0001395942-19-000040.txt : 20190305 0001395942-19-000040.hdr.sgml : 20190305 20190305171626 ACCESSION NUMBER: 0001395942-19-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190302 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kett John W CENTRAL INDEX KEY: 0001295822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34568 FILM NUMBER: 19659577 MAIL ADDRESS: STREET 1: TWO WESTBROOK CORPORATE CENTER CITY: WESTCHESTER STATE: IL ZIP: 60154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAR Auction Services, Inc. CENTRAL INDEX KEY: 0001395942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 208744739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13085 HAMILTON CROSSING BOULEVARD CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: (800) 923-3725 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BOULEVARD CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: KAR Holdings, Inc. DATE OF NAME CHANGE: 20070409 4 1 wf-form4_155182416122607.xml FORM 4 X0306 4 2019-03-02 0 0001395942 KAR Auction Services, Inc. KAR 0001295822 Kett John W 13085 HAMILTON CROSSING BLVD. CARMEL IN 46032 0 1 0 0 IAA CEO & President Common Stock 2019-03-02 4 M 0 965 0 A 77596.6532 D Common Stock 2019-03-02 4 F 0 428 47.72 D 77168.6532 D Restricted Stock Units Common Stock 1091.0 1091 D Restricted Stock Units 2019-03-02 4 M 0 965 0 D Common Stock 965.0 1930 D Restricted Stock Units Common Stock 3496.0 3496 D Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019. Shares withheld by the Company to satisfy tax withholding requirements. Converts into common stock on a 1-for-1 basis. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Rebecca C. Polak, Attorney In Fact 2019-03-05