0001209191-16-100742.txt : 20160219
0001209191-16-100742.hdr.sgml : 20160219
20160219202345
ACCESSION NUMBER: 0001209191-16-100742
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160217
FILED AS OF DATE: 20160219
DATE AS OF CHANGE: 20160219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DreamWorks Animation SKG, Inc.
CENTRAL INDEX KEY: 0001297401
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 680589190
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: GRANDVIEW BUILDING
STREET 2: 1000 FLOWER STREET
CITY: GLENDALE
STATE: CA
ZIP: 91201
BUSINESS PHONE: (818) 695-5000
MAIL ADDRESS:
STREET 1: GRANDVIEW BUILDING
STREET 2: 1000 FLOWER STREET
CITY: GLENDALE
STATE: CA
ZIP: 91201
FORMER COMPANY:
FORMER CONFORMED NAME: DreamWorks Animation, Inc.
DATE OF NAME CHANGE: 20040715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KATZENBERG JEFFREY
CENTRAL INDEX KEY: 0001306911
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32337
FILM NUMBER: 161443315
MAIL ADDRESS:
STREET 1: C/O DREAMWORKS ANIMATION SKG, INC.
STREET 2: 1000 FLOWER STREET
CITY: GLENDALE
STATE: CA
ZIP: 91201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-17
0
0001297401
DreamWorks Animation SKG, Inc.
DWA
0001306911
KATZENBERG JEFFREY
C/O M & JK DREAM LIMITED PARTNERSHIP
1000 FLOWER ST.
GLENDALE
CA
91201
1
1
1
0
Chief Executive Officer
CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE
2016-02-17
4
A
0
38282
0.00
A
270149
D
CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE
2016-02-17
4
F
0
14387
21.71
D
255762
D
CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE
2016-02-17
4
A
0
114848
0.00
A
370610
D
CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE
976919
I
By Trust
Shares of Class A Common Stock acquired upon settlement of 25% of an award of performance-based restricted stock units (the "162(m) RSUs") granted to Mr. Katzenberg on November 3, 2014, under the Company's Amended and Restated 2008 Omnibus Incentive Compensation Plan. The 162(m) RSUs were previously disclosed in the Definitive Proxy Statement for the Company's 2015 Annual Meeting of Stockholders. The vesting of all of the 162(m) RSUs was subject to achievement of performance goals for the 2015 performance period, as well as continued service through the applicable vesting date. On February 17, 2016, the Compensation Committee of the Company's Board of Directors certified that the applicable performance goals were achieved with respect to the 162(m) RSUs and, thus, the first 25% of the 162(m) RSUs vested.
Represents the remaining 75% of the 162(m) RSUs. Such 162(m) RSUs remain subject to service-based vesting conditions, and will vest in equal installments on November 3, 2016, 2017 and 2018, subject to the reporting person's continued employment through the applicable vesting date.
Robert A. Kelly, as Attorney-in-Fact for Jeffrey Katzenberg
2016-02-19