock, par value $0.001 per share 177134 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Restricted Stock Units 2021-02-23 4 M 0 7973 0 D Common Stock, par value $0.001 per share 7973 0 D Restricted stock units of ExlService Holdings, Inc. convert into common stock, par value $0.001 per share on a one-for-one basis. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT. Owned by the Rohit Kapoor 2016 Family Trust. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT. Owned by the Rohit Kapoor Spousal Lifetime Access Trust. Owned by the Shikha Kapoor 2005 Family Trust. On February 23, 2017, the reporting person was granted 31,889 restricted stock units, 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units became vested on February 23, 2019, an additional 25 percent of the restricted stock units became vested February 23, 2020, and the remaining balance of 25 percent of the restricted stock units became vested on February 23, 2021. Mr. Oseni is the Company's Head of Administration and Accounts. /s/ Lazbart Oseni, Attorney-in-Fact 2021-02-25