-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CV8ypF+s5NZuf3vx4OOVhdxKZZQawBAfwQDPLrT6tNXGga4WuC9GTepk1dSb8zHn KcJUUwDhCofWJwLyOslSyg== 0000935836-07-000331.txt : 20071011 0000935836-07-000331.hdr.sgml : 20071011 20071011162812 ACCESSION NUMBER: 0000935836-07-000331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071009 FILED AS OF DATE: 20071011 DATE AS OF CHANGE: 20071011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: aAd Capital Management LP CENTRAL INDEX KEY: 0001388494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 071167507 BUSINESS ADDRESS: STREET 1: 420 STEVENS AVENUE, SUITE 210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 BUSINESS PHONE: 858-350-1077 MAIL ADDRESS: STREET 1: 420 STEVENS AVENUE, SUITE 210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-10-09 0 0001297720 James River Coal CO JRCC 0001388494 aAd Capital Management LP 420 STEVENS AVENUE, SUITE 210 SOLANA BEACH CA 92075 0 0 1 0 Common Stock 2007-10-09 4 S 0 141944 7.135 D 2758056 I See Notes 1 and 2 Common Stock 2007-10-10 4 S 0 258056 7.1093 D 2500000 I See Notes 1 and 2 The securities reported as beneficially owned by aAd Capital Management L.P., a Delaware limited partnership ("aAd"), on this Form 4 include securities also beneficially owned by aAd Capital LLC, a Delaware limited liability company, and Daniel P. Wimsatt (collectively with aAd, the "Filers"). aAd is the general partner and investment adviser of investment limited partnerships and the investment adviser to other accounts. aAd Capital LLC is the general partner of aAd and Mr. Wimsatt is the manager of aAd Capital LLC. These securities are held directly by the limited partnerships of which aAd is general partner and investment adviser and the other accounts of which it is investment adviser, for the benefit of the investors in those partnerships and accounts. The Filers are filing this Form 4 jointly, but not as a group, and each of them expressly disclaims membership in a group within the meaning of rule 13d-5(b)(1) under the Securities Exchange Act of 1934, as amended. Each of the Filers disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. aAd Capital Management L.P., by aAd Capital LLC, GP, by Daniel P. Wimsatt, Manager 2007-10-11 -----END PRIVACY-ENHANCED MESSAGE-----