0001104659-20-138116.txt : 20201221 0001104659-20-138116.hdr.sgml : 20201221 20201221170826 ACCESSION NUMBER: 0001104659-20-138116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201221 DATE AS OF CHANGE: 20201221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kapoor Rohit CENTRAL INDEX KEY: 0001373630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 201404996 MAIL ADDRESS: STREET 1: C/O EXLSERVICE HOLDINGS, INC. STREET 2: 320 PARK AVENUE 29TH FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 4 1 tm2039105-1_4.xml FORM 4 X0306 4 2020-12-17 0 0001297989 ExlService Holdings, Inc. EXLS 0001373630 Kapoor Rohit 320 PARK AVENUE NEW YORK NY 10022 1 1 0 0 CEO & Vice Chairman Common Stock, par value $0.001 per share 2020-12-17 4 S 0 20715 85.33 D 189630 D Common Stock, par value $0.001 per share 2020-12-17 4 S 0 10392 86.10 D 179238 D Common Stock, par value $0.001 per share 2020-12-17 4 S 0 10871 85.19 D 183907 I See Footnote Common Stock, par value $0.001 per share 2020-12-17 4 S 0 722 86.07 D 183185 I See Footnote Common Stock, par value $0.001 per share 40219 I See Footnote Common Stock, par value $0.001 per share 177134 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. This transaction was executed in multiple trades at prices ranging from $84.95 to $85.94 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. This transaction was executed in multiple trades at prices ranging from $85.95 to $86.46 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust. This transaction was executed in multiple trades at prices ranging from $84.95 to $85.86 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Owned by the Rohit Kapoor 2016 Family Trust. This transaction was executed in multiple trades at prices ranging from $85.95 to $86.21 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT. Owned by the Rohit Kapoor Spousal Lifetime Access Trust. Owned by the Shikha Kapoor 2005 Family Trust. Mr. Oseni is the Company's Head of Administration and Accounts. /s/ Lazbart Oseni, Attorney-in-Fact 2020-12-21