0001104659-21-079007.txt : 20210609
0001104659-21-079007.hdr.sgml : 20210609
20210609205822
ACCESSION NUMBER: 0001104659-21-079007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210607
FILED AS OF DATE: 20210609
DATE AS OF CHANGE: 20210609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Howe Alan B
CENTRAL INDEX KEY: 0001296812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36467
FILM NUMBER: 211006641
MAIL ADDRESS:
STREET 1: 1155 KAS DRIVE SUITE 100
CITY: RICHARDSON
STATE: TX
ZIP: 75081
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resonant Inc
CENTRAL INDEX KEY: 0001579910
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 454320930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: (805) 308-9803
MAIL ADDRESS:
STREET 1: 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
tm2119308-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-06-07
0
0001579910
Resonant Inc
RESN
0001296812
Howe Alan B
C/O RESONANT INC.10900 STONELAKE BLVD.,
SUITE 100, OFFICE 02-130
AUSTIN
TX
78759
1
0
0
0
Common Stock
2021-06-07
4
M
0
13736
A
56472
D
Common Stock
2021-06-07
4
M
0
12712
A
69184
D
Restricted Stock Units
2021-06-07
4
M
0
13736
0
D
Common Stock
13736
0
D
Restricted Stock Units
2021-06-07
4
M
0
12712
0
D
Common Stock
12712
12711
D
Restricted Stock Units
2021-06-08
4
A
0
19788
0
A
Common Stock
19788
19788
D
Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
50% of the shares vested on June 8, 2020, and 50% of the shares vested on June 7, 2021.
50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.
50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023.
Intentional misstatements or omissions constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
/s/Martin S. McDermut, Attorney-In-Fact
2021-06-09