8-A12G 1 t4625b_8a.htm JAMES RIVER COAL COMPANY FORM 8-A James River Coal Company Form 8-A

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________
 
FORM 8-A
 
For Registration of Certain Classes of Securities Pursuant
to Section 12(b) or 12(g) of the Securities Exchange Act of 1934
______________
 
JAMES RIVER COAL COMPANY
(Exact Name of Registrant as Specified in Its Charter)
 
Virginia
54-1602012
(State or other jurisdiction)
(I.R.S. Employer
of incorporation or organization)
Identification No.)
   
901 E. Byrd Street, Suite 1600
Richmond, Virginia
(Address of principal executive offices)
23219
(Zip Code)
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. [___]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. [x]
 
Securities Act registration statement file number to which this form relates:
 
333-118190
 
(If applicable)
 
Securities to be registered pursuant to Section 12(b) of the Act:
 
Title of each class
to be so registered
Name of each exchange on which
each class is to be registered
 
None
 
Securities to be registered pursuant to Section 12(g) of the Act:
 
Common Stock, par value $0.01 per share
 
Series A Participating Cumulative Preferred Stock Purchase Rights
 


 

 
     

 

Item 1.    Description of Registrant’s Securities to be Registered.

A description of the Registrant’s Common Stock, par value $0.01 per share, is set forth under “Description of Capital Stock” in the Registrant’s Registration Statement on Form S-1 (File No. 333-118190), filed with the Securities and Exchange Commission as of August 13, 2004, and as further amended, which description is incorporated herein by reference.

A description of the Rights to purchase the Registrant’s Preferred Stock, Series A, which will trade together with the Registrant’s Common Stock until the occurrence of certain events, is set forth under “Description of Capital Stock” in the Registrant’s Registration Statement on Form S-1 (File No. 333-118190), filed with the Securities and Exchange Commission as of August 13, 2004, and as further amended, which description is incorporated herein by reference.

Item 2.    Exhibits.

     
 
3.1*
Amended and Restated Articles of Incorporation of the Registrant, as Amended
     
 
3.2*
Amended and Restated Bylaws of the Registrant
     
 
4.1*
Specimen Common Stock Certificate of the Registrant
     
 
4.2*
Rights Agreement between the Registrant and SunTrust Bank as Rights Agent dated as of May 25, 2004
     
 
4.3
Form of Rights Certificate of the Registrant (filed herewith)
____________________
* Incorporated by reference to the Registrant’s Registration Statement on Form S-1 (Commission File No. 333-118190), filed with the Commission as of August 13, 2004

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.



   
January 24, 2005
JAMES RIVER COAL COMPANY
 
(Registrant)
   
   
   
 
By: /s/ Peter T. Socha
 
Peter T. Socha
 
President and Chief Executive Officer