0000929638-12-000497.txt : 20120515
0000929638-12-000497.hdr.sgml : 20120515
20120515164139
ACCESSION NUMBER: 0000929638-12-000497
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRAFELET REMY W
CENTRAL INDEX KEY: 0001297619
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13171
FILM NUMBER: 12845461
MAIL ADDRESS:
STREET 1: C/O TRAFELET & COMPANY, LLC
STREET 2: 590 MADISON AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
form13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 30, 2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Remy W. Trafelet
Address: 590 Madison Ave, 39th Floor
New York, NY 10022
Form 13F File Number: 028-13171
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Remy W. Trafelet
Title: Individually
Phone: (212) 201-7800
Signature, Place, and Date of Signing:
New York, NY May 15, 2012
--------------------------------- --------------------------- --- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
13F File Number Name
028-12508 Trafelet Capital Management, L.P.
--------------- ---------------------------------------------------------------
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 4
Form 13F Information Table Value Total: $ 7,298
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------------- --------------- ---------- --------- ----------- -------- --------------- ---------- -----------------
VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER SOLE SHARED NONE
(X$1000) PRN AMT PRN CALL DIRECTION MANAGERS
-------------------------- --------------- ---------- --------- ----------- -------- --------------- ---------- -----------------
ATLAS ENERGY LP COM UNITS LP 04930A104 3,300 100,000 DEFINED None 100,000
ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 1,168 33,000 DEFINED None 33,000
ATLAS RESOURCE PARTNERS LP COM UNT LTD PR 04941A101 285 10,210 DEFINED None 10,210
CEDAR FAIR L P DEPOSITARY UNIT 150185106 2,545 86,000 DEFINED None 86,000