-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BR93lP4LtKTGi7kjH3AUF1MBxLTmK8VRor3s9NAS0gmKdJf4qCRagTTjCtrZ/NiX 3SC4SaWgRBcrQCqhk7bxBw== 0000950129-05-000380.txt : 20050114 0000950129-05-000380.hdr.sgml : 20050114 20050114131326 ACCESSION NUMBER: 0000950129-05-000380 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050113 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20050114 DATE AS OF CHANGE: 20050114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DreamWorks Animation SKG, Inc. CENTRAL INDEX KEY: 0001297401 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32337 FILM NUMBER: 05530075 BUSINESS ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 FORMER COMPANY: FORMER CONFORMED NAME: DreamWorks Animation, Inc. DATE OF NAME CHANGE: 20040715 8-K 1 a04639e8vk.htm DREAMWORKS ANIMATION SKG, INC. - JANUARY 13, 2005 e8vk
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): January 13, 2005

DreamWorks Animation SKG, Inc.

(Exact Name of Registrant as Specified in Charter)
         
Delaware   001-32337   68-0589190
         
         
(State or other
jurisdiction of
incorporation) 		  (Commission File Number)   (IRS Employer
Identification No.)
         
1000 Flower Street, Glendale, California
    91201  
 
       
(Address of principal executive offices)
  (Zip Code)

Registrant’s telephone number, including area code: (818) 695-5000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

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ITEM 1.01. ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.
SIGNATURES

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ITEM 1.01. ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.

On January 13, 2005, the compensation committee (the “Compensation Committee”) of the board of directors of DreamWorks Animation SKG, Inc. (the “Company”) established objective performance goals for performance-based options to purchase the Company’s Class A common stock (“Common Stock”) and performance-based restricted shares of Common Stock that were awarded under the Company’s 2004 Omnibus Incentive Compensation Plan (the “2004 Plan”) to certain named executive officers on October 27, 2004, the date of the Company’s initial public offering. A copy of the 2004 Plan was filed as Exhibit 10.1 to the Company’s Form S-1 dated October 27, 2004. The objective performance goals for each such named executive officer are based on (i) the Company’s revenues, (ii) the Company’s operating cash flow in excess of a predetermined return on investment and (iii) average return on investment, all of which are to be measured at the end of a four-year performance period.

The Compensation Committee also approved performance compensation awards with respect to 1,020,952 shares of Common Stock under the 2004 Plan for certain named executive officers. Pursuant to the terms and conditions of such awards, delivery of shares of Common Stock is contingent on a determination and certification by the Compensation Committee at the end of a four-year performance period that certain objective performance goals based on the Company’s revenues and the Company’s operating cash flow in excess of return on investment have been achieved.

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
         
  DreamWorks Animation SKG, Inc.
 		  
Date: January 14, 2005  By:   /s/ KRISTINA M. LESLIE  
    Kristina M. Leslie   
    Chief Financial Officer   
 

 

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