0001104659-20-124472.txt : 20201112 0001104659-20-124472.hdr.sgml : 20201112 20201112170018 ACCESSION NUMBER: 0001104659-20-124472 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kapoor Rohit CENTRAL INDEX KEY: 0001373630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 201307750 MAIL ADDRESS: STREET 1: C/O EXLSERVICE HOLDINGS, INC. STREET 2: 320 PARK AVENUE 29TH FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 4 1 tm2035709d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-11-09 0 0001297989 ExlService Holdings, Inc. EXLS 0001373630 Kapoor Rohit 280 PARK AVENUE NEW YORK NY 10017 1 1 0 0 CEO & Vice Chairman Common Stock, par value $0.001 per share 2020-11-09 4 S 0 205 84.95 D 229153 D Common Stock, par value $0.001 per share 2020-11-09 4 S 0 200 84.95 D 207985 I See Footnote Common Stock, par value $0.001 per share 40219 I See Footnote Common Stock, par value $0.001 per share 177134 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote Common Stock, par value $0.001 per share 84000 I See Footnote This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust. Owned by the Rohit Kapoor 2016 Family Trust. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT. Owned by the Rohit Kapoor Spousal Lifetime Access Trust. Owned by the Shikha Kapoor 2005 Family Trust. Mr. Oseni is the Company's Head of Administration and Accounts. /s/ Lazbart Oseni, Attorney-in-Fact 2020-11-11