0001209191-20-020209.txt : 20200319 0001209191-20-020209.hdr.sgml : 20200319 20200319125421 ACCESSION NUMBER: 0001209191-20-020209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200317 FILED AS OF DATE: 20200319 DATE AS OF CHANGE: 20200319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elias Marguerite M CENTRAL INDEX KEY: 0001297509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35975 FILM NUMBER: 20727467 MAIL ADDRESS: STREET 1: 1250 N ARLINGTON HEIGHTS RD STREET 2: STE 500 CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gogo Inc. CENTRAL INDEX KEY: 0001537054 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 271650905 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N. CANAL ST., SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 517-5000 MAIL ADDRESS: STREET 1: 111 N. CANAL ST., SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-17 0 0001537054 Gogo Inc. GOGO 0001297509 Elias Marguerite M 111 N. CANAL STREET, STE 1500 CHICAGO IL 60606 0 1 0 0 EVP, Gen Counsel and Secy Common Stock 2020-03-17 4 M 0 8555 A 54678 D Common Stock 2020-03-17 4 F 0 2958 2.14 D 51720 D Performance Restricted Stock Units 2020-03-17 4 M 0 2880 0.00 D Common Stock 2880 960 D Performance Restricted Stock Units 2020-03-17 4 M 0 2750 0.00 D Common Stock 2750 2750 D Performance Restricted Stock Units 2020-03-17 4 M 0 2925 0.00 D Common Stock 2925 8775 D Options (Right to Buy) 2.14 2020-03-17 4 A 0 53000 0.00 A 2030-03-17 Common Stock 53000 53000 D Restricted Stock Units 2020-03-17 4 A 0 87250 0.00 A Common Stock 87250 87250 D Includes restricted shares. Restricted stock units convert into common stock on a one-for-one basis. On March 14, 2017, the reporting person was granted 3,840 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,880 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. On February 17, 2018, the reporting person was granted 5,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,750 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. These options will vest and become exercisable in four equal installments on the first four anniversaries of March 17, 2020, subject to continued employment with the Company. Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. Marguerite M. Elias 2020-03-19