UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM TA-1

UNIFORM FORM FOR REGISTRATION AS A TRANSFER AGENT AND FOR AMENDMENTTO REGISTRATION PURSUANT TO SECTION 17A OF THESECURITIES EXCHANGE ACT OF 1934

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GENERAL: Form TA-1 is to be used to register or amend registration as a transfer agent with the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation or the Securities and Exchange Commission pursuant to Section 17A of the Securities Exchange Act of 1934. Read all instructions before completing this form. Please print or type all responses.
Form Version:3.4.0
1(a).  Filer CIK: 0001295361
1(c). Live/Test Filing?
X Live    Test
1(e). Is this filing an amendment to a previous filing?
X Yes
1(e)(i).  File Number: 084-06117

2. Appropriate regulatory agency (check one):
X Securities and Exchange Commission
   Board of Governors of the Federal Reserve System
   Federal Deposit Insurance Corporation
   Comptroller of the Currency
   Office of Thrift Supervision

3(a).  Full Name of Registrant:
Capital Transfer Agency, ULC
3(a)(i).  Previous name, if being amended:
Capital Transfer Agency Inc.
3(b).  Financial Industry Number Standard (FINS) number:292110
3(c).  Address of principal office where transfer agent activities are, or will be, performed:
3(c)(i).  Address 1
121 Richmond Street W
3(c)(ii).  Address 2
Suite 401
3(c)(iii).  City
Toronto
3(c)(iv).  State or Country
A6
ONTARIO, CANADA
3(c)(v).  Postal Code
M5H 2K1
3(d). Address of principal office where transfer agent activities are, or will be, performed:
   Yes X No
If `yes,` provide address(es):
3(e).  Telephone Number (Include Area Code)
416-350-5007

4. Does registrant conduct, or will it conduct, transfer agent activities at any location other than that given in Question 3(c) above?
   Yes X No
If `yes,` provide address(es):

5. Does registrant act, or will it act, as a transfer agent solely for its own securities and/or securities of an affiliate(s)?
   Yes X No

6. Has registrant, as a named transfer agent, engaged, or will it engage, a service company to perform any transfer agent functions?
X Yes    No
If `yes,` provide the name(s) and address(es) of all service companies engaged, or that will be engaged, by the registrant to perform its transfer agent functions:
6(a).  Name:
Pacific Stock Transfer Company
6(b).  File Number: 084-01145
6(c)(i).  Address 1
6725 Via Austi Parkway
6(c)(ii).  Address 2
Suite 300
6(c)(iii).  City
Las Vegas
6(c)(iv).  State or Country
NV
NEVADA
6(c)(v).  Postal Code
89119

7. Has registrant been engaged, or will it be engaged, as a service company by a named transfer agent to perform transfer agent functions?
   Yes X No
If `yes,` provide the name(s) and File Number(s) of the named transfer agent(s) for which the registrant has been engaged, or will be engaged, as a service company to perform transfer agent functions:

Completion of Question 8 on this form is required by all independent, non-issuer registrants whose appropriate regulatory authority is the Securities and Exchange Commission. Those registrants who are not required to complete Question 8 should select `Not Applicable.`

8. Is registrant a:
X Corporation
   Partnership
   Sole Proprietorship
   Other
   Not Applicable

Section for Initial Registration and for Amendments Reporting Additional Persons. (Corporation or Partnership)

8(a)(i).  Full Name: Christan J Dobbins
8(a)(ii).  Relationship Start Date: 05/29/2009
8(a)(iii).  Title or Status: President, GC
8(a)(iv). Ownership Code:
X NA - 0 to 5%
   A - 5% up to 10%
   B - 10% up to 25%
   C - 25% up to 50%
   D - 50% up to 75%
   E - 75% up to 100%
8(a)(v). Control Person:
X
8(a)(vi).  Relationship End Date: 08/09/2016

8(a)(i).  Full Name: Matthew J Smith
8(a)(ii).  Relationship Start Date: 08/07/2012
8(a)(iii).  Title or Status: Associate General Counsel, Secretary
8(a)(iv). Ownership Code:
X NA - 0 to 5%
   A - 5% up to 10%
   B - 10% up to 25%
   C - 25% up to 50%
   D - 50% up to 75%
   E - 75% up to 100%
8(a)(v). Control Person:
  
8(a)(vi).  Relationship End Date: 05/13/2016

8(a)(i).  Full Name: Jacqueline Ann Bogle Meuse
8(a)(ii).  Relationship Start Date: 11/09/2011
8(a)(iii).  Title or Status: Director PSG Ltd, TTEE, PSG Voting Trust
8(a)(iv). Ownership Code:
X NA - 0 to 5%
   A - 5% up to 10%
   B - 10% up to 25%
   C - 25% up to 50%
   D - 50% up to 75%
   E - 75% up to 100%
8(a)(v). Control Person:
X
8(a)(vi).  Relationship End Date:

8(a)(i).  Full Name: Pacific Services Group, Ltd.
8(a)(ii).  Relationship Start Date: 01/28/2014
8(a)(iii).  Title or Status: Owner/Parent
8(a)(iv). Ownership Code:
   NA - 0 to 5%
   A - 5% up to 10%
   B - 10% up to 25%
   C - 25% up to 50%
   D - 50% up to 75%
X E - 75% up to 100%
8(a)(v). Control Person:
X
8(a)(vi).  Relationship End Date:

8(a)(i).  Full Name: Edward Tolchin
8(a)(ii).  Relationship Start Date: 02/15/2014
8(a)(iii).  Title or Status: Directore of PSG, Ltd.
8(a)(iv). Ownership Code:
X NA - 0 to 5%
   A - 5% up to 10%
   B - 10% up to 25%
   C - 25% up to 50%
   D - 50% up to 75%
   E - 75% up to 100%
8(a)(v). Control Person:
  
8(a)(vi).  Relationship End Date: 06/02/2016

8(a)(i).  Full Name: Mark Allen
8(a)(ii).  Relationship Start Date: 08/12/2014
8(a)(iii).  Title or Status: Director of PSG, Ltd.
8(a)(iv). Ownership Code:
X NA - 0 to 5%
   A - 5% up to 10%
   B - 10% up to 25%
   C - 25% up to 50%
   D - 50% up to 75%
   E - 75% up to 100%
8(a)(v). Control Person:
  
8(a)(vi).  Relationship End Date: 06/01/2016

8(a)(i).  Full Name: Patricia Stephan
8(a)(ii).  Relationship Start Date: 11/26/2014
8(a)(iii).  Title or Status: Director of Finance
8(a)(iv). Ownership Code:
X NA - 0 to 5%
   A - 5% up to 10%
   B - 10% up to 25%
   C - 25% up to 50%
   D - 50% up to 75%
   E - 75% up to 100%
8(a)(v). Control Person:
X
8(a)(vi).  Relationship End Date:

8(a)(i).  Full Name: Thomas W. Pritchard
8(a)(ii).  Relationship Start Date: 06/07/2016
8(a)(iii).  Title or Status: CEO, Director Pacific Stock Transfer
8(a)(iv). Ownership Code:
X NA - 0 to 5%
   A - 5% up to 10%
   B - 10% up to 25%
   C - 25% up to 50%
   D - 50% up to 75%
   E - 75% up to 100%
8(a)(v). Control Person:
X
8(a)(vi).  Relationship End Date:

8(a)(i).  Full Name: John H. Craddock
8(a)(ii).  Relationship Start Date: 06/01/2016
8(a)(iii).  Title or Status: Director PSG, Ltd
8(a)(iv). Ownership Code:
X NA - 0 to 5%
   A - 5% up to 10%
   B - 10% up to 25%
   C - 25% up to 50%
   D - 50% up to 75%
   E - 75% up to 100%
8(a)(v). Control Person:
X
8(a)(vi).  Relationship End Date: 08/23/2016

8(a)(i).  Full Name: Jessica K. Burleson
8(a)(ii).  Relationship Start Date: 06/01/2016
8(a)(iii).  Title or Status: Director PSG, Ltd
8(a)(iv). Ownership Code:
X NA - 0 to 5%
   A - 5% up to 10%
   B - 10% up to 25%
   C - 25% up to 50%
   D - 50% up to 75%
   E - 75% up to 100%
8(a)(v). Control Person:
X
8(a)(vi).  Relationship End Date:


9.  Does any person or entity not named in the answer to Question 8:
9(a). directly or indirectly, through agreement or otherwise exercise or have the power to exercise control over the management or policies of applicant; or . . . .
X Yes    No    NA
9(a)(i).  Exact name of each person or entity:
Pacific Services Group Voting Trust
9(a)(ii).  Description of the Agreement or other basis:
The PSG Voting Trust owns a controlling interest of the equity of Pacific Services Group Ltd. Its Trustee, Jacqueline Meuse, serves as a member of the Board of Managers of Pacific Services Group, Ltd. Pacific Services Group, Ltd. owns 100% of the equity of Capital Transfer Agency.
9(b). wholly or partially finance the business of applicant, directly or indirectly, in any manner other than by a public offering of securities made pursuant to the Securities Act of 1933 or by credit extended in the ordinary course of business by suppliers, banks and others ? . . . . . . . . . . . . . . . . . . . . . . . . . .
   Yes X No
9(b)(i).  Exact name of each person or entity:

9(b)(ii).  Description of the Agreement or other basis:


10.  Applicant and Control Affiliate Disciplinary History:
The following definitions apply for purposes of answering this Question 10
Control affiliate - An individual or firm that directly or indirectly controls, is under common control with, or is controlled by applicant. Included are any employees identified in 8(a), 8(b), 8(c) of this form as exercising control. Excluded are any employees who perform solely clerical, administrative support of similar functions, or who, regardless of title, perform no executive duties or have no senior policy making authority.
Investment or investment related - Pertaining to securities, commodities, banking, insurance, or real estate (including, but not limited to, acting as or being associated with a broker-dealer, investment company, investment adviser, futures sponsor, bank, or savings and loan association).
Involved - Doing an act of aiding, abetting, counseling, commanding, inducing, conspiring with or failing reasonably to supervise another in doing an act.
10(a).  In the past ten years has the applicant or a control affiliate been convicted of or plead guilty or nolo contender (`no contest`) to:
10(a)(1). a felony or misdemeanor involving: investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, or bribery, forgery, counterfeiting or extortion?
   Yes X No
10(a)(2). any other felony?
   Yes X No
10(b).  Has any court in the past ten years:
10(b)(1). enjoined the applicant or a control affiliate in connection with any investment-related activity?
   Yes X No
10(b)(2). found that the applicant or a control affiliate was involved in a violation of investment-related statutes or regulations?
   Yes X No
10(c).  Has the U.S. Securities and Exchange Commission or the Commodity Futures Trading Commission ever:
10(c)(1). found the applicant or a control affiliate to have made a false statement or omission?
   Yes X No
10(c)(2). found the applicant or a control affiliate to have been involved in a violation of its regulations or statutes?
X Yes    No
10(c)(2)(i).  The individuals named in the action or claim:
Thomas Ward Pritchard
10(c)(2)(ii).  Title of Action 10(c)(2)(iii).  Date of Action
In the Matter of Pritchard Capital Partners, LLC, Thomas Ward Pritchard, Joseph
09/07/2007
10(c)(2)(iv).  The Court or body taking the Action and location:
United States Securities and Exchange Commission
10(c)(2)(v).  Description of the action or claim:
SEC administrative action alleging that Mr. Pritchard failed to reasonably supervise an associated person's late trading of mutual funds.
10(c)(2)(vi).  Disposition of action or claim:
Thomas Pritchard was suspended from association in a supervisory capacity for a period of nine months and paid a civil penalty of $50,000.00.
10(c)(3). found the applicant or a control affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked or restricted?
   Yes X No
10(c)(4). entered an order denying, suspending or revoking the applicant`s or a control affiliate`s registration or otherwise disciplined it by restricting its activities?
X Yes    No
10(c)(4)(i).  The individuals named in the action or claim:
Thomas Ward Pritchard
10(c)(4)(ii).  Title of Action 10(c)(4)(iii).  Date of Action
In the Matter of Pritchard Capital Partners, LLC, Thomas Ward Pritchard, Joseph
09/07/2007
10(c)(4)(iv).  The Court or body taking the Action and location:
United States Securities and Exchange Commission
10(c)(4)(v).  Description of the action or claim:
SEC administrative action alleging that Mr. Pritchard failed to reasonably supervise an associated person's late trading of mutual funds.
10(c)(4)(vi).  Disposition of action or claim:
Thomas Pritchard was suspended from association in a supervisory capacity for a period of nine months and paid a civil penalty of $50,000.00.
10(d).  Has any other Federal regulatory agency or any state regulatory agency:
10(d)(1). ever found the applicant or a control affiliate to have made a false statement or omission or to have been dishonest, unfair, or unethical?
   Yes X No
10(d)(2). ever found the applicant or a control affiliate to have been involved in a violation of investment-related regulations or statutes?
   Yes X No
10(d)(3). ever found the applicant or a control affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
   Yes X No
10(d)(4). in the past ten years entered an order against the applicant or a control affiliate in connection with investment-related activity?
   Yes X No
10(d)(5). ever denied, suspended, or revoked the applicant`s or a control affiliate`s registration or license, or prevented it from associating with an investment-related business, or otherwise disciplined it by restricting its activities?
   Yes X No
10(d)(6). ever revoked or suspended the applicant`s or a control affiliate`s license as an attorney or accountant?
   Yes X No
10(e).  Has any self-regulatory organization or commodities exchange ever:
10(e)(1). found the applicant or a control affiliate to have made a false statement or omission?
   Yes X No
10(e)(2). found the applicant or a control affiliate to have been involved in a violation of its rules?
   Yes X No
10(e)(3). found the applicant or a control affiliate to have been the cause of an investment-related business losing its authorization to do business?
   Yes X No
10(e)(4). disciplined the applicant or a control affiliate by expelling or suspending it from membership, by barring or suspending its association with other members, or by otherwise restricting its activities?
   Yes X No
10(f). Has any foreign government, court, regulatory agency, or exchange ever entered an order against the applicant or a control affiliate related to investments or fraud?
   Yes X No
10(g). Is the applicant or a control affiliate now the subject of any proceeding that could result in a yes answer to questions 10(a) - 10(f)?
   Yes X No
10(h). Has a bonding company denied, paid out on, or revoked a bond for the applicant or a control affiliate?
   Yes X No
10(i). Does the applicant or a control affiliate have any unsatisfied judgments or liens against it?
X Yes    No
10(i)(1)(i).  The individuals named in the action or claim:
Thomas W. Pritchard
10(i)(1)(ii).  Title of Action 10(i)(1)(iii).  Date of Action
Whitney Bank v. Pritchard et al.
10/07/2011
10(i)(1)(iv).  The Court or body taking the Action and location:
US District Court Eastern District of Louisiana
10(i)(1)(v).  Description of the action or claim:
Lawsuit regarding corporate promissory note related to an ongoing personal guarantee.
10(i)(1)(vi).  Disposition of action or claim:
Judgement entered against defendants outstanding in amount of $1,590,066.13
10(i)(1)(i).  The individuals named in the action or claim:
Thomas Pritchard
10(i)(1)(ii).  Title of Action 10(i)(1)(iii).  Date of Action
IRS Tax Lien
11/15/2010
10(i)(1)(iv).  The Court or body taking the Action and location:
IRS
10(i)(1)(v).  Description of the action or claim:
IRS Tax Lien for Tax Year 2009 in amount of $368,158.04
10(i)(1)(vi).  Disposition of action or claim:
Payment plan in place and amended returns filed to lower outstanding amount due pending acceptance by IRS.
10(i)(1)(i).  The individuals named in the action or claim:
Thomas Pritchard
10(i)(1)(ii).  Title of Action 10(i)(1)(iii).  Date of Action
State Tax Lien
09/23/2013
10(i)(1)(iv).  The Court or body taking the Action and location:
Virginia Department of Taxation
10(i)(1)(v).  Description of the action or claim:
State Tax Lien in amount of $168,596.52
10(i)(1)(vi).  Disposition of action or claim:
Payment Plan in place for tax year 2011, remaining amounts covered by tax loss carryback.
10(i)(1)(i).  The individuals named in the action or claim:
Thomas W. Pritchard
10(i)(1)(ii).  Title of Action 10(i)(1)(iii).  Date of Action
Ilex Construction & Development, Inc. v. Pritchard et al
02/04/2013
10(i)(1)(iv).  The Court or body taking the Action and location:
US District Court for the Eastern District of Virginia
10(i)(1)(v).  Description of the action or claim:
Lawsuit resulting from unsatisfied settlement agreement with contractor and owner.
10(i)(1)(vi).  Disposition of action or claim:
Payment Plan Negotiated
10(i)(1)(i).  The individuals named in the action or claim:
Thomas Pritchard
10(i)(1)(ii).  Title of Action 10(i)(1)(iii).  Date of Action
IRS Tax Lien
05/31/2013
10(i)(1)(iv).  The Court or body taking the Action and location:
IRS Tax Lien
10(i)(1)(v).  Description of the action or claim:
IRS Tax Lien in the amount of $221,150.57 for tax year 2011.
10(i)(1)(vi).  Disposition of action or claim:
Tax lien outstanding.

ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
SIGNATURE: The Registrant submitting this Form, and as required, the SEC supplement and Schedules A-D, And the executing official hereby represent that all the information contained herein is true, correct and complete.
11(a).  Signature of Official responsible for Form:
Thomas Pritchard
11(b).  Telephone Number:
416-350-5007
11(c).  Title of Signing Officer:
CEO
11(d).  Date Signed (Month/Day/Year)
08/29/2016