-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ae5G6yU1nn8/DFIZc+OJ0CkaqwsxnysWFIQNnG2blBFf7Ju9MDK5xKrMVGC1vHpB E+l9is6zN+TxaJ+dmK3w9w== 0001019687-08-002457.txt : 20080528 0001019687-08-002457.hdr.sgml : 20080528 20080528193233 ACCESSION NUMBER: 0001019687-08-002457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080523 FILED AS OF DATE: 20080528 DATE AS OF CHANGE: 20080528 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hopkins II Samuel M CENTRAL INDEX KEY: 0001313929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 08864693 BUSINESS ADDRESS: BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-05-23 0001297720 James River Coal CO JRCC 0001313929 Hopkins II Samuel M 901 E. BYRD STREET SUITE 1600 RICHMOND VA 23219 0 1 0 0 VP and Chief Accounting Off. Common Stock 2008-05-23 4 A 0 13750 0 A 63046 D Common Stock 2008-05-27 4 F 0 4492 36.30 D 58554 D Common Stock 2008-05-27 4 S 0 2100 35.519 D 56454 D Common Stock 2008-05-27 4 S 0 200 35.531 D 56254 D Common Stock 2008-05-27 4 S 0 100 35.558 D 56154 D Common Stock 2008-05-27 4 S 0 700 35.569 D 55454 D Common Stock 2008-05-27 4 S 0 100 35.579 D 55354 D Common Stock 2008-05-27 4 S 0 100 35.589 D 55254 D Common Stock 2008-05-27 4 S 0 500 35.627 D 54754 D Common Stock 2008-05-27 4 S 0 100 35.637 D 54654 D Common Stock 2008-05-27 4 S 0 600 35.649 D 54054 D Common Stock 2008-05-27 4 S 0 100 35.659 D 53954 D Common Stock 2008-05-27 4 S 0 600 35.668 D 53354 D Common Stock 2008-05-27 4 S 0 200 35.678 D 53154 D Common Stock 2008-05-27 4 S 0 500 35.688 D 52654 D Common Stock 2008-05-27 4 S 0 100 35.715 D 52554 D Newly granted restricted stock that will vest in three equal annual installments beginning May 25, 2010. Surrender of shares to the issuer in satisfaction of tax withholding obligations on shares of previously granted restricted stock. Represents open market sales partially to cover tax obligations in connection with the vesting of previously granted restricted stock. Actual tax obligations are expected to exceed the statutorily withheld amounts satisfied through shares surrendered to the issuer. /s/ Samuel M. Hopkins II 2008-05-28 -----END PRIVACY-ENHANCED MESSAGE-----