0001104659-20-134810.txt : 20201211 0001104659-20-134810.hdr.sgml : 20201211 20201211170047 ACCESSION NUMBER: 0001104659-20-134810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201209 FILED AS OF DATE: 20201211 DATE AS OF CHANGE: 20201211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kapoor Rohit CENTRAL INDEX KEY: 0001373630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 201384177 MAIL ADDRESS: STREET 1: C/O EXLSERVICE HOLDINGS, INC. STREET 2: 320 PARK AVENUE 29TH FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 4 1 tm2038327d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-12-09 0 0001297989 ExlService Holdings, Inc. EXLS 0001373630 Kapoor Rohit 280 PARK AVENUE NEW YORK NY 10017 1 1 0 0 CEO & Vice Chairman Common Stock, par value $0.001 per share 2020-12-09 5 G 0 E 120 0 D 227266 D Common Stock, par value $0.001 per share 2020-12-09 4 S 0 1300 84.96 D 225966 D Common Stock, par value $0.001 per share 2020-12-09 4 S 0 1200 84.97 D 205871 I See Footnote Common Stock, par value $0.001 per share 40219 I See Footnote Common Stock, par value $0.001 per share 177134 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. This transaction was executed in multiple trades at prices ranging from $84.95 to $85.00 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust. This transaction was executed in multiple trades at prices ranging from $84.95 to $85.06 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares. Owned by the Rohit Kapoor 2016 Family Trust. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT. Owned by the Rohit Kapoor Spousal Lifetime Access Trust. Owned by the Shikha Kapoor 2005 Family Trust. Mr. Oseni is the Company's Head of Administration and Accounts. /s/ Lazbart Oseni, Attorney-in-Fact 2020-12-11