0000950103-17-010335.txt : 20171027
0000950103-17-010335.hdr.sgml : 20171027
20171027162446
ACCESSION NUMBER: 0000950103-17-010335
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171017
FILED AS OF DATE: 20171027
DATE AS OF CHANGE: 20171027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marvin Kim A
CENTRAL INDEX KEY: 0001297866
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37999
FILM NUMBER: 171159674
MAIL ADDRESS:
STREET 1: C/O REV GROUP, INC.
STREET 2: 111 EAST KILBOURN AVENUE, SUITE 2600
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REV Group, Inc.
CENTRAL INDEX KEY: 0001687221
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 263013415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 111 EAST KILBOURN AVENUE
STREET 2: SUITE 2600
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-290-0190
MAIL ADDRESS:
STREET 1: 111 EAST KILBOURN AVENUE
STREET 2: SUITE 2600
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
4
1
dp82003_4-marvin.xml
FORM 4
X0306
4
2017-10-17
0
0001687221
REV Group, Inc.
REVG
0001297866
Marvin Kim A
C/O AIP, 330 MADISON AVENUE, 28TH FLOOR
NEW YORK
NY
10017
1
0
0
0
Common Stock
2017-10-17
4
S
0
40263
26.0919
D
150671
D
Common Stock
2017-10-17
4
S
0
9402307
26.0919
D
35184656
I
See footnote
Common Stock
2017-10-27
4
S
0
6040
26.0919
D
144631
D
Common Stock
2017-10-27
4
S
0
1410346
26.0919
D
33774310
I
See footnote
Represents a total of 46,303 shares that were disposed of pursuant to the registered offering contemplated by the prospectus included in the Issuer's registration statement on Form S-1 (File No. 333-220874). 40,263 shares were disposed of on October 17, 2017 at closing of the offering, and the remaining 6,040 shares were disposed of on October 27, 2017 pursuant to the exercise in full by the underwriters of their option to purchase additional shares as described in such registration statement.
Represents a total of 10,812,653 shares that were disposed of pursuant to the registered offering contemplated by the prospectus included in the Issuer's registration statement on Form S-1 (File No. 333-220874). 9,402,307 shares were disposed of on October 17, 2017 at closing of the offering, and the remaining 1,410,346 shares were disposed of on October 27, 2017 pursuant to the exercise in full by the underwriters of their option to purchase additional shares as described in such registration statement. The Reporting Person disclaims beneficial ownership of the shares of common stock held by the AIP Funds except to the extent of any pecuniary interest therein.
The 33,774,310 shares represent (i) 31,452,804 shares of common stock held by American Industrial Partners Capital Fund IV, LP. ("Fund IV"), (ii) 155,889 shares of common stock held by American Industrial Partners Capital Fund IV (Parallel), LP ("Parallel Fund") and (iii) 2,165,617 shares of common stock held by AIP/CHC Holdings, LLC ("AIP Holdings" and, together with Fund IV and Parallel Fund, the "AIP Funds"). AIP CF IV, LLC ("AIP GP") is the general partner of Fund IV and the Parallel Fund. The Reporting Person is one of the senior managing members of AIP GP. He is also one of the managing members of AIP/CHC Investors, LLC, which is the managing member of AIP Holdings. As a result of the above, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares held by the AIP Funds. The AIP Funds may be deemed to be a "group" within the meaning of Rule 13d-5 of the Securities Exchange Act of 1934, as amended.
/s/ Pamela S. Krop, Attorney-in-fact for Kim A. Marvin
2017-10-27