0000721748-16-001623.txt : 20160830 0000721748-16-001623.hdr.sgml : 20160830 20160830173419 ACCESSION NUMBER: 0000721748-16-001623 CONFORMED SUBMISSION TYPE: TA-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160829 DATE AS OF CHANGE: 20160830 EFFECTIVENESS DATE: 20160908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Transfer Agency, Inc. CENTRAL INDEX KEY: 0001295361 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: TA-1/A SEC ACT: 1934 Act SEC FILE NUMBER: 084-06117 FILM NUMBER: 161861471 BUSINESS ADDRESS: STREET 1: 121 RICHMOND STREET WEST STREET 2: SUITE 401 CITY: TORONTO STATE: A6 ZIP: M5H 2K1 BUSINESS PHONE: 416 350 5007 MAIL ADDRESS: STREET 1: 121 RICHMOND STREET WEST STREET 2: SUITE 401 CITY: TORONTO STATE: A6 ZIP: M5H 2K1 FORMER COMPANY: FORMER CONFORMED NAME: capital transfer agency inc DATE OF NAME CHANGE: 20040624 TA-1/A 1 primary_doc.xml X0304 TA-1/A LIVE 3.4.0 0001295361 084-06117 SEC Capital Transfer Agency, ULC Capital Transfer Agency Inc. 292110 121 Richmond Street W Suite 401 Toronto A6 ONTARIO, CANADA M5H 2K1 false 416-350-5007 false false true Pacific Stock Transfer Company 084-01145 6725 Via Austi Parkway Suite 300 Las Vegas NV NEVADA 89119 false Corporation Christan J Dobbins 2009-05-29 President, GC NA true 2016-08-09 Matthew J Smith 2012-08-07 Associate General Counsel, Secretary NA false 2016-05-13 Jacqueline Ann Bogle Meuse 2011-11-09 Director PSG Ltd, TTEE, PSG Voting Trust NA true Pacific Services Group, Ltd. 2014-01-28 Owner/Parent E true Edward Tolchin 2014-02-15 Directore of PSG, Ltd. NA false 2016-06-02 Mark Allen 2014-08-12 Director of PSG, Ltd. NA false 2016-06-01 Patricia Stephan 2014-11-26 Director of Finance NA true Thomas W. Pritchard 2016-06-07 CEO, Director Pacific Stock Transfer NA true John H. Craddock 2016-06-01 Director PSG, Ltd NA true 2016-08-23 Jessica K. Burleson 2016-06-01 Director PSG, Ltd NA true true Pacific Services Group Voting Trust The PSG Voting Trust owns a controlling interest of the equity of Pacific Services Group Ltd. Its Trustee, Jacqueline Meuse, serves as a member of the Board of Managers of Pacific Services Group, Ltd. Pacific Services Group, Ltd. owns 100% of the equity of Capital Transfer Agency. false false false false false false true Thomas Ward Pritchard In the Matter of Pritchard Capital Partners, LLC, Thomas Ward Pritchard, Joseph 2007-09-07 United States Securities and Exchange Commission SEC administrative action alleging that Mr. Pritchard failed to reasonably supervise an associated person's late trading of mutual funds. Thomas Pritchard was suspended from association in a supervisory capacity for a period of nine months and paid a civil penalty of $50,000.00. false true Thomas Ward Pritchard In the Matter of Pritchard Capital Partners, LLC, Thomas Ward Pritchard, Joseph 2007-09-07 United States Securities and Exchange Commission SEC administrative action alleging that Mr. Pritchard failed to reasonably supervise an associated person's late trading of mutual funds. Thomas Pritchard was suspended from association in a supervisory capacity for a period of nine months and paid a civil penalty of $50,000.00. false false false false false false false false false false false false false true Thomas W. Pritchard Whitney Bank v. Pritchard et al. 2011-10-07 US District Court Eastern District of Louisiana Lawsuit regarding corporate promissory note related to an ongoing personal guarantee. Judgement entered against defendants outstanding in amount of $1,590,066.13 Thomas Pritchard IRS Tax Lien 2010-11-15 IRS IRS Tax Lien for Tax Year 2009 in amount of $368,158.04 Payment plan in place and amended returns filed to lower outstanding amount due pending acceptance by IRS. Thomas Pritchard State Tax Lien 2013-09-23 Virginia Department of Taxation State Tax Lien in amount of $168,596.52 Payment Plan in place for tax year 2011, remaining amounts covered by tax loss carryback. Thomas W. Pritchard Ilex Construction & Development, Inc. v. Pritchard et al 2013-02-04 US District Court for the Eastern District of Virginia Lawsuit resulting from unsatisfied settlement agreement with contractor and owner. Payment Plan Negotiated Thomas Pritchard IRS Tax Lien 2013-05-31 IRS Tax Lien IRS Tax Lien in the amount of $221,150.57 for tax year 2011. Tax lien outstanding. Thomas Pritchard CEO 416-350-5007 2016-08-29