0000950103-17-001265.txt : 20170209 0000950103-17-001265.hdr.sgml : 20170209 20170209171602 ACCESSION NUMBER: 0000950103-17-001265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170209 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REV Group, Inc. CENTRAL INDEX KEY: 0001687221 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 263013415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 111 EAST KILBOURN AVENUE STREET 2: SUITE 2600 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-290-0190 MAIL ADDRESS: STREET 1: 111 EAST KILBOURN AVENUE STREET 2: SUITE 2600 CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cusumano Dino M CENTRAL INDEX KEY: 0001297865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37999 FILM NUMBER: 17588516 MAIL ADDRESS: STREET 1: C/O REV GROUP, INC. STREET 2: 111 EAST KILBOURN AVENUE, SUITE 2600 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 dp72852_4-cusumano.xml FORM 4 X0306 4 2017-02-09 0 0001687221 REV Group, Inc. REVG 0001297865 Cusumano Dino M C/O AIP 330 MADISON AVENUE, 28TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2017-02-09 4 S 0 5344 20.5425 D 190934 D Common Stock 2017-02-09 4 S 0 1247878 20.5425 D 44586963 I See footnote Represents all 5,344 shares subject to, and being disposed pursuant to, the exercise by the underwriters on February 6, 2017 of their over-allotment option, as described in the "Principal and Selling Stockholders" and "Underwriting (Conflicts of Interest)" sections of the prospectus included in the Issuer's registration statement on Form S-1 (File No. 333-214209). Represents all 1,247,878 shares subject to, and being disposed pursuant to, the exercise by the underwriters on February 6, 2017 of their over-allotment option, as described in the "Principal and Selling Stockholders" and "Underwriting (Conflicts of Interest)" sections of the prospectus included in the Issuer's registration statement on Form S-1 (File No. 333-214209). The Reporting Person disclaims beneficial ownership of the shares of common stock held by the AIP Funds except to the extent of any pecuniary interest therein. Represents (i) 41,522,240 shares of common stock held by American Industrial Partners Capital Fund IV, LP. ("Fund IV"), (ii) 205,796 shares of common stock held by American Industrial Partners Capital Fund IV (Parallel), LP ("Parallel Fund") and (iii) 2,858,927 shares of common stock held by AIP/CHC Holdings, LLC ("AIP Holdings" and, together with Fund IV and Parallel Fund, the "AIP Funds"). AIP CF IV, LLC ("AIP GP") is the general partner of Fund IV and the Parallel Fund. The Reporting Person is one of the senior managing members of AIP GP. He is also one of the managing members of AIP/CHC Investors, LLC, which is the managing member of AIP Holdings. As a result of the above, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares held by the AIP Funds. The AIP Funds may be deemed to be a "group" with the meaning of Rule 13d-5 of the Securities Exchange Act of 1934, as amended. /s/ Pamela S. Krop 2017-02-09