0001387131-17-003980.txt : 20170808
0001387131-17-003980.hdr.sgml : 20170808
20170808165327
ACCESSION NUMBER: 0001387131-17-003980
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170804
FILED AS OF DATE: 20170808
DATE AS OF CHANGE: 20170808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lieberman Les J
CENTRAL INDEX KEY: 0001296415
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36586
FILM NUMBER: 171015479
MAIL ADDRESS:
STREET 1: C/O PORTICOES
STREET 2: 712 FIFTH AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCB FINANCIAL HOLDINGS, INC.
CENTRAL INDEX KEY: 0001476651
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 270775699
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2500 WESTON ROAD
STREET 2: SUITE 300
CITY: WESTON
STATE: FL
ZIP: 33331
BUSINESS PHONE: 9549843313
MAIL ADDRESS:
STREET 1: 2500 WESTON ROAD
STREET 2: SUITE 300
CITY: WESTON
STATE: FL
ZIP: 33331
FORMER COMPANY:
FORMER CONFORMED NAME: Bond Street Holdings Inc
DATE OF NAME CHANGE: 20101007
FORMER COMPANY:
FORMER CONFORMED NAME: Bond Street Holdings LLC
DATE OF NAME CHANGE: 20091112
4
1
lieberman-form4_080417.xml
OWNERSHIP DOCUMENT
X0306
4
2017-08-04
0
0001476651
FCB FINANCIAL HOLDINGS, INC.
FCB
0001296415
Lieberman Les J
C/O FCB FINANCIAL HOLDINGS, INC.
2500 WESTON ROAD, SUITE 300
WESTON
FL
33331
1
1
0
0
Executive Vice Chairman
Class A Common Stock, par value $.001 per share
2017-08-04
4
S
0
3792
47.595
D
298198
D
Class A Common Stock, par value $.001 per share
2017-08-07
4
X
0
37763
24.24
A
335961
D
Class A Common Stock, par value $.001 per share
2017-08-07
4
X
0
71311
26.18
A
407272
D
Class A Common Stock, par value $.001 per share
2017-08-07
4
S
0
59074
47.1
D
348198
D
Class A Common Stock, par value $.001 per share
89079
I
By grantor retained annuity trust
Class A Common Stock, par value $.001 per share
1995
I
By Bond Street Management, LLC
Common Stock Warrants (right to buy)
24.24
2017-08-07
4
X
0
37763
0
D
2019-11-12
Class A Common Stock
37763
302579
D
Common Stock Warrants (right to buy)
26.18
2017-08-07
4
X
0
71311
0
D
2019-11-12
Class A Common Stock
71311
231268
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.30 to $47.95, inclusive. The reporting person undertakes to provide to FCB Financial Holdings Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
On August 7, 2017, the reporting person exercised (i) warrants to purchase 37,763 shares of Class A Common Stock of the Issuer for $24.24 a share and (ii) a warrant to purchase 71,311 shares of Class A Common Stock of the Issuer for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 59,074 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 50,000 shares. The Issuer also paid $88.55 to the reporting person in lieu of fractional shares.
This includes shares contributed by the reporting person to a grantor retained annuity trust for the benefit of himself and his three children. As the reporting person is not the trustee of the grantor retained annuity trust, the reporting person disclaims beneficial ownership of the securities held by such grantor retained annuity trust.
This includes 1,995 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.
Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.
/s/ Douglas Bates, as Attorney-in-Fact for Les Lieberman
2017-08-08