-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M9Dscsy/PEeJWTeaGYDwxhy3fKRzav8XuCNO+5aO8eqZu1Ccpj/P3XliVAh42uiS xOLDfPMxBiEyZacs/XJA8A== 0001225208-10-012976.txt : 20100514 0001225208-10-012976.hdr.sgml : 20100514 20100514162325 ACCESSION NUMBER: 0001225208-10-012976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100512 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gokey Timothy C CENTRAL INDEX KEY: 0001296187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 10833927 MAIL ADDRESS: STREET 1: ONE H&R BLOCK WAY CITY: KANSAS CITY STATE: MO ZIP: 64105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0303 4 2010-05-12 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001296187 Gokey Timothy C 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 Senior Vice President Restricted Stock Unit 2010-05-12 4 A 0 14800 0 A Common Stock 14800 14800 D Stock Option (Right to Buy) 21.94 2010-05-12 4 A 0 150000 0 A 2011-05-12 2020-05-12 Common Stock 150000 150000 D Stock Option (Right to Buy) 21.94 2010-05-12 4 A 0 100000 0 A 2011-05-12 2020-05-12 Common Stock 100000 250000 D Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2011. Stock options vest equally over 5 years beginning in 2011. Stock options vest equally over 2 years beginning in 2011. Adam D. Amsterdam, Power of Attorney 2010-05-14 -----END PRIVACY-ENHANCED MESSAGE-----