0001209191-14-077519.txt : 20141222 0001209191-14-077519.hdr.sgml : 20141222 20141222181120 ACCESSION NUMBER: 0001209191-14-077519 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141218 FILED AS OF DATE: 20141222 DATE AS OF CHANGE: 20141222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BELLICUM PHARMACEUTICALS, INC CENTRAL INDEX KEY: 0001358403 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 2130 WEST HOLCOMBE BOULEVARD STREET 2: SUITE 850 CITY: HOUSTON STATE: TX ZIP: 77030 BUSINESS PHONE: (832) 384-1100 MAIL ADDRESS: STREET 1: 2130 WEST HOLCOMBE BOULEVARD STREET 2: SUITE 850 CITY: HOUSTON STATE: TX ZIP: 77030 FORMER COMPANY: FORMER CONFORMED NAME: BELLICUM PHARMACEUTICALS INC DATE OF NAME CHANGE: 20060405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Musso Alan A CENTRAL INDEX KEY: 0001295830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36783 FILM NUMBER: 141304119 MAIL ADDRESS: STREET 1: C/O TARGACEPT, INC. STREET 2: 200 EAST FIRST STREET, SUITE 300 CITY: WINSTON-SALEM STATE: NC ZIP: 27101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-18 0 0001358403 BELLICUM PHARMACEUTICALS, INC BLCM 0001295830 Musso Alan A C/O BELLICUM PHARMACEUTICALS, INC. 2130 W. HOLCOMBE BLVD., STE. 800 HOUSTON TX 77030 0 1 0 0 CFO and Treasurer Common Stock 2014-12-18 4 A 0 117647 0.00 A 117647 D Employee Stock Option (right to buy) 19.00 2014-12-18 4 A 0 117647 0.00 A 2024-12-03 Common Stock 117647 117647 D Restricted Stock Award granted under the Issuer's 2014 Equity Incentive Plan vests as follows: 25% shall vest annually upon the first anniversary of the vesting commencement date of November 24, 2014 for the first two years with the remainder vesting in equal semi-annual installments every six months for the remaining two years. 25% of the shares subject to the stock option vest and become exercisable on November 24, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter. /s/ Alan A. Musso 2014-12-22