0001567619-21-011800.txt : 20210607 0001567619-21-011800.hdr.sgml : 20210607 20210607193928 ACCESSION NUMBER: 0001567619-21-011800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210604 FILED AS OF DATE: 20210607 DATE AS OF CHANGE: 20210607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howe Alan B CENTRAL INDEX KEY: 0001296812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 211000908 MAIL ADDRESS: STREET 1: 1155 KAS DRIVE SUITE 100 CITY: RICHARDSON STATE: TX ZIP: 75081 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 2210 WOODLAND DRIVE CITY: MANITOWOC STATE: WI ZIP: 54220 4 1 doc1.xml FORM 4 X0306 4 2021-06-04 0 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001296812 Howe Alan B 2210 WOODLAND DRIVE MANITOWOC WI 54220 1 0 0 0 Common Stock 2021-06-04 4 A 0 8361 0 A 28873 D Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. /s/ Steven R. Barth, Attorney-in-Fact for Alan B. Howe 2021-06-07