-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MLODecUBUQ+Gw33Dg1Y5q/7e0zqjh6vHDs0DU1kcucZul9PM1kEUM68E8G7o8dg6 1o23731vIeCIzxUqTg7Cew== 0001193805-07-002635.txt : 20071018 0001193805-07-002635.hdr.sgml : 20071018 20071018164856 ACCESSION NUMBER: 0001193805-07-002635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070814 FILED AS OF DATE: 20071018 DATE AS OF CHANGE: 20071018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jungfrau Fund LTD CENTRAL INDEX KEY: 0001411114 STATE OF INCORPORATION: D0 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 071179214 BUSINESS ADDRESS: STREET 1: ARGONAUT HOUSE STREET 2: 5 PARK ROAD CITY: HAMILTON STATE: D0 ZIP: HM09 BUSINESS PHONE: 1-441-292-7979 MAIL ADDRESS: STREET 1: ARGONAUT HOUSE STREET 2: 5 PARK ROAD CITY: HAMILTON STATE: D0 ZIP: HM09 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Man Investments LTD CENTRAL INDEX KEY: 0001390262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 071179215 BUSINESS ADDRESS: STREET 1: SUGAR QUAY STREET 2: LOWER THAMES STREET CITY: LONDON STATE: X0 ZIP: EC3R 6DU BUSINESS PHONE: 212-589-6488 MAIL ADDRESS: STREET 1: SUGAR QUAY STREET 2: LOWER THAMES STREET CITY: LONDON STATE: X0 ZIP: EC3R 6DU 4 1 e602727_ex.xml X0202 4 2007-08-14 0 0001297720 James River Coal CO JRCC 0001390262 Man Investments LTD SUGAR QUAY LOWER THAMES STREET LONDON X0 EC3R 6DU UNITED KINGDOM 0 0 1 0 0001411114 Jungfrau Fund LTD ARGONAUT HOUSE 5 PARK ROAD HAMILTON D0 HM09 BERMUDA 0 0 1 0 Common Stock 2007-08-14 4 P 0 73640 3.94 A 1744525 I See Note Common Stock 2007-08-14 4 P 0 73640 3.9633 A 1818165 I See Note Common Stock 2007-08-14 4 P 0 73640 4.10 A 1891805 I See Note Common Stock 2007-08-15 4 P 0 147280 4.00 A 2039085 I See Note Common Stock 2007-08-16 4 S 0 539085 3.68 D 1500000 I See Note This Form 4 is being filed by Man Investments Limited ("Investments") and Jungfrau Fund Limited (the "Fund"). Investments is the Investment Manager of the Fund. In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, Investments disclaims beneficial ownership of any such securities, except to the extent of its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that Investments is the beneficial owner of such securities for purposes of Section 16 or otherwise. /s/ Michael Lozowski 2007-10-16 EX-99 2 e602727_ex99.txt Joint Filer Information Names: Jungfrau Fund Limited Address: Argonaut House, 5 Park Road Hamilton HM09 Bermuda Designated Filer: Man Investments Limited Issuer and Ticker Symbol: James River Coal Company (JRCC) Date of Earliest Transaction Reported: August 14, 2007 The undersigned, Jungfrau Fund Limited is jointly filing the attached Statement of Changes of Beneficial Ownership on Form 4 with Man Investments Limited with respect to the beneficial ownership of securities of James River Coal Company. Signatures: Jungfrau Fund Limited By: /s/ Michael Collins ----------------------- Name: Michael Collins Title: Director -----END PRIVACY-ENHANCED MESSAGE-----