0001104659-21-079007.txt : 20210609 0001104659-21-079007.hdr.sgml : 20210609 20210609205822 ACCESSION NUMBER: 0001104659-21-079007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210607 FILED AS OF DATE: 20210609 DATE AS OF CHANGE: 20210609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howe Alan B CENTRAL INDEX KEY: 0001296812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 211006641 MAIL ADDRESS: STREET 1: 1155 KAS DRIVE SUITE 100 CITY: RICHARDSON STATE: TX ZIP: 75081 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10900 STONELAKE BLVD STREET 2: SUITE 100, OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 10900 STONELAKE BLVD STREET 2: SUITE 100, OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 4 1 tm2119308-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-06-07 0 0001579910 Resonant Inc RESN 0001296812 Howe Alan B C/O RESONANT INC.10900 STONELAKE BLVD., SUITE 100, OFFICE 02-130 AUSTIN TX 78759 1 0 0 0 Common Stock 2021-06-07 4 M 0 13736 A 56472 D Common Stock 2021-06-07 4 M 0 12712 A 69184 D Restricted Stock Units 2021-06-07 4 M 0 13736 0 D Common Stock 13736 0 D Restricted Stock Units 2021-06-07 4 M 0 12712 0 D Common Stock 12712 12711 D Restricted Stock Units 2021-06-08 4 A 0 19788 0 A Common Stock 19788 19788 D Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. 50% of the shares vested on June 8, 2020, and 50% of the shares vested on June 7, 2021. 50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022. 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023. Intentional misstatements or omissions constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/Martin S. McDermut, Attorney-In-Fact 2021-06-09