0001209191-16-100742.txt : 20160219 0001209191-16-100742.hdr.sgml : 20160219 20160219202345 ACCESSION NUMBER: 0001209191-16-100742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160217 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DreamWorks Animation SKG, Inc. CENTRAL INDEX KEY: 0001297401 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 680589190 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 FORMER COMPANY: FORMER CONFORMED NAME: DreamWorks Animation, Inc. DATE OF NAME CHANGE: 20040715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZENBERG JEFFREY CENTRAL INDEX KEY: 0001306911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32337 FILM NUMBER: 161443315 MAIL ADDRESS: STREET 1: C/O DREAMWORKS ANIMATION SKG, INC. STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-17 0 0001297401 DreamWorks Animation SKG, Inc. DWA 0001306911 KATZENBERG JEFFREY C/O M & JK DREAM LIMITED PARTNERSHIP 1000 FLOWER ST. GLENDALE CA 91201 1 1 1 0 Chief Executive Officer CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE 2016-02-17 4 A 0 38282 0.00 A 270149 D CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE 2016-02-17 4 F 0 14387 21.71 D 255762 D CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE 2016-02-17 4 A 0 114848 0.00 A 370610 D CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE 976919 I By Trust Shares of Class A Common Stock acquired upon settlement of 25% of an award of performance-based restricted stock units (the "162(m) RSUs") granted to Mr. Katzenberg on November 3, 2014, under the Company's Amended and Restated 2008 Omnibus Incentive Compensation Plan. The 162(m) RSUs were previously disclosed in the Definitive Proxy Statement for the Company's 2015 Annual Meeting of Stockholders. The vesting of all of the 162(m) RSUs was subject to achievement of performance goals for the 2015 performance period, as well as continued service through the applicable vesting date. On February 17, 2016, the Compensation Committee of the Company's Board of Directors certified that the applicable performance goals were achieved with respect to the 162(m) RSUs and, thus, the first 25% of the 162(m) RSUs vested. Represents the remaining 75% of the 162(m) RSUs. Such 162(m) RSUs remain subject to service-based vesting conditions, and will vest in equal installments on November 3, 2016, 2017 and 2018, subject to the reporting person's continued employment through the applicable vesting date. Robert A. Kelly, as Attorney-in-Fact for Jeffrey Katzenberg 2016-02-19