0001209191-17-005942.txt : 20170127 0001209191-17-005942.hdr.sgml : 20170127 20170127170028 ACCESSION NUMBER: 0001209191-17-005942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170125 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warnock Loyd A CENTRAL INDEX KEY: 0001296668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 17554500 MAIL ADDRESS: STREET 1: 1155 PERIMETER CENTER W CITY: ATLANTA STATE: GA ZIP: 30338 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-25 0 0001410636 American Water Works Company, Inc. AWK 0001296668 Warnock Loyd A 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 SVP, External Affairs, Comm. Common Stock 2017-01-25 4 M 0 3572 0.00 A 8663 D Common Stock 2017-01-25 4 A 0 2681 0.00 A 11344 D Common Stock 2017-01-25 4 F 0 1986 71.72 D 9358 D Performance Stock Units 2017-01-25 4 A 0 1531 0.00 A 2016-12-31 Common Stock 1531 3572 D Performance Stock Units 2017-01-25 4 M 0 3572 0.00 D 2016-12-31 Common Stock 3572 0 D Includes 44 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends on Company common stock paid to the reporting person, which shares were inadvertently omitted from prior Form 4 reports. This filing is deemed to appropriately correct the reporting person's prior Form 4 reports. Each performance stock unit represented a contingent right to receive one share of common stock of the Company, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 2,041 performance stock units, equal to the number of shares to be received if target performance was achieved. Represents the end of the performance period to which the performance stock units relate. Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. /s/ Jeffrey M. Taylor, as attorney-in-fact for Loyd A. Warnock 2017-01-27