0001209191-20-036904.txt : 20200616 0001209191-20-036904.hdr.sgml : 20200616 20200616115501 ACCESSION NUMBER: 0001209191-20-036904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200612 FILED AS OF DATE: 20200616 DATE AS OF CHANGE: 20200616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elias Marguerite M CENTRAL INDEX KEY: 0001297509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35975 FILM NUMBER: 20965587 MAIL ADDRESS: STREET 1: 1250 N ARLINGTON HEIGHTS RD STREET 2: STE 500 CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gogo Inc. CENTRAL INDEX KEY: 0001537054 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 271650905 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N. CANAL ST., SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 517-5000 MAIL ADDRESS: STREET 1: 111 N. CANAL ST., SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-12 0 0001537054 Gogo Inc. GOGO 0001297509 Elias Marguerite M 111 N. CANAL STREET, STE 1500 CHICAGO IL 60606 0 1 0 0 EVP, Gen Counsel and Secy Options (Right to Buy) 17.78 2020-06-12 4 D 0 51500 D 2021-12-14 Common Stock 51500 0 D Options (Right to Buy) 18.72 2020-06-12 4 D 0 61800 D 2023-06-05 Common Stock 61800 0 D Options (Right to Buy) 17.68 2020-06-12 4 D 0 80000 D 2024-05-28 Common Stock 80000 0 D Options (Right to Buy) 21.45 2020-06-12 4 D 0 64600 D 2025-05-26 Common Stock 64600 0 D Options (Right to Buy) 8.37 2020-06-12 4 D 0 64600 D 2026-06-24 Common Stock 64600 0 D Options (Right to Buy) 11.96 2020-06-12 4 D 0 58340 D 2027-03-14 Common Stock 58340 0 D Options (Right to Buy) 11.96 2020-06-12 4 D 0 29840 D 2027-03-14 Common Stock 29840 0 D Options (Right to Buy) 10.23 2020-06-12 4 D 0 37000 D 2028-02-17 Common Stock 37000 0 D Options (Right to Buy) 10.23 2020-06-12 4 D 0 37000 D 2028-02-17 Common Stock 37000 0 D Options (Right to Buy) 4.57 2020-06-12 4 D 0 60550 D 2029-03-10 Common Stock 60550 0 D Options (Right to Buy) 4.57 2020-06-12 4 D 0 20200 D 2029-03-10 Common Stock 20200 0 D Options (Right to Buy) 2.61 2020-06-12 4 A 0 204045 A 2030-06-12 Common Stock 204045 204045 D These options provided for vesting in four annual installments beginning on the first anniversary of December 14, 2011, subject to continued employment with the Company. On 6/12/20, pursuant to its option exchange program, the issuer cancelled the following options to purchase shares of common stock held by the reporting person: (i) options to purchase 51,500 shares granted on 12/14/11, (ii) options to purchase 61,800 shares granted on 6/5/13, (iii) options to purchase 80,000 shares granted on 5/28/14, (iv) options to purchase 64,600 shares granted on 5/26/15, (v) options to purchase 64,600 shares granted on 6/24/16, (vi) options to purchase (A) 58,340 shares and (B) 29,840 shares granted on 3/14/17, (vii) options to purchase (A) 37,000 shares and (B) 37,000 shares granted on 2/17/18, and (viii) options to purchase (A) 60,550 shares and (B) 20,200 shares granted on 3/10/19. In exchange, the reporting person received replacement options to purchase 204,045 shares of common stock, having an exercise price of $2.61 per share. These options provided for vesting in four annual installments beginning on the first anniversary of June 5, 2013, subject to continued employment with the Company. These options provided for vesting in four annual installments beginning on the first anniversary of May 28, 2014, subject to continued employment with the Company. These options provided for vesting in four annual installments beginning on the first anniversary of May 26, 2015, subject to continued employment with the Company. These options provided for vesting in four annual installments beginning on the first anniversary of May 26, 2016, subject to the continued employment with the Company. These options provided for vesting in four annual installments beginning on the first anniversary of March 14, 2017, subject to continued employment with the Company. Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of March 14, 2017, subject to continued employment with the Company. These options provided for vesting in four annual installments beginning on the first anniversary of February 17, 2018, subject to continued employment with the Company. Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of February 17, 2018, subject to continued employment with the Company. These options provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company. Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company. These options vest on December 31, 2022, subject to continued employment with the Company. /s/ Marguerite M. Elias 2020-06-16