0001213900-20-001127.txt : 20200115 0001213900-20-001127.hdr.sgml : 20200115 20200115171229 ACCESSION NUMBER: 0001213900-20-001127 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200115 DATE AS OF CHANGE: 20200115 EFFECTIVENESS DATE: 20200115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OHA Investment Corp CENTRAL INDEX KEY: 0001297704 IRS NUMBER: 201371499 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-50905 FILM NUMBER: 20528856 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 852-1900 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NGP Capital Resources Co DATE OF NAME CHANGE: 20081120 FORMER COMPANY: FORMER CONFORMED NAME: NGP Capital Resources CO DATE OF NAME CHANGE: 20040720 15-12G 1 f1512g0120_ohainvestment.htm CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number 000-50905

OHA Investment Corporation*

(Exact name of registrant as specified in its charter)

Address: 1114 Avenue of the Americas, 27th Floor, New York, NY 10036 Telephone number: (212) 852-1900

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Common Stock, par value $0.001 per share

(Title of each class of securities covered by this Form)

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:


Rule 12g-4(a)(1)		☒
Rule 12g-4(a)(2)		☐
Rule 12h-3(b)(1)(i)		☒
Rule 12h-3(b)(1)(ii)		☐
Rule 15d-6		☐
Rule 15d-22(b)		☐

Approximate number of holders of record as of the certification or notice date: None^*

Explanatory Note:

On December 18, 2019, Portman Ridge Finance Corporation, a Delaware corporation (“PTMN”), completed its previously announced acquisition of OHA Investment Corporation, a Maryland corporation (the “Company”), pursuant to that certain Agreement and Plan of Merger (the “Merger Agreement”), dated as of July 31, 2019, by and among PTMN, Storm Acquisition Sub Inc., a Maryland corporation and a direct wholly owned subsidiary of PTMN (“Acquisition Sub”), the Company and Sierra Crest Investment Management LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, Acquisition Sub was merged with and into the Company, with the Company continuing as the surviving corporation and a direct wholly owned subsidiary of PTMN (the “First Merger”). Immediately following the First Merger, the Company was merged with and into PTMN, with PTMN continuing as the surviving corporation (the “Second Merger”). As a result of, and as of the effective time of, the Second Merger, the Company’s separate corporate existence ceased.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this certification/notice to be signed on its behalf by the undersigned hereunto duly authorized.

Date:	January 15, 2020		Portman Ridge Finance Corporation successor by merger to OHA Investment Corporation

		By:	/s/ Edward U. Gilpin
			Edward U. Gilpin Chief Financial Officer