0001213900-19-026655.txt : 20191220
0001213900-19-026655.hdr.sgml : 20191220
20191220132606
ACCESSION NUMBER: 0001213900-19-026655
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191218
FILED AS OF DATE: 20191220
DATE AS OF CHANGE: 20191220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gilbert Cory
CENTRAL INDEX KEY: 0001645027
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50905
FILM NUMBER: 191299358
MAIL ADDRESS:
STREET 1: C/O OHA INVESTMENT CORPORATION
STREET 2: 1114 AVENUE OF THE AMERICAS, 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OHA Investment Corp
CENTRAL INDEX KEY: 0001297704
IRS NUMBER: 201371499
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1114 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 852-1900
MAIL ADDRESS:
STREET 1: 1114 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NGP Capital Resources Co
DATE OF NAME CHANGE: 20081120
FORMER COMPANY:
FORMER CONFORMED NAME: NGP Capital Resources CO
DATE OF NAME CHANGE: 20040720
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2019-12-18
1
0001297704
OHA Investment Corp
OHAI
0001645027
Gilbert Cory
C/O OAK HILL ADVISORS L.P.
1114 AVENUE OF THE AMERICAS, 27TH FLOOR
NEW YORK
NY
10036
0
1
0
0
CFO and Treasurer
Common Stock
2019-12-18
4
D
0
8459.43
D
0
D
Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction.
/s/ Gregory Rubin, attorney-in-fact
2019-12-20