0001209191-14-078450.txt : 20141230
0001209191-14-078450.hdr.sgml : 20141230
20141230204132
ACCESSION NUMBER: 0001209191-14-078450
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141224
FILED AS OF DATE: 20141230
DATE AS OF CHANGE: 20141230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Higher One Holdings, Inc.
CENTRAL INDEX KEY: 0001486800
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 263025501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 115 MUNSON STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
BUSINESS PHONE: 2037767776
MAIL ADDRESS:
STREET 1: 115 MUNSON STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vassallo Mark F
CENTRAL INDEX KEY: 0001297193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34779
FILM NUMBER: 141317113
MAIL ADDRESS:
STREET 1: COLLEGIATE FUNDING SERVICES
STREET 2: 100 RIVERSIDE PARKWAY
CITY: FREDERICKSBURG
STATE: VA
ZIP: 22406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LY Holdings, LLC
CENTRAL INDEX KEY: 0001596820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34779
FILM NUMBER: 141317114
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-328-0555
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lightyear Fund II GP Holdings, LLC
CENTRAL INDEX KEY: 0001478799
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34779
FILM NUMBER: 141317115
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: 212-328-0555
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lightyear Fund II GP, L.P.
CENTRAL INDEX KEY: 0001478800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34779
FILM NUMBER: 141317116
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: 212-328-0555
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIGHTYEAR FUND II LP
CENTRAL INDEX KEY: 0001401516
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34779
FILM NUMBER: 141317117
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-328-0555
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-12-24
0
0001486800
Higher One Holdings, Inc.
ONE
0001401516
LIGHTYEAR FUND II LP
9 WEST 57TH STREET, 31ST FLOOR
NEW YORK
NY
10019
0
0
1
0
0001478800
Lightyear Fund II GP, L.P.
9 WEST 57TH STREET, 31ST FLOOR
NEW YORK
NY
10019
0
0
1
0
0001478799
Lightyear Fund II GP Holdings, LLC
9 WEST 57TH STREET, 31ST FLOOR
NEW YORK
NY
10019
0
0
1
0
0001596820
LY Holdings, LLC
9 WEST 57TH STREET, 31ST FLOOR
NEW YORK
NY
10019
0
0
1
0
0001297193
Vassallo Mark F
9 WEST 57TH STREET, 31ST FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock
2014-12-24
4
S
0
52480
4.23
D
6800982
D
Common Stock
2014-12-24
4
S
0
264
4.23
D
36199
I
See Footnotes
Common Stock
2014-12-26
4
S
0
30965
4.35
D
6770017
D
Common Stock
2014-12-26
4
S
0
156
4.35
D
36043
I
See Footnotes
Common Stock
2014-12-29
4
S
0
25644
4.26
D
6744373
D
Common Stock
2014-12-29
4
S
0
129
4.26
D
35914
I
See Footnotes
Common Stock
2014-12-30
4
S
0
26778
4.27
D
6717595
D
Common Stock
2014-12-30
4
S
0
135
4.27
D
35779
I
See Footnotes
Common Stock
18903
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $4.32, inclusive. The reporting persons undertake to provide to Higher One Holdings, Inc., any security holder of Higher One Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (4), (6) and (7) to this Form 4.
The shares are held directly by Lightyear Fund II, L.P.
The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.24 to $4.42, inclusive.
The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $4.37, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.21 to $4.425, inclusive.
The shares are held directly by Mark F. Vassallo.
Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
LIGHTYEAR FUND II, L.P., By: Lightyear Fund II GP, L.P., its general partner, By: Lightyear Fund II GP Holdings, LLC, its general partner, By: /s/ Lori Forlano, Name: Lori Forlano, Title: Vice President
2014-12-30
LIGHTYEAR FUND II GP, L.P., By: Lightyear Fund II GP Holdings, LLC, its general partner, By: /s/ Lori Forlano, Name: Lori Forlano, Title: Vice President
2014-12-30
LIGHTYEAR FUND II GP HOLDINGS, LLC, By: LY Holdings, LLC, By: /s/ Lori Forlano, Name: Lori Forlano, Title: Vice President
2014-12-30
LY HOLDINGS, LLC, By: /s/ Lori Forlano, Name: Lori Forlano, Title: Vice President
2014-12-30
MARK F. VASSALLO, /s/ Lori Forlano, By: Lori Forlano, Attorney-in-Fact
2014-12-30