-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I9qKL2MyJSUTBFZt6ERBcQQse55Skjz+Llapb67aErW5UtFYfxhSJbc5expHREew MgQT9F32LwkujXXYmpoAyg== 0000906344-09-000054.txt : 20090122 0000906344-09-000054.hdr.sgml : 20090122 20090122134703 ACCESSION NUMBER: 0000906344-09-000054 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090122 DATE AS OF CHANGE: 20090122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEELHEAD NAVIGATOR MASTER, L.P. CENTRAL INDEX KEY: 0001385897 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 09538794 BUSINESS ADDRESS: STREET 1: 7 REID ST CITY: HAMILTON HM 11 STATE: D0 ZIP: 00000 BUSINESS PHONE: (206) 689-2450 MAIL ADDRESS: STREET 1: 7 REID ST CITY: HAMILTON HM 11 STATE: D0 ZIP: 00000 FORMER NAME: FORMER CONFORMED NAME: STEELHEAD OFFSHORE CAPITAL, L.P. DATE OF NAME CHANGE: 20080520 FORMER NAME: FORMER CONFORMED NAME: STEELHEAD OFFSHORE CAPITAL LP DATE OF NAME CHANGE: 20070110 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2008-12-31 0 0 0001297720 James River Coal CO JRCC 0001385897 STEELHEAD NAVIGATOR MASTER, L.P. C/O CITCO FUND SERVICES (BERMUDA) LTD. WASHINGTON MALL W., 2ND FL., 7 REID ST. HAMILTON HM II D0 BERMUDA 0 0 1 0 Call Options (obligation to sell) 50.00 2008-06-06 5 E 0 500 0 D 2008-06-06 2008-12-20 Common Stock 50000 0 D Call Options (obligation to sell) 50.00 2008-06-09 5 E 0 500 0 D 2008-06-09 2008-12-20 Common Stock 50000 0 D Call Options (obligation to sell) 50.00 2008-06-09 5 E 0 500 0 D 2008-06-09 2008-12-20 Common Stock 50000 0 D Call Options (obligation to sell) 60.00 2008-06-11 5 E 0 1000 0 D 2008-06-11 2008-12-20 Common Stock 100000 0 D Call Options (obligation to sell) 65.00 2008-06-13 5 E 0 500 0 D 2008-06-13 2008-12-20 Common Stock 50000 0 D Call Options (obligation to sell) 65.00 2008-06-16 5 E 0 350 0 D 2008-06-16 2008-12-20 Common Stock 35000 0 D Call Options (obligation to sell) 65.00 2008-06-17 5 E 0 150 0 D 2008-06-17 2008-12-20 Common Stock 15000 0 D Call Options (obligation to sell) 75.00 2008-06-18 5 E 0 1000 0 D 2008-06-18 2008-12-20 Common Stock 100000 0 D Steelhead Navigator Master, L.P.; By: Steelhead Offshore Partners, LLC, its General Partner; By: Steelhead Partners, LLC, its Sole Member; By: J. Michael Johnston, its Managing Member; /s/ J. Michael Johnston 2009-01-22 -----END PRIVACY-ENHANCED MESSAGE-----