8-K 1 c00029e8vk.htm CURRENT REPORT e8vk
Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d)
Of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 10, 2005
SPECIALTY UNDERWRITERS’ ALLIANCE, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
     
000-50891   20-0432760
(Commission File Number)   (IRS Employer
  Identification No.)
222 South Riverside Plaza
Chicago, Illinois 60606
(Address of Principal Executive Offices) (Zip Code)
(888) 782-4672
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
    o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
    o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
    o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
    o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

TABLE OF CONTENTS

Item 2.02 Results of Operations and Financial Condition.
Item 9.01 Financial Statements and Exhibits.
SIGNATURE
Press Release

Table of Contents

Item 2.02 Results of Operations and Financial Condition.
On November 10, 2005 Specialty Underwriters’ Alliance, Inc. (the “Company”) issued a press release announcing certain financial information for the fiscal quarter and nine month period ended September 30, 2005, updating the status of its plans for additional partner agents and providing some general guidance with respect to future results. A copy of the Company’s press release is attached hereto as Exhibit 99.1 and incorporated by reference herein.
The information in the preceding paragraph, as well as Exhibit 99.1 referenced therein, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in filings under the Securities Act of 1933 or the Securities Exchange Act of 1934.
Item 9.01 Financial Statements and Exhibits.
  (a)   Financial Statements of Business Acquired.
 
      None.
 
  (b)   Pro Forma Financial Information.
 
      None.
 
  (c)   Exhibits:
             
 
  Exhibit No.   Description
           
 
            
 
    99.1     Press Release dated November 10, 2005

 

Table of Contents

SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 14, 2005
         
  SPECIALTY UNDERWRITERS’ ALLIANCE, INC.
 		  
  By:   /s/ Peter E. Jokiel    
    Name:   Peter E. Jokiel   
    Title:   Chief Financial Officer   

 

Table of Contents

         
EXHIBIT INDEX
                 
    Exhibit No.   Description        
 
        
 
  99.1   Press Release dated November 10, 2005