-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H38dWFd3dX85pCMx20pT9CpEc4EwPVELhflAwH8ancJJG3KXaGAORNTQznYXnpwN oDFSgJBbeZ/aWdtKGJdkKQ== 0001295984-06-000003.txt : 20060109 0001295984-06-000003.hdr.sgml : 20060109 20060109164859 ACCESSION NUMBER: 0001295984-06-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060105 FILED AS OF DATE: 20060109 DATE AS OF CHANGE: 20060109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pirate Capital LLC CENTRAL INDEX KEY: 0001295984 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 06519681 BUSINESS ADDRESS: STREET 1: 200 CONNECTICUT AVENUE STREET 2: 4TH FLOOR CITY: NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 203 854 1100 MAIL ADDRESS: STREET 1: 200 CONNECTICUT AVENUE STREET 2: 4TH FLOOR CITY: NORWALK STATE: CT ZIP: 06854 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-01-05 0 0001297720 James River Coal CO JRCC 0001295984 Pirate Capital LLC 200 CONNECTICUT AVENUE 4TH FLOOR NORWALK CT 06854 0 0 1 0 Common Stock 2006-01-05 2006-01-05 4 P 0 30700 38.6787 A 1940136 I See Footnote 1 Common Stock 2006-01-09 2006-01-09 4 P 0 13793 38.5269 A 1953929 I See Footnote 1 The securities beneficially owned by the Reporting Person are held directly by Jolly Roger Fund LP, a private investment partnership for which the Reporting Person serves as general partner, Jolly Roger Offshore Fund LTD, a British Virgin Islands international business company for which the Reporting Person serves as investment advisor and Mint Master Fund LTD, a managed account for which the Reporting Person serves as investment advisor (collectively, the "Funds"). The Reporting Person is deemed to be the indirect beneficial owner of the securities reported by reason of its position as general partner and investment advisor, as applicable, of the Funds, and its pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended) is a fractional interest in such amount. The Reporting Person disclaims beneficial ownership of any and all such amounts in excess of such actual pecuniary interest. Thomas R. Hudson Jr. 2006-01-09 -----END PRIVACY-ENHANCED MESSAGE-----