0000891092-20-001783.txt : 20200214 0000891092-20-001783.hdr.sgml : 20200214 20200214164348 ACCESSION NUMBER: 0000891092-20-001783 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advisors Asset Management, Inc. CENTRAL INDEX KEY: 0001297376 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12578 FILM NUMBER: 20621213 BUSINESS ADDRESS: STREET 1: 18925 BASE CAMP ROAD CITY: MONUMENT STATE: CO ZIP: 80132 BUSINESS PHONE: 719-488-8251 MAIL ADDRESS: STREET 1: 18925 BASE CAMP ROAD CITY: MONUMENT STATE: CO ZIP: 80132 FORMER COMPANY: FORMER CONFORMED NAME: Fixed Income Securities, Inc. DATE OF NAME CHANGE: 20080207 FORMER COMPANY: FORMER CONFORMED NAME: Fixed Income Securities LP DATE OF NAME CHANGE: 20040715 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001297376 XXXXXXXX 12-31-2019 12-31-2019 false Advisors Asset Management, Inc.

18925 Base Camp Road Monument CO 80132

13F COMBINATION REPORT 028-12578 0000872259 028-02825 BAHL & GAYNOR INC 0001634047 028-16741 Vident Investment Advisory, LLC 0000922439 028-06652 HARTFORD INVESTMENT MANAGEMENT CO 0001356783 028-12179 Phocas Financial Corp. N John Webber 210-698-0460 /s/ John Webber Boerne TX 02-14-2020 0 1556 11298228 INFORMATION TABLE 2 infotable.xml AAR CORP COM 000361105 1168 25905 SH SOLE 25905 0 0 ABB LTD SPONSORED ADR 000375204 2579 100288 SH SOLE 97144 0 3144 AFLAC INC COM 001055102 3120 58970 SH SOLE 58970 0 0 AGCO CORP COM 001084102 1379 17847 SH SOLE 17847 0 0 AARONS INC COM PAR $0.50 002535300 290 5086 SH SOLE 5086 0 0 ABBOTT LABS COM 002824100 20612 237306 SH SOLE 237306 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 54651 751160 SH SOLE 721815 0 29345 ABERDEEN INCOME CR STRATEGIE COM 003057106 22269 202731 SH SOLE 191547 0 11184 ABIOMED INC COM 003654100 1754 10282 SH SOLE 10282 0 0 ACI WORLDWIDE INC COM 004498101 16 420 SH SOLE 420 0 0 ACUSHNET HOLDINGS CORP COM 005098108 53 1617 SH SOLE 1617 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 2941 186507 SH SOLE 186507 0 0 ADDUS HOMECARE CORP COM 006739106 56 571 SH SOLE 571 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 2649 58006 SH SOLE 58006 0 0 ADVANCED 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21384 SH SOLE 21384 0 0 TRANSDIGM GROUP INC COM 893641100 5330 9517 SH SOLE 9517 0 0 TRIMBLE INC COM 896239100 1144 27449 SH SOLE 27449 0 0 TRINITY INDS INC COM 896522109 361 16316 SH SOLE 16316 0 0 TRIPADVISOR INC COM 896945201 81 2669 SH SOLE 2669 0 0 TUPPERWARE BRANDS CORP COM 899896104 2484 289480 SH SOLE 289480 0 0 TUTOR PERINI CORP COM 901109108 1304 101361 SH SOLE 101361 0 0 II VI INC COM 902104108 591 17540 SH SOLE 17540 0 0 TYLER TECHNOLOGIES INC COM 902252105 1062 3539 SH SOLE 3539 0 0 TYSON FOODS INC CL A 902494103 8697 95557 SH SOLE 95557 0 0 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 1 229 SH SOLE 229 0 0 UDR INC COM 902653104 3134 67108 SH SOLE 67108 0 0 UGI CORP NEW COM 902681105 4058 21775 SH SOLE 14103 0 7672 US BANCORP DEL COM NEW 902973304 8912 150308 SH SOLE 150308 0 0 UNDER ARMOUR INC CL A 904311107 86 3970 SH SOLE 3970 0 0 UNDER ARMOUR INC CL C 904311206 44 2298 SH SOLE 2298 0 0 UNIFIRST CORP MASS COM 904708104 14 71 SH SOLE 71 0 0 UNILEVER PLC SPON ADR NEW 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INDEX FDS REAL ESTATE ETF 922908553 0 18 SH SOLE 18 0 0 VERITEX HLDGS INC COM 923451108 503 17283 SH SOLE 17283 0 0 VICI PPTYS INC COM 925652109 2244 87824 SH SOLE 87824 0 0 VIRTU FINL INC CL A 928254101 611 38203 SH SOLE 38203 0 0 VMWARE INC CL A COM 928563402 125 823 SH SOLE 823 0 0 VORNADO RLTY TR SH BEN INT 929042109 610 9174 SH SOLE 9174 0 0 VULCAN MATLS CO COM 929160109 5768 39351 SH SOLE 37925 0 1426 WD-40 CO COM 929236107 3025 15584 SH SOLE 15584 0 0 WABTEC CORP COM 929740108 155 1991 SH SOLE 1991 0 0 WADDELL & REED FINL INC CL A 930059100 47 2805 SH SOLE 2805 0 0 WALMART INC COM 931142103 3030 25497 SH SOLE 25497 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 15961 220562 SH SOLE 213905 0 6657 WATERS CORP COM 941848103 1584 6781 SH SOLE 6781 0 0 WATSCO INC COM 942622200 8732 48470 SH SOLE 48470 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 32 316 SH SOLE 316 0 0 WEIBO CORP SPONSORED ADR 948596101 394 8503 SH SOLE 8503 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 697 22322 SH SOLE 22322 0 0 WELLS FARGO CO NEW COM 949746101 3980 74122 SH SOLE 73969 0 153 WERNER ENTERPRISES INC COM 950755108 61 1690 SH SOLE 1690 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 2531 16834 SH SOLE 16834 0 0 WESTERN ALLIANCE BANCORP COM 957638109 1064 18658 SH SOLE 18658 0 0 WESTERN DIGITAL CORP COM 958102105 21364 336601 SH SOLE 336601 0 0 WESTERN ASSET INTM MUNI FD I COM 958435109 1122 123618 SH SOLE 123618 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 521 26440 SH SOLE 26440 0 0 WESTERN UN CO COM 959802109 22186 828464 SH SOLE 828464 0 0 WESTLAKE CHEM CORP COM 960413102 1503 21422 SH SOLE 21422 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 1955 107835 SH SOLE 104569 0 3266 WEYERHAEUSER CO COM 962166104 159 5256 SH SOLE 5256 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 794 26687 SH SOLE 26687 0 0 WHIRLPOOL CORP COM 963320106 211 1429 SH SOLE 1429 0 0 WHITING PETE CORP NEW COM NEW 966387409 0 7 SH SOLE 7 0 0 WILLIAMS COS INC DEL COM 969457100 10282 433486 SH SOLE 433486 0 0 WINGSTOP INC COM 974155103 1608 18650 SH SOLE 18650 0 0 WOODWARD INC COM 980745103 2984 25197 SH SOLE 25197 0 0 WORLD FUEL SVCS CORP COM 981475106 14 333 SH SOLE 333 0 0 WYNN RESORTS LTD COM 983134107 391 2818 SH SOLE 2818 0 0 XPO LOGISTICS INC COM 983793100 70 884 SH SOLE 884 0 0 XILINX INC COM 983919101 3155 32290 SH SOLE 32290 0 0 YUM BRANDS INC COM 988498101 2152 21367 SH SOLE 21367 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 5701 22318 SH SOLE 22318 0 0 ZIONS BANCORPORATION N A COM 989701107 425 8179 SH SOLE 8179 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 50 1141 SH SOLE 1141 0 0 CDK GLOBAL INC COM 12508E101 126 2310 SH SOLE 2310 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1627 119974 SH SOLE 119974 0 0 COVANTA HLDG CORP COM 22282E102 15041 1013559 SH SOLE 1013559 0 0 QUANTA SVCS INC COM 74762E102 2553 62723 SH SOLE 62723 0 0 VERISIGN INC COM 92343E102 87 453 SH SOLE 453 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 3491 258613 SH SOLE 258613 0 0 INVESCO 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S A SPONSORED ADS 89151E109 2671 48163 SH SOLE 47050 0 1113 BHP GROUP PLC SPONSORED ADR 05545E209 2026 43089 SH SOLE 43089 0 0 AGNC INVT CORP COM 00123Q104 8150 460957 SH SOLE 460957 0 0 AES CORP COM 00130H105 335 16828 SH SOLE 16828 0 0 ALPS ETF TR RIVRFRNT STR INC 00162Q783 141 5680 SH SOLE 5680 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 475256 236446 SH SOLE 45137 0 191309 AMC ENTMT HLDGS INC CL A COM 00165C104 17336 1089132 SH SOLE 1056798 0 32334 ANI PHARMACEUTICALS INC COM 00182C103 36 585 SH SOLE 585 0 0 ASGN INC COM 00191U102 24 339 SH SOLE 339 0 0 AT&T INC COM 00206R102 55307 1240736 SH SOLE 1228552 0 12184 ASE TECHNOLOGY HOLDING CO LT SPONSORED ADS 00215W100 837 150529 SH SOLE 150529 0 0 ABBVIE INC COM 00287Y109 25921 264259 SH SOLE 259120 0 5139 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 41931 1104036 SH SOLE 1084556 0 19480 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 4292 412732 SH SOLE 412732 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 11052 1234841 SH SOLE 1234841 0 0 ACTIVISION BLIZZARD INC COM 00507V109 828 13933 SH SOLE 13933 0 0 ACUITY BRANDS INC COM 00508Y102 428 3106 SH SOLE 3106 0 0 ADAM NAT RES FD INC COM 00548F105 1403 85210 SH SOLE 85210 0 0 ADOBE INC COM 00724F101 23677 72024 SH SOLE 71419 0 605 ADVANCE AUTO PARTS INC COM 00751Y106 1082 6755 SH SOLE 6755 0 0 ADVENT CONVERTIBLE & INCOME COM 00764C109 33383 1178207 SH SOLE 1169968 0 8239 AECOM COM 00766T100 3322 77013 SH SOLE 77013 0 0 ADVANCED DISP SVCS INC DEL COM 00790X101 105 3184 SH SOLE 3184 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1929 22610 SH SOLE 22610 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 662 7667 SH SOLE 7667 0 0 ALCENTRA CAP CORP COM 01374T102 292 32226 SH SOLE 32226 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 10476 49391 SH SOLE 49391 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 272 13173 SH SOLE 13173 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 3590 256781 SH SOLE 256781 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 34476 1258884 SH SOLE 1248838 0 10046 ALLIANZGI DIVERS INC & CNV F COM 01883J108 6768 275115 SH SOLE 275115 0 0 ALLY FINL INC COM 02005N100 79 2582 SH SOLE 2582 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 926 8041 SH SOLE 8041 0 0 ALPHABET INC CAP STK CL C 02079K107 595 445 SH SOLE 445 0 0 ALPHABET INC CAP STK CL A 02079K305 105251 78584 SH SOLE 78584 0 0 ALTRIA GROUP INC COM 02209S103 24890 425827 SH SOLE 417905 0 7922 AMBEV SA SPONSORED ADR 02319V103 1352 290188 SH SOLE 290188 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 10 395 SH SOLE 395 0 0 AMERICAN OUTDOOR BRANDS CORP COM 02874P103 0 65 SH SOLE 65 0 0 AMERICAN TOWER CORP NEW COM 03027X100 39540 172214 SH SOLE 171454 0 760 AMERIPRISE FINL INC COM 03076C106 4600 27613 SH SOLE 27613 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1250 15399 SH SOLE 14611 0 788 ANSYS INC COM 03662Q105 2271 7945 SH SOLE 6442 0 1503 ANTERO MIDSTREAM CORP COM 03676B102 5626 741264 SH SOLE 741264 0 0 APARTMENT INVT & MGMT CO CL A 03748R754 159 3069 SH SOLE 3069 0 0 APOLLO INVT CORP COM NEW 03761U502 2346 134386 SH SOLE 134386 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 1913 104577 SH SOLE 104577 0 0 AQUA AMERICA INC COM 03836W103 104 2223 SH SOLE 2223 0 0 ARAMARK COM 03852U106 17 395 SH SOLE 395 0 0 ARCHROCK INC COM 03957W106 12878 1282707 SH SOLE 1282707 0 0 ARCONIC INC COM 03965L100 291 9456 SH SOLE 9456 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 44 1222 SH SOLE 1222 0 0 ARES CAP CORP COM 04010L103 558385 412938 SH SOLE 276694 0 136244 ARES DYNAMIC CR ALLOCATION F COM 04014F102 8412 547998 SH SOLE 547998 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 2419 25747 SH SOLE 25747 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 8598 266024 SH SOLE 266024 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 51 1347 SH SOLE 1347 0 0 AUTOHOME INC SP ADR RP CL A 05278C107 85 1059 SH SOLE 1059 0 0 AVANOS MED INC COM 05350V106 2 56 SH SOLE 56 0 0 AXOGEN INC COM 05463X106 383 21425 SH SOLE 21425 0 0 AXON ENTERPRISE INC COM 05464C101 1415 19307 SH SOLE 19307 0 0 B & G FOODS INC NEW COM 05508R106 13770 767994 SH SOLE 767994 0 0 BGC PARTNERS INC CL A 05541T101 3469 583972 SH SOLE 583972 0 0 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 1544 98922 SH SOLE 98922 0 0 BAKER HUGHES COMPANY CL A 05722G100 282 10993 SH SOLE 10993 0 0 BANCO SANTANDER SA ADR 05964H105 451 108824 SH SOLE 108824 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 132 5739 SH SOLE 5739 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 1289 106299 SH SOLE 106299 0 0 BANCO SANTANDER MEXICO S A SPONSORED ADS B 05969B103 52 7660 SH SOLE 7660 0 0 BANDWIDTH INC COM CL A 05988J103 79 1234 SH SOLE 1234 0 0 BANK OZK COM 06417N103 555 18184 SH SOLE 18184 0 0 BAOZUN INC SPONSORED ADR 06684L103 325 9807 SH SOLE 9807 0 0 BEIGENE LTD SPONSORED ADR 07725L102 155 935 SH SOLE 935 0 0 BERRY GLOBAL GROUP INC COM 08579W103 164 3449 SH SOLE 3449 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 262 3104 SH SOLE 3104 0 0 BIOGEN INC COM 09062X103 725 2442 SH SOLE 2442 0 0 BIO TECHNE CORP COM 09073M104 1790 8156 SH SOLE 8156 0 0 BLACKROCK INVT QUALITY MUN T COM 09247D105 2778 178300 SH SOLE 178300 0 0 BLACKROCK INC COM 09247X101 20279 40341 SH SOLE 40341 0 0 BLACKROCK UTILITIES INFRSTRC COM 09248D104 3254 145856 SH SOLE 145856 0 0 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 2285 161274 SH SOLE 161274 0 0 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 632 47179 SH SOLE 47179 0 0 BLACKROCK STRATEGIC MUN TR COM 09248T109 2809 200201 SH SOLE 200201 0 0 BLACKROCK MUNICIPAL BOND TR COM 09249H104 1226 78973 SH SOLE 78973 0 0 BLACKROCK MUNI INCOME TR II COM 09249N101 462 30551 SH SOLE 30551 0 0 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 1008 78898 SH SOLE 78898 0 0 BLACKROCK MUNI INCOME INV QL COM 09250G102 2503 176081 SH SOLE 176081 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 249164 494644 SH SOLE 374162 0 120482 BLACKROCK ENHANCED EQT DIV T COM 09251A104 33443 918895 SH SOLE 905600 0 13295 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 444 29137 SH SOLE 29137 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 1538 168792 SH SOLE 168792 0 0 BLACKROCK MUNIYIELD FD INC COM 09253W104 357 24085 SH SOLE 24085 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 2194 154059 SH SOLE 154059 0 0 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 720 64530 SH SOLE 64530 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 2626 208900 SH SOLE 208900 0 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 761 60317 SH SOLE 60317 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254F100 3044 202279 SH SOLE 202279 0 0 BLACKROCK MUNIY QUALITY FD I COM 09254G108 2722 209353 SH SOLE 209353 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 1658 118502 SH SOLE 118502 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 1413 100076 SH SOLE 100076 0 0 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 1644 115683 SH SOLE 115683 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 1091 82077 SH SOLE 82077 0 0 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 237 16496 SH SOLE 16496 0 0 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 444 29408 SH SOLE 29408 0 0 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 6362 568057 SH SOLE 568057 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 5012 372943 SH SOLE 372943 0 0 BLACKROCK ENH CAP & INC FD I COM 09256A109 10882 630835 SH SOLE 630835 0 0 BLACKROCK RES & COMM STRAT T SHS 09257A108 4200 520475 SH SOLE 520475 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 694 48227 SH SOLE 48227 0 0 BLACKROCK MULTI-SECTOR INC T COM 09258A107 1945 120381 SH SOLE 120381 0 0 BLUEBIRD BIO INC COM 09609G100 385 4390 SH SOLE 4390 0 0 BOOKING HLDGS INC COM 09857L108 782 382 SH SOLE 382 0 0 BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 1758 139219 SH SOLE 139219 0 0 BRIXMOR PPTY GROUP INC COM 11120U105 742 34331 SH SOLE 34331 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 8680 70259 SH SOLE 70259 0 0 BROADCOM INC COM 11135F101 14396 45598 SH SOLE 44675 0 923 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 8168 585493 SH SOLE 585493 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 732 6100 SH SOLE 6100 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 41571 1583764 SH SOLE 1567792 0 15972 CBRE GROUP INC CL A 12504L109 4047 66028 SH SOLE 66028 0 0 CDW CORP COM 12514G108 2589 18126 SH SOLE 18126 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1715 21937 SH SOLE 21937 0 0 CME GROUP INC COM 12572Q105 2971 14858 SH SOLE 14796 0 62 CRH PLC ADR 12626K203 3348 81074 SH SOLE 79088 0 1986 CNX MIDSTREAM PARTNERS LP COM UNIT REPST 12654A101 2319 140899 SH SOLE 140899 0 0 CVR ENERGY INC COM 12662P108 16661 412090 SH SOLE 412090 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 488 3381 SH SOLE 3381 0 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 5133 590627 SH SOLE 590627 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 4469 392038 SH SOLE 392038 0 0 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 7681 362985 SH SOLE 362985 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 0 29 SH SOLE 29 0 0 CANADIAN PAC RY LTD COM 13645T100 488 1915 SH SOLE 1915 0 0 CAPITAL ONE FINL CORP COM 14040H105 393 3835 SH SOLE 3835 0 0 CAPITALA FIN CORP COM 14054R106 2215 253727 SH SOLE 253727 0 0 CARDINAL HEALTH INC COM 14149Y108 18867 373007 SH SOLE 373007 0 0 CARNIVAL PLC ADR 14365C103 1495 30845 SH SOLE 29681 0 1164 CENTENE CORP DEL COM 15135B101 3362 53471 SH SOLE 53471 0 0 CENTERPOINT ENERGY INC COM 15189T107 2237 82034 SH SOLE 82034 0 0 CHART INDS INC COM PAR $0.01 16115Q308 13 186 SH SOLE 186 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 28916 59611 SH SOLE 59611 0 0 CHATHAM LODGING TR COM 16208T102 2145 116952 SH SOLE 116952 0 0 CHEMED CORP NEW COM 16359R103 3130 7371 SH SOLE 6956 0 415 CHENIERE ENERGY INC COM NEW 16411R208 2151 35229 SH SOLE 35229 0 0 CHEWY INC CL A 16679L109 199 6874 SH SOLE 6874 0 0 CHIMERA INVT CORP COM NEW 16934Q208 1334 64906 SH SOLE 64906 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 66 1245 SH SOLE 0 0 1245 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 1311 21794 SH SOLE 21794 0 0 CINEMARK HOLDINGS INC COM 17243V102 2363 69819 SH SOLE 69819 0 0 CIRCOR INTL INC COM 17273K109 200 4333 SH SOLE 4333 0 0 CISCO SYS INC COM 17275R102 39406 744181 SH SOLE 735931 0 8250 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 4729 562254 SH SOLE 562254 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 18469Q108 6534 760694 SH SOLE 760694 0 0 CLEARWAY ENERGY INC CL A 18539C105 18418 963303 SH SOLE 963303 0 0 CLOUGH GLOBAL DIVND AND INC COM 18913Y103 701 64005 SH SOLE 64005 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 27649 750120 SH SOLE 739554 0 10566 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 17118 225775 SH SOLE 220345 0 5430 COHEN & STEERS QUALITY RLTY COM 19247L106 4080 274168 SH SOLE 274168 0 0 COHEN & STEERS TOTAL RETURN COM 19247R103 868 59949 SH SOLE 59949 0 0 COHEN & STEERS REIT & PFD &I COM 19247X100 8742 367465 SH SOLE 367465 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 2395 91552 SH SOLE 91552 0 0 COLONY CR REAL ESTATE INC COM CL A 19625T101 3781 287316 SH SOLE 287316 0 0 COLUMBIA SELIGM PREM TECH GR COM 19842X109 1842 78211 SH SOLE 78211 0 0 COMCAST CORP NEW CL A 20030N101 56307 1146623 SH SOLE 1137082 0 9541 COMMSCOPE HLDG CO INC COM 20337X109 120 8441 SH SOLE 8441 0 0 COMMUNITY HEALTHCARE TR INC COM 20369C106 2609 60881 SH SOLE 60881 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 207 9443 SH SOLE 9443 0 0 COMPASS MINERALS INTL INC COM 20451N101 19893 326336 SH SOLE 326336 0 0 CONCHO RES INC COM 20605P101 0 10 SH SOLE 10 0 0 CONOCOPHILLIPS COM 20825C104 6503 53696 SH SOLE 47247 0 6449 CONSTELLATION BRANDS INC CL A 21036P108 2210 11653 SH SOLE 11653 0 0 CORESITE RLTY CORP COM 21870Q105 1008 9002 SH SOLE 9002 0 0 CORTEVA INC COM 22052L104 1246 41268 SH SOLE 39840 0 1428 COSTCO WHSL CORP NEW COM 22160K105 19252 65509 SH SOLE 65509 0 0 COSTAR GROUP INC COM 22160N109 305 510 SH SOLE 510 0 0 COUPA SOFTWARE INC COM 22266L106 244 1666 SH SOLE 1666 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 3963 25777 SH SOLE 25777 0 0 CRESCENT PT ENERGY CORP COM 22576C101 429 95964 SH SOLE 95964 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 39623 278752 SH SOLE 278752 0 0 CYRUSONE INC COM 23283R100 2294 35063 SH SOLE 35063 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 793 32394 SH SOLE 32394 0 0 D R HORTON INC COM 23331A109 1466 27787 SH SOLE 27787 0 0 DXC TECHNOLOGY CO COM 23355L106 2 56 SH SOLE 56 0 0 DAVITA INC COM 23918K108 457 6090 SH SOLE 6090 0 0 DELEK US HLDGS INC NEW COM 24665A103 386 11508 SH SOLE 11508 0 0 DENTSPLY SIRONA INC COM 24906P109 1112 19653 SH SOLE 19653 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 9137 54253 SH SOLE 54253 0 0 DIAMONDBACK ENERGY INC COM 25278X109 3581 38568 SH SOLE 38568 0 0 DIGITAL TURBINE INC COM NEW 25400W102 332 46607 SH SOLE 46607 0 0 DISCOVERY INC COM SER A 25470F104 200 6110 SH SOLE 6110 0 0 DISCOVERY INC COM SER C 25470F302 487 15987 SH SOLE 15987 0 0 DISH NETWORK CORP CL A 25470M109 236 6664 SH SOLE 6664 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 893 66356 SH SOLE 66356 0 0 DOMINION ENERGY INC COM 25746U109 24821 268355 SH SOLE 262952 0 5403 DOMINOS PIZZA INC COM 25754A201 4234 14419 SH SOLE 14419 0 0 DROPBOX INC CL A 26210C104 320 17853 SH SOLE 17853 0 0 DUFF & PHELPS UTLITY AND INF COM 26433C105 6556 431328 SH SOLE 431328 0 0 DUFF & PHELPS SLT ENGY AND M COM 26433F108 4740 1237621 SH SOLE 1237621 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 5852 64159 SH SOLE 64159 0 0 DUPONT DE NEMOURS INC COM 26614N102 5820 70928 SH SOLE 66573 0 4355 ENI S P A SPONSORED ADR 26874R108 802 25890 SH SOLE 25890 0 0 EOG RES INC COM 26875P101 2418 28878 SH SOLE 28878 0 0 EQT CORP COM 26884L109 61 5596 SH SOLE 5596 0 0 EPR PPTYS COM SH BEN INT 26884U109 414 5862 SH SOLE 5862 0 0 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 416 13923 SH SOLE 13923 0 0 ETF SER SOLUTIONS AAM S&P 500 26922A594 55 1414 SH SOLE 0 0 1414 EAGLE MATERIALS INC COM 26969P108 2645 29174 SH SOLE 29174 0 0 EAST WEST BANCORP INC COM 27579R104 771 15837 SH SOLE 15837 0 0 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 1437 106583 SH SOLE 106583 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 4564 712016 SH SOLE 712016 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 3658 286875 SH SOLE 286875 0 0 EATON VANCE MUN BD FD COM 27827X101 2696 209312 SH SOLE 209312 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 1946 172986 SH SOLE 172986 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 1151 45117 SH SOLE 45117 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 123 9253 SH SOLE 9253 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 4477 357561 SH SOLE 357561 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 4478 330509 SH SOLE 330509 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 11165 619588 SH SOLE 619588 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 243 14796 SH SOLE 14796 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 6952 670406 SH SOLE 670406 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 12269 1397380 SH SOLE 1397380 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 1690 181085 SH SOLE 181085 0 0 EATON VANCE TAX MNGD BUY WRI COM SH BEN INT 27829M103 699 68297 SH SOLE 68297 0 0 EHEALTH INC COM 28238P109 45 464 SH SOLE 464 0 0 EMCOR GROUP INC COM 29084Q100 2876 33324 SH SOLE 33324 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 15 270 SH SOLE 270 0 0 ENBRIDGE INC COM 29250N105 948 23859 SH SOLE 23859 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 368 5962 SH SOLE 5962 0 0 ENCOMPASS HEALTH CORP COM 29261A100 3322 47952 SH SOLE 47952 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 13 259 SH SOLE 259 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 7775 605994 SH SOLE 605994 0 0 ENEL AMERICAS S A SPONSORED ADR 29274F104 1648 112571 SH SOLE 105933 0 6638 ENEL CHILE S A SPONSORED ADR 29278D105 1016 213844 SH SOLE 213844 0 0 ENSIGN GROUP INC COM 29358P101 11 232 SH SOLE 232 0 0 ENTERGY CORP NEW COM 29364G103 2944 24571 SH SOLE 24571 0 0 ENVESTNET INC COM 29404K106 197 2830 SH SOLE 2830 0 0 EPAM SYS INC COM 29414B104 3829 18048 SH SOLE 18048 0 0 EQUINIX INC COM 29444U700 1468 2517 SH SOLE 2517 0 0 EQUINOR ASA SPONSORED ADR 29446M102 411 20645 SH SOLE 20645 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 2816 40003 SH SOLE 40003 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 644 7962 SH SOLE 7962 0 0 ERIE INDTY CO CL A 29530P102 1045 6295 SH SOLE 6295 0 0 ETSY INC COM 29786A106 1143 25793 SH SOLE 25793 0 0 EVERCORE INC CLASS A 29977A105 909 12157 SH SOLE 12157 0 0 EVERBRIDGE INC COM 29978A104 633 8110 SH SOLE 8110 0 0 EVERGY INC COM 30034W106 1237 18999 SH SOLE 18999 0 0 EVERSOURCE ENERGY COM 30040W108 1861 21871 SH SOLE 21871 0 0 EVOLENT HEALTH INC CL A 30050B101 14 1564 SH SOLE 1564 0 0 EXACT SCIENCES CORP COM 30063P105 1611 17418 SH SOLE 17418 0 0 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 0 76 SH SOLE 76 0 0 EXELON CORP COM 30161N101 1167 25588 SH SOLE 25588 0 0 EXPEDIA GROUP INC COM NEW 30212P303 784 7248 SH SOLE 7248 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 44 2986 SH SOLE 2986 0 0 EXTRA SPACE STORAGE INC COM 30225T102 3164 29966 SH SOLE 29966 0 0 EXXON MOBIL CORP COM 30231G102 27806 398480 SH SOLE 398480 0 0 FACEBOOK INC CL A 30303M102 95516 465368 SH SOLE 465368 0 0 FEDERATED PREM MUN INC FD COM 31423P108 742 52639 SH SOLE 52639 0 0 FEDEX CORP COM 31428X106 16223 107291 SH SOLE 107291 0 0 FIBROGEN INC COM 31572Q808 372 8673 SH SOLE 8673 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 3567 25642 SH SOLE 25642 0 0 FIDUCIARY CLAYMORE ENGRY INF COM 31647Q106 3309 418906 SH SOLE 418906 0 0 FIREEYE INC COM 31816Q101 226 13701 SH SOLE 13701 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 720 17337 SH SOLE 17337 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 1658 39558 SH SOLE 39558 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 81 693 SH SOLE 693 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 106 8424 SH SOLE 8424 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 31106 1064097 SH SOLE 1056515 0 7582 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 0 81 SH SOLE 81 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 0 31 SH SOLE 31 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 7065 312476 SH SOLE 312476 0 0 FIRST TR MLP & ENERGY INCOME COM 33739B104 12233 1024574 SH SOLE 1024574 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 4828 517516 SH SOLE 517516 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 38 742 SH SOLE 742 0 0 FIVE BELOW INC COM 33829M101 228 1782 SH SOLE 1782 0 0 FLUIDIGM CORP DEL COM 34385P108 7 2116 SH SOLE 2116 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 216 3306 SH SOLE 3306 0 0 FOUR CORNERS PPTY TR INC COM 35086T109 614 21768 SH SOLE 21768 0 0 FOX FACTORY HLDG CORP COM 35138V102 31 443 SH SOLE 443 0 0 FREEPORT-MCMORAN INC CL B 35671D857 280 21356 SH SOLE 21356 0 0 GEO GROUP INC NEW COM 36162J106 1717 103396 SH SOLE 103396 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 127 2463 SH SOLE 2463 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 580 5547 SH SOLE 5547 0 0 GABELLI CONV&INCOM SECS FD I COM 36240B109 5250 897398 SH SOLE 897398 0 0 GABELLI DIVD & INCOME TR COM 36242H104 6522 297146 SH SOLE 297146 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 490 11384 SH SOLE 11384 0 0 GAMESTOP CORP NEW CL A 36467W109 4542 747011 SH SOLE 747011 0 0 GANNETT CO INC NEW COM 36472T109 2992 468999 SH SOLE 468999 0 0 GENERAL MTRS CO COM 37045V100 2602 71249 SH SOLE 71037 0 212 GLACIER BANCORP INC NEW COM 37637Q105 108 2351 SH SOLE 2351 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 6152 130054 SH SOLE 128501 0 1553 GLOBAL PMTS INC COM 37940X102 1251 6874 SH SOLE 6874 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 0 206 SH SOLE 206 0 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 0 124 SH SOLE 124 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 579 2519 SH SOLE 2519 0 0 GOLDMAN SACHS MLP INC OPP FD COM SHS 38147W103 1627 267985 SH SOLE 267985 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 4790 1113895 SH SOLE 1113895 0 0 GOLUB CAP BDC INC COM 38173M102 859 46545 SH SOLE 46545 0 0 GRANITE PT MTG TR INC COM 38741L107 0 75 SH SOLE 0 0 75 GREEN DOT CORP CL A 39304D102 179 7670 SH SOLE 7670 0 0 GUARDANT HEALTH INC COM 40131M109 30 390 SH SOLE 390 0 0 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 1240 154044 SH SOLE 154044 0 0 HCA HEALTHCARE INC COM 40412C101 23 166 SH SOLE 166 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 665 10491 SH SOLE 10491 0 0 HMS HLDGS CORP COM 40425J101 13 427 SH SOLE 427 0 0 HP INC COM 40434L105 4431 215600 SH SOLE 215600 0 0 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 7152 261594 SH SOLE 261594 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 352 18227 SH SOLE 18227 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 185 6100 SH SOLE 6100 0 0 HEALTHEQUITY INC COM 42226A107 202 2726 SH SOLE 2726 0 0 HEALTHPEAK PPTYS INC COM 42250P103 324 9413 SH SOLE 9413 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 8 797 SH SOLE 797 0 0 HESS CORP COM 42809H107 311 4648 SH SOLE 4648 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 11 667 SH SOLE 667 0 0 HIGH INCOME SECS FD SHS BEN INT 42968F108 1641 183140 SH SOLE 183140 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 24 218 SH SOLE 218 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 2427 187789 SH SOLE 187789 0 0 HOST HOTELS & RESORTS INC COM 44107P104 433 23317 SH SOLE 23317 0 0 HUAZHU GROUP LTD SPONSORED ADS 44332N106 210 5234 SH SOLE 5234 0 0 IAC INTERACTIVECORP COM 44919P508 1104 4432 SH SOLE 4432 0 0 ICU MED INC COM 44930G107 799 4271 SH SOLE 4271 0 0 IPG PHOTONICS CORP COM 44980X109 525 3620 SH SOLE 3620 0 0 ITT INC COM 45073V108 679 9191 SH SOLE 9191 0 0 IDEX CORP COM 45167R104 968 5626 SH SOLE 5626 0 0 IDEXX LABS INC COM 45168D104 461 1764 SH SOLE 1764 0 0 INCYTE CORP COM 45337C102 1116 12784 SH SOLE 12784 0 0 INSPERITY INC COM 45778Q107 18 213 SH SOLE 213 0 0 INOGEN INC COM 45780L104 140 2045 SH SOLE 2045 0 0 INSULET CORP COM 45784P101 373 2176 SH SOLE 2176 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 1153 9306 SH SOLE 9306 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 8895 72449 SH SOLE 67701 0 4748 INVESTCORP CR MGMT BDC INC COM 46090R104 1064 158878 SH SOLE 158878 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 6597 11160 SH SOLE 11160 0 0 INVESCO SR INCOME TR COM 46131H107 3280 764582 SH SOLE 764582 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 2639 205348 SH SOLE 205348 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 1574 127350 SH SOLE 127350 0 0 INVESCO CALIF VALUE MUN INC COM 46132H106 717 55961 SH SOLE 55961 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 2644 172598 SH SOLE 172598 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 8530 751652 SH SOLE 751652 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 811 64460 SH SOLE 64460 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 0 52 SH SOLE 52 0 0 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 0 136 SH SOLE 136 0 0 INVESCO EXCHNG TRADED FD TR KBW PREM YIELD 46138E594 0 56 SH SOLE 56 0 0 INVESCO EXCHNG TRADED FD TR INTL CORP BD 46138E636 195 7168 SH SOLE 7168 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 232 10169 SH SOLE 10169 0 0 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 1 137 SH SOLE 137 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 74 3495 SH SOLE 3495 0 0 INVITATION HOMES INC COM 46187W107 1974 65880 SH SOLE 65880 0 0 IQVIA HLDGS INC COM 46266C105 111 720 SH SOLE 720 0 0 IQIYI INC SPONSORED ADS 46267X108 413 19552 SH SOLE 19552 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 201 8155 SH SOLE 8155 0 0 IRON MTN INC NEW COM 46284V101 995 31209 SH SOLE 31209 0 0 ISHARES TR CMBS ETF 46429B366 125 2363 SH SOLE 2363 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 35 345 SH SOLE 345 0 0 ISHARES US ETF TR IT RT HDG HGYL 46431W606 129 1438 SH SOLE 1438 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 73 1644 SH SOLE 1644 0 0 ISHARES TR CONV BD ETF 46435G102 170 2706 SH SOLE 2706 0 0 ISHARES TR MORTGE REL ETF 46435G342 0 87 SH SOLE 87 0 0 ISHARES TR CORE INTL AGGR 46435G672 224 4095 SH SOLE 4095 0 0 JOYY INC ADS REPSTG COM A 46591M109 172 3255 SH SOLE 3255 0 0 JPMORGAN CHASE & CO COM 46625H100 64203 447821 SH SOLE 444202 0 3619 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 193 3882 SH SOLE 3882 0 0 JD COM INC SPON ADR CL A 47215P106 684 19407 SH SOLE 19407 0 0 JOHN HANCOCK HDG EQ & INC FD COM 47804L102 21256 370735 SH SOLE 362081 0 8654 JONES LANG LASALLE INC COM 48020Q107 853 4905 SH SOLE 4905 0 0 JUNIPER NETWORKS INC COM 48203R104 750 30461 SH SOLE 30461 0 0 KAR AUCTION SVCS INC COM 48238T109 3106 142556 SH SOLE 142556 0 0 KLX ENERGY SERVICS HOLDNGS I COM 48253L106 8 1304 SH SOLE 1304 0 0 KB HOME COM 48666K109 239 6988 SH SOLE 6988 0 0 KEURIG DR PEPPER INC COM 49271V100 52 1801 SH SOLE 1801 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 4022 37916 SH SOLE 36246 0 1670 KILROY RLTY CORP COM 49427F108 2753 32809 SH SOLE 32809 0 0 KINDER MORGAN INC DEL COM 49456B101 13025 65287 SH SOLE 44136 0 21151 KONTOOR BRANDS INC COM 50050N103 230 5469 SH SOLE 5469 0 0 KRATON CORPORATION COM 50077C106 56 2209 SH SOLE 2209 0 0 KRONOS WORLDWIDE INC COM 50105F105 15738 1174499 SH SOLE 1174499 0 0 LHC GROUP INC COM 50187A107 4050 29400 SH SOLE 29400 0 0 LCI INDS COM 50189K103 2111 19702 SH SOLE 19702 0 0 LMP CAP & INCOME FD INC COM 50208A102 6701 431213 SH SOLE 431213 0 0 LPL FINL HLDGS INC COM 50212V100 703 7623 SH SOLE 7623 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1143 6756 SH SOLE 6756 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 240 14506 SH SOLE 14506 0 0 LENDINGTREE INC NEW COM 52603B107 244 804 SH SOLE 804 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 568 5448 SH SOLE 5448 0 0 LIFE STORAGE INC COM 53223X107 1097 10132 SH SOLE 10132 0 0 LIVE OAK BANCSHARES INC COM 53803X105 77 4058 SH SOLE 4058 0 0 LIVENT CORP COM 53814L108 83 9765 SH SOLE 9765 0 0 LUMENTUM HLDGS INC COM 55024U109 61 775 SH SOLE 775 0 0 LYFT INC CL A COM 55087P104 543 12627 SH SOLE 12627 0 0 M & T BK CORP COM 55261F104 485 2855 SH SOLE 2855 0 0 MFA FINL INC COM 55272X102 246 32201 SH SOLE 32201 0 0 MGE ENERGY INC COM 55277P104 535 6787 SH SOLE 6787 0 0 MGP INGREDIENTS INC NEW COM 55303J106 311 6411 SH SOLE 6411 0 0 MKS INSTRUMENT INC COM 55306N104 1423 10418 SH SOLE 8334 0 2084 MPLX LP COM UNIT REP LTD 55336V100 2437 95738 SH SOLE 95738 0 0 MSCI INC COM 55354G100 14 55 SH SOLE 55 0 0 MYR GROUP INC DEL COM 55405W104 235 7223 SH SOLE 7223 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 17551 409680 SH SOLE 409680 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 21629 375798 SH SOLE 370403 0 5395 MACYS INC COM 55616P104 9523 560180 SH SOLE 560180 0 0 MAIN STREET CAPITAL CORP COM 56035L104 229 5302 SH SOLE 5302 0 0 MANULIFE FINL CORP COM 56501R106 1783 87873 SH SOLE 87873 0 0 MARATHON PETE CORP COM 56585A102 5809 96408 SH SOLE 96408 0 0 MARKETAXESS HLDGS INC COM 57060D108 63 167 SH SOLE 167 0 0 MASTERCARD INC CL A 57636Q104 66252 221891 SH SOLE 221891 0 0 MATCH GROUP INC COM 57665R106 651 7926 SH SOLE 7926 0 0 MATSON INC COM 57686G105 0 26 SH SOLE 26 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 12988 211158 SH SOLE 211158 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 834 39501 SH SOLE 39501 0 0 MEDLEY CAP CORP COM 58503F106 313 143799 SH SOLE 143799 0 0 MEDPACE HLDGS INC COM 58506Q109 1297 15432 SH SOLE 15432 0 0 MERCADOLIBRE INC COM 58733R102 468 819 SH SOLE 819 0 0 MERCK & CO INC COM 58933Y105 23749 233579 SH SOLE 228488 0 5091 METHANEX CORP COM 59151K108 222 5739 SH SOLE 5739 0 0 METLIFE INC COM 59156R108 1422 27907 SH SOLE 27907 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 1666 170551 SH SOLE 170551 0 0 MID AMER APT CMNTYS INC COM 59522J103 716 5433 SH SOLE 5433 0 0 MIX TELEMATICS LTD SPONSORED ADR 60688N102 518 39956 SH SOLE 39956 0 0 MODERNA INC COM 60770K107 67 3410 SH SOLE 3410 0 0 MOELIS & CO CL A 60786M105 454 14210 SH SOLE 14210 0 0 MOLINA HEALTHCARE INC COM 60855R100 1997 14714 SH SOLE 14714 0 0 MOLSON COORS BREWING CO CL B 60871R209 197 3658 SH SOLE 3658 0 0 MOMO INC ADR 60879B107 210 6280 SH SOLE 6280 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 515 8104 SH SOLE 8104 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 842 86954 SH SOLE 86954 0 0 MOSAIC CO NEW COM 61945C103 688 31810 SH SOLE 31810 0 0 NVR INC COM 62944T105 206 54 SH SOLE 54 0 0 NATIONAL HEALTH INVS INC COM 63633D104 1611 19774 SH SOLE 19774 0 0 NAVIENT CORPORATION COM 63938C108 244 17863 SH SOLE 17863 0 0 NETAPP INC COM 64110D104 3408 54752 SH SOLE 54752 0 0 NETFLIX INC COM 64110L106 3264 10089 SH SOLE 10089 0 0 NETEASE INC SPONSORED ADS 64110W102 2477 8077 SH SOLE 8077 0 0 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 1940 139066 SH SOLE 139066 0 0 NEUBERGER BERMAN MUNI FD INC COM 64124P101 2882 187022 SH SOLE 187022 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 1359 12643 SH SOLE 12643 0 0 NEUBERGER BERMAN MLP AND ENR COM 64129H104 7603 1124716 SH SOLE 1124716 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 47209 1271474 SH SOLE 1248904 0 22570 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 5938 368610 SH SOLE 368610 0 0 NEWS CORP NEW CL A 65249B109 138 9726 SH SOLE 9726 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 1190 10151 SH SOLE 10151 0 0 NEXTERA ENERGY INC COM 65339F101 40385 163938 SH SOLE 161938 0 2000 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 8318 469695 SH SOLE 469695 0 0 NISOURCE INC COM 65473P105 670 24073 SH SOLE 24073 0 0 NOAH HLDGS LTD SPON ADS CL A 65487X102 133 3757 SH SOLE 3757 0 0 NOVARTIS A G SPONSORED ADR 66987V109 11238 118678 SH SOLE 118678 0 0 NOVANTA INC COM 67000B104 34 388 SH SOLE 388 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 117 2846 SH SOLE 2846 0 0 NUVEEN CALIF MUN VALUE FD COM 67062C107 1128 105945 SH SOLE 105945 0 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 533 32459 SH SOLE 32459 0 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 766 50227 SH SOLE 50227 0 0 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 174 10485 SH SOLE 10485 0 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 93 5706 SH SOLE 5706 0 0 NVIDIA CORP COM 67066G104 5943 25257 SH SOLE 25257 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 3578 245101 SH SOLE 245101 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1955 131293 SH SOLE 131293 0 0 NUVEEN SR INCOME FD COM 67067Y104 6367 1068240 SH SOLE 1068240 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 300 20469 SH SOLE 20469 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 3718 372166 SH SOLE 372166 0 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 9142 839440 SH SOLE 839440 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 2277 165597 SH SOLE 165597 0 0 NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 699 42435 SH SOLE 42435 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 2515 153637 SH SOLE 153637 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 5345 503272 SH SOLE 503272 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 3637 218161 SH SOLE 218161 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 4557 445000 SH SOLE 445000 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 3381 440810 SH SOLE 440810 0 0 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 1244 83677 SH SOLE 83677 0 0 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 5053 651103 SH SOLE 651103 0 0 NUVEEN SHT DUR CR OPP FD COM 67074X107 3408 224368 SH SOLE 224368 0 0 NUVEEN REAL ASSET INM AND GW COM 67074Y105 27877 777856 SH SOLE 770561 0 7295 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 6064 343386 SH SOLE 343386 0 0 NUTRIEN LTD COM 67077M108 922 19243 SH SOLE 19243 0 0 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 1093 90561 SH SOLE 90561 0 0 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 10905 745927 SH SOLE 745927 0 0 OFS CAP CORP COM 67103B100 3033 271620 SH SOLE 271620 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 5639 12867 SH SOLE 12867 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 1109 203280 SH SOLE 203280 0 0 OAKTREE STRATEGIC INCOME COR COM 67402D104 804 98194 SH SOLE 98194 0 0 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 608 18902 SH SOLE 18902 0 0 OMNICELL INC COM 68213N109 2206 26998 SH SOLE 26998 0 0 ONE GAS INC COM 68235P108 621 6642 SH SOLE 6642 0 0 ONEMAIN HLDGS INC COM 68268W103 313 7421 SH SOLE 7421 0 0 ORACLE CORP COM 68389X105 1199 22625 SH SOLE 22625 0 0 OUTFRONT MEDIA INC COM 69007J106 2545 94897 SH SOLE 94897 0 0 OXFORD SQUARE CAP CORP COM 69181V107 2871 527814 SH SOLE 527814 0 0 PBF LOGISTICS LP UNIT LTD PTNR 69318Q104 1374 67866 SH SOLE 67866 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 1220 79225 SH SOLE 79225 0 0 PGIM GLOBAL HIGH YIELD FD IN COM 69346J106 26033 785721 SH SOLE 777120 0 8601 PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 613 37127 SH SOLE 37127 0 0 PNM RES INC COM 69349H107 1020 20147 SH SOLE 20147 0 0 PPL CORP COM 69351T106 23898 666048 SH SOLE 666048 0 0 PRA HEALTH SCIENCES INC COM 69354M108 372 3345 SH SOLE 3345 0 0 PRA GROUP INC COM 69354N106 0 17 SH SOLE 17 0 0 PTC INC COM 69370C100 539 7197 SH SOLE 7197 0 0 PACIFIC PREMIER BANCORP COM 69478X105 42 1285 SH SOLE 1285 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 19055 712189 SH SOLE 712189 0 0 PAYCOM SOFTWARE INC COM 70432V102 3953 15117 SH SOLE 14392 0 725 PAYPAL HLDGS INC COM 70450Y103 39250 362854 SH SOLE 362854 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 241 8981 SH SOLE 8981 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 2630 215934 SH SOLE 215934 0 0 PENNYMAC MTG INVT TR COM 70931T103 267 11960 SH SOLE 11960 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 86 1707 SH SOLE 1707 0 0 PENUMBRA INC COM 70975L107 60 365 SH SOLE 365 0 0 PERFICIENT INC COM 71375U101 60 1307 SH SOLE 1307 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 120 8049 SH SOLE 8049 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 234 14709 SH SOLE 14709 0 0 PHIBRO ANIMAL HEALTH CORP CL A COM 71742Q106 277 11174 SH SOLE 11174 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 163 4979 SH SOLE 4979 0 0 PIMCO CALIF MUN INCOME FD II COM 72200M108 1471 147054 SH SOLE 147054 0 0 PIMCO MUNICIPAL INCOME FD COM 72200R107 540 35742 SH SOLE 35742 0 0 PIMCO ETF TR 15+ YR US TIPS 72201R304 241 3352 SH SOLE 3352 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 191 1917 SH SOLE 1917 0 0 PIMCO ETF TR INV GRD CRP BD 72201R817 0 39 SH SOLE 39 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 33 329 SH SOLE 329 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 1454 57680 SH SOLE 57680 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 368 5754 SH SOLE 5754 0 0 PINTEREST INC CL A 72352L106 49 2654 SH SOLE 2654 0 0 PLANET FITNESS INC CL A 72703H101 1646 19322 SH SOLE 17187 0 2135 PLUG POWER INC COM NEW 72919P202 31 9755 SH SOLE 9755 0 0 PORTMAN RIDGE FIN CORP COM 73688F102 1010 476349 SH SOLE 476349 0 0 PRICE T ROWE GROUP INC COM 74144T108 3249 26669 SH SOLE 26669 0 0 PRIMORIS SVCS CORP COM 74164F103 233 10489 SH SOLE 10489 0 0 PRIMERICA INC COM 74164M108 48 365 SH SOLE 365 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 4520 82189 SH SOLE 82189 0 0 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 121 5706 SH SOLE 5706 0 0 PROASSURANCE CORP COM 74267C106 876 24226 SH SOLE 24226 0 0 PROLOGIS INC COM 74340W103 4153 46604 SH SOLE 46604 0 0 PROSHARES TR INVT INT RT HG 74347B607 199 2567 SH SOLE 2567 0 0 PROPETRO HLDG CORP COM 74347M108 182 16152 SH SOLE 16152 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 731 113519 SH SOLE 113519 0 0 PUBLIC STORAGE COM 74460D109 1124 5279 SH SOLE 5279 0 0 QTS RLTY TR INC COM CL A 74736A103 395 7286 SH SOLE 7286 0 0 QORVO INC COM 74736K101 1436 12356 SH SOLE 12356 0 0 QUALYS INC COM 74758T303 553 6637 SH SOLE 6637 0 0 QUEST DIAGNOSTICS INC COM 74834L100 3632 34006 SH SOLE 34006 0 0 QUIDEL CORP COM 74838J101 680 9057 SH SOLE 9057 0 0 QURATE RETAIL INC COM SER A 74915M100 46 5458 SH SOLE 5458 0 0 RH COM 74967X103 709 3322 SH SOLE 3322 0 0 REGENERON PHARMACEUTICALS COM 75886F107 7805 20787 SH SOLE 20787 0 0 REGIONS FINL CORP NEW COM 7591EP100 793 46199 SH SOLE 46199 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 11 921 SH SOLE 921 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 861 13497 SH SOLE 12496 0 1001 RMR REAL ESTATE INCOME FUND COM 76970B101 117 5787 SH SOLE 5787 0 0 ROKU INC COM CL A 77543R102 696 5197 SH SOLE 5197 0 0 S&P GLOBAL INC COM 78409V104 11303 41468 SH SOLE 40591 0 877 SBA COMMUNICATIONS CORP NEW CL A 78410G104 975 4045 SH SOLE 4045 0 0 SPS COMMERCE INC COM 78463M107 80 1437 SH SOLE 1437 0 0 SPDR SERIES TRUST BLOMBRG BRC INTL 78464A151 64 1873 SH SOLE 1873 0 0 SPDR SERIES TRUST BLOMBERG BRC INT 78464A334 30 959 SH SOLE 959 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 112 2022 SH SOLE 2022 0 0 SPDR SERIES TRUST PORTFLI MORTGAGE 78464A383 55 2106 SH SOLE 2106 0 0 SPDR SERIES TRUST FTSE INT GVT ETF 78464A490 253 4595 SH SOLE 4595 0 0 SPDR SERIES TRUST PORTFLI TIPS ETF 78464A656 270 9470 SH SOLE 9470 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 0 76 SH SOLE 76 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 8658 141010 SH SOLE 141010 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 266 5746 SH SOLE 5746 0 0 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 138 5128 SH SOLE 5128 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 193 1788 SH SOLE 1788 0 0 SVB FINL GROUP COM 78486Q101 1525 6074 SH SOLE 6074 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 2973 139334 SH SOLE 139334 0 0 SABRE CORP COM 78573M104 431 19208 SH SOLE 19208 0 0 SAGE THERAPEUTICS INC COM 78667J108 20 273 SH SOLE 273 0 0 SALESFORCE COM INC COM 79466L302 4096 25187 SH SOLE 25187 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 666 9250 SH SOLE 9250 0 0 SANOFI SPONSORED ADR 80105N105 2503 49235 SH SOLE 47804 0 1431 SARATOGA INVT CORP COM NEW 80349A208 1276 51162 SH SOLE 51162 0 0 SEALED AIR CORP NEW COM 81211K100 107 2678 SH SOLE 2678 0 0 SELECT MED HLDGS CORP COM 81619Q105 42 1785 SH SOLE 1785 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 5412 641274 SH SOLE 641274 0 0 SERVICE PPTYS TR COM SH BEN INT 81761L102 278 11411 SH SOLE 11411 0 0 SERVICENOW INC COM 81762P102 4184 15025 SH SOLE 14343 0 682 SHAW COMMUNICATIONS INC CL B CONV 82028K200 189 3044 SH SOLE 0 0 3044 SHOPIFY INC CL A 82509L107 179 451 SH SOLE 451 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 221 1628 SH SOLE 1628 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 1884 37148 SH SOLE 37148 0 0 SITE CENTERS CORP COM 82981J109 118 8412 SH SOLE 8412 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 14283 255556 SH SOLE 248208 0 7348 SKYWORKS SOLUTIONS INC COM 83088M102 619 5129 SH SOLE 5129 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 2 97 SH SOLE 97 0 0 SOLAR CAP LTD COM 83413U100 3372 163522 SH SOLE 163522 0 0 SOLAR SR CAP LTD COM 83416M105 3587 203905 SH SOLE 203905 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 451 4748 SH SOLE 4748 0 0 SOLARIS OILFIELD INFRSTR INC COM CL A 83418M103 250 17829 SH SOLE 17829 0 0 SOUTHERN COPPER CORP COM 84265V105 6241 146916 SH SOLE 146916 0 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 0 10 SH SOLE 10 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 414 8426 SH SOLE 8426 0 0 SPROUTS FMRS MKT INC COM 85208M102 127 6564 SH SOLE 6564 0 0 STAG INDL INC COM 85254J102 1268 40161 SH SOLE 40161 0 0 STARWOOD PPTY TR INC COM 85571B105 10529 37270 SH SOLE 19427 0 17843 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 1656 223545 SH SOLE 223545 0 0 SUMMIT MATLS INC CL A 86614U100 2341 97954 SH SOLE 97954 0 0 SUZANO SA SPON ADS 86959K105 76 7723 SH SOLE 7723 0 0 SYNAPTICS INC COM 87157D109 0 12 SH SOLE 12 0 0 SYNNEX CORP COM 87162W100 80 627 SH SOLE 627 0 0 SYNCHRONY FINL COM 87165B103 507 14081 SH SOLE 14081 0 0 SYNEOS HEALTH INC CL A 87166B102 1091 18348 SH SOLE 18348 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 309 6215 SH SOLE 6215 0 0 TFS FINL CORP COM 87240R107 1496 76001 SH SOLE 76001 0 0 THL CR SR LN FD COM 87244R103 410317 315094 SH SOLE 181397 0 133697 TPG SPECIALTY LENDING INC COM 87265K102 4053 188783 SH SOLE 188783 0 0 TARGA RES CORP COM 87612G101 140 3420 SH SOLE 3420 0 0 TC ENERGY CORP COM 87807B107 348 5958 SH SOLE 4558 0 1400 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 20606 314208 SH SOLE 307851 0 6357 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 2314 132780 SH SOLE 132780 0 0 TENARIS S A SPONSORED ADS 88031M109 44 1947 SH SOLE 1947 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 185 15773 SH SOLE 15773 0 0 TERRAFORM PWR INC COM CL A 88104R209 509 33050 SH SOLE 33050 0 0 TESLA INC COM 88160R101 993 2374 SH SOLE 2374 0 0 TETRA TECH INC NEW COM 88162G103 320 3712 SH SOLE 3712 0 0 THE TRADE DESK INC COM CL A 88339J105 80 307 SH SOLE 307 0 0 3M CO COM 88579Y101 16709 94712 SH SOLE 94712 0 0 TILRAY INC COM CL 2 88688T100 9 514 SH SOLE 514 0 0 TIVO CORP COM 88870P106 7670 904443 SH SOLE 904443 0 0 TOPBUILD CORP COM 89055F103 269 2610 SH SOLE 2610 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 2351 131135 SH SOLE 131135 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 19280 403153 SH SOLE 395824 0 7329 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 6533 596077 SH SOLE 596077 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K101 384 88680 SH SOLE 88680 0 0 TRIP COM GROUP LTD ADS 89677Q107 143 4261 SH SOLE 4261 0 0 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 4253 299150 SH SOLE 299150 0 0 TRUIST FINL CORP COM 89832Q109 26059 462697 SH SOLE 462697 0 0 TWILIO INC CL A 90138F102 3209 32652 SH SOLE 32652 0 0 TWITTER INC COM 90184L102 99 3093 SH SOLE 3093 0 0 TWO HBRS INVT CORP COM NEW 90187B408 34674 1281853 SH SOLE 1252371 0 29482 U S CONCRETE INC COM NEW 90333L201 112 2692 SH SOLE 2692 0 0 UBER TECHNOLOGIES INC COM 90353T100 159 5352 SH SOLE 5352 0 0 UBIQUITI INC COM 90353W103 697 3689 SH SOLE 3689 0 0 ULTA BEAUTY INC COM 90384S303 5822 22998 SH SOLE 22998 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 576 13487 SH SOLE 13487 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 154 24564 SH SOLE 24564 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 0 6 SH SOLE 6 0 0 UNITEDHEALTH GROUP INC COM 91324P102 18289 60628 SH SOLE 59003 0 1625 UNITI GROUP INC COM 91325V108 5845 682134 SH SOLE 682134 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 323 1569 SH SOLE 1569 0 0 UNIVERSAL INS HLDGS INC COM 91359V107 37 1306 SH SOLE 1306 0 0 URBAN EDGE PPTYS COM 91704F104 344 17957 SH SOLE 17957 0 0 US ECOLOGY INC COM 91734M103 0 22 SH SOLE 22 0 0 VAIL RESORTS INC COM 91879Q109 2864 11903 SH SOLE 10907 0 996 VALERO ENERGY CORP NEW COM 91913Y100 9129 72071 SH SOLE 67163 0 4908 VALVOLINE INC COM 92047W101 1035 48356 SH SOLE 48356 0 0 VANECK VECTORS ETF TRUST ENERGY INCOME 92189F288 0 103 SH SOLE 103 0 0 VANECK VECTORS ETF TRUST EMERGING MKTS HI 92189F353 257 10974 SH SOLE 10974 0 0 VANECK VECTORS ETF TRUST BDC INCOME ETF 92189F411 1 297 SH SOLE 297 0 0 VANECK VECTORS ETF TRUST FALLEN ANGEL HG 92189F437 273 9242 SH SOLE 9242 0 0 VANECK VECTORS ETF TRUST INTL HIGH YIELD 92189F445 259 10303 SH SOLE 10303 0 0 VANECK VECTORS ETF TRUST MTG REIT INCOME 92189F452 1 231 SH SOLE 231 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 30 531 SH SOLE 531 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 127 2084 SH SOLE 2084 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 214 4019 SH SOLE 4019 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 202 1992 SH SOLE 1992 0 0 VARIAN MED SYS INC COM 92220P105 972 6847 SH SOLE 6847 0 0 VECTOR GROUP LTD COM 92240M108 20778 1551774 SH SOLE 1551774 0 0 VEDANTA LTD SPONSORED ADR 92242Y100 72 8293 SH SOLE 8293 0 0 VENTAS INC COM 92276F100 448 7760 SH SOLE 7760 0 0 VERACYTE INC COM 92337F107 197 7061 SH SOLE 7061 0 0 VEREIT INC COM 92339V100 617 66731 SH SOLE 66731 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 61720 947354 SH SOLE 940177 0 7177 VERINT SYS INC COM 92343X100 17 314 SH SOLE 314 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 3713 16958 SH SOLE 16958 0 0 VIACOMCBS INC CL B 92556H206 233 5582 SH SOLE 5582 0 0 VIPSHOP HLDGS LTD SPONSORED ADS A 92763W103 613 43286 SH SOLE 43286 0 0 VISA INC COM CL A 92826C839 86595 460872 SH SOLE 460872 0 0 VIRTUSA CORP COM 92827P102 32 697 SH SOLE 697 0 0 VIRTUS TOTAL RETURN FUND INC COM 92835W107 7549 662154 SH SOLE 662154 0 0 VISTRA ENERGY CORP COM 92840M102 348 15123 SH SOLE 15123 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1010 52259 SH SOLE 52259 0 0 VOYA ASIA PAC DIVID EQUITY I COM 92912J102 2738 322063 SH SOLE 322063 0 0 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 45731 377369 SH SOLE 360428 0 16941 VOYA GLBL ADV & PREM OPP FD COM 92912R104 10203 973759 SH SOLE 973759 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 4960 801338 SH SOLE 801338 0 0 VOYA INFRASTRUCTURE INDLS & COM 92912X101 2790 242371 SH SOLE 242371 0 0 VOYA NAT RES EQUITY INCOME F COM 92913C106 721 174889 SH SOLE 174889 0 0 WABCO HLDGS INC COM 92927K102 0 9 SH SOLE 9 0 0 WNS HOLDINGS LTD SPON ADR 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