0001209191-17-005942.txt : 20170127
0001209191-17-005942.hdr.sgml : 20170127
20170127170028
ACCESSION NUMBER: 0001209191-17-005942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170125
FILED AS OF DATE: 20170127
DATE AS OF CHANGE: 20170127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Water Works Company, Inc.
CENTRAL INDEX KEY: 0001410636
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 510063696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
BUSINESS PHONE: 856-346-8200
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warnock Loyd A
CENTRAL INDEX KEY: 0001296668
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34028
FILM NUMBER: 17554500
MAIL ADDRESS:
STREET 1: 1155 PERIMETER CENTER W
CITY: ATLANTA
STATE: GA
ZIP: 30338
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-25
0
0001410636
American Water Works Company, Inc.
AWK
0001296668
Warnock Loyd A
1025 LAUREL OAK ROAD
VOORHEES
NJ
08043
0
1
0
0
SVP, External Affairs, Comm.
Common Stock
2017-01-25
4
M
0
3572
0.00
A
8663
D
Common Stock
2017-01-25
4
A
0
2681
0.00
A
11344
D
Common Stock
2017-01-25
4
F
0
1986
71.72
D
9358
D
Performance Stock Units
2017-01-25
4
A
0
1531
0.00
A
2016-12-31
Common Stock
1531
3572
D
Performance Stock Units
2017-01-25
4
M
0
3572
0.00
D
2016-12-31
Common Stock
3572
0
D
Includes 44 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends on Company common stock paid to the reporting person, which shares were inadvertently omitted from prior Form 4 reports. This filing is deemed to appropriately correct the reporting person's prior Form 4 reports.
Each performance stock unit represented a contingent right to receive one share of common stock of the Company, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016.
Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 2,041 performance stock units, equal to the number of shares to be received if target performance was achieved.
Represents the end of the performance period to which the performance stock units relate.
Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target.
/s/ Jeffrey M. Taylor, as attorney-in-fact for Loyd A. Warnock
2017-01-27