0001140361-12-047267.txt : 20121114 0001140361-12-047267.hdr.sgml : 20121114 20121114161354 ACCESSION NUMBER: 0001140361-12-047267 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAFELET REMY W CENTRAL INDEX KEY: 0001297619 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13171 FILM NUMBER: 121204651 MAIL ADDRESS: STREET 1: C/O TRAFELET & COMPANY, LLC STREET 2: 590 MADISON AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Remy W. Trafelet Address: 590 Madison Ave, 26th Floor New York, NY 10022 Form 13F File Number: 028-13171 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Remy W. Trafelet Title: Individually Phone: (212) 201-7800 Signature, Place, and Date of Signing: /s/ Remy W. Trafelet New York, NY 11/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 028-12508 Trafelet Capital Management, L.P. --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 4 Form 13F Information Table Value Total: $ 9,392 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ATLAS ENERGY LP COM UNITS LP 04930A104 3,454 100,000 SH DEFINED NONE 100,000 0 0 ATLAS RESOURCE PARTNERS LP UNIT 04941A101 261 10,210 SH DEFINED NONE 10,210 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 4,552 136,000 SH DEFINED NONE 136,000 0 0 ATLAS PIPELINE PARTNERS UNIT L P INT 049392103 1,125 33,000 SH DEFINED NONE 33,000 0 0