0000929638-12-000497.txt : 20120515 0000929638-12-000497.hdr.sgml : 20120515 20120515164139 ACCESSION NUMBER: 0000929638-12-000497 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAFELET REMY W CENTRAL INDEX KEY: 0001297619 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13171 FILM NUMBER: 12845461 MAIL ADDRESS: STREET 1: C/O TRAFELET & COMPANY, LLC STREET 2: 590 MADISON AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 30, 2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Remy W. Trafelet Address: 590 Madison Ave, 39th Floor New York, NY 10022 Form 13F File Number: 028-13171 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Remy W. Trafelet Title: Individually Phone: (212) 201-7800 Signature, Place, and Date of Signing: New York, NY May 15, 2012 --------------------------------- --------------------------- --- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 028-12508 Trafelet Capital Management, L.P. --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 4 Form 13F Information Table Value Total: $ 7,298 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------- --------------- ---------- --------- ----------- -------- --------------- ---------- ----------------- VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER SOLE SHARED NONE (X$1000) PRN AMT PRN CALL DIRECTION MANAGERS -------------------------- --------------- ---------- --------- ----------- -------- --------------- ---------- ----------------- ATLAS ENERGY LP COM UNITS LP 04930A104 3,300 100,000 DEFINED None 100,000 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 1,168 33,000 DEFINED None 33,000 ATLAS RESOURCE PARTNERS LP COM UNT LTD PR 04941A101 285 10,210 DEFINED None 10,210 CEDAR FAIR L P DEPOSITARY UNIT 150185106 2,545 86,000 DEFINED None 86,000