0000721748-16-001623.txt : 20160830
0000721748-16-001623.hdr.sgml : 20160830
20160830173419
ACCESSION NUMBER: 0000721748-16-001623
CONFORMED SUBMISSION TYPE: TA-1/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160829
DATE AS OF CHANGE: 20160830
EFFECTIVENESS DATE: 20160908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Transfer Agency, Inc.
CENTRAL INDEX KEY: 0001295361
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: TA-1/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 084-06117
FILM NUMBER: 161861471
BUSINESS ADDRESS:
STREET 1: 121 RICHMOND STREET WEST
STREET 2: SUITE 401
CITY: TORONTO
STATE: A6
ZIP: M5H 2K1
BUSINESS PHONE: 416 350 5007
MAIL ADDRESS:
STREET 1: 121 RICHMOND STREET WEST
STREET 2: SUITE 401
CITY: TORONTO
STATE: A6
ZIP: M5H 2K1
FORMER COMPANY:
FORMER CONFORMED NAME: capital transfer agency inc
DATE OF NAME CHANGE: 20040624
TA-1/A
1
primary_doc.xml
X0304
TA-1/A
LIVE
3.4.0
0001295361
084-06117
SEC
Capital Transfer Agency, ULC
Capital Transfer Agency Inc.
292110
121 Richmond Street W
Suite 401
Toronto
A6
ONTARIO, CANADA
M5H 2K1
false
416-350-5007
false
false
true
Pacific Stock Transfer Company
084-01145
6725 Via Austi Parkway
Suite 300
Las Vegas
NV
NEVADA
89119
false
Corporation
Christan J Dobbins
2009-05-29
President, GC
NA
true
2016-08-09
Matthew J Smith
2012-08-07
Associate General Counsel, Secretary
NA
false
2016-05-13
Jacqueline Ann Bogle Meuse
2011-11-09
Director PSG Ltd, TTEE, PSG Voting Trust
NA
true
Pacific Services Group, Ltd.
2014-01-28
Owner/Parent
E
true
Edward Tolchin
2014-02-15
Directore of PSG, Ltd.
NA
false
2016-06-02
Mark Allen
2014-08-12
Director of PSG, Ltd.
NA
false
2016-06-01
Patricia Stephan
2014-11-26
Director of Finance
NA
true
Thomas W. Pritchard
2016-06-07
CEO, Director Pacific Stock Transfer
NA
true
John H. Craddock
2016-06-01
Director PSG, Ltd
NA
true
2016-08-23
Jessica K. Burleson
2016-06-01
Director PSG, Ltd
NA
true
true
Pacific Services Group Voting Trust
The PSG Voting Trust owns a controlling interest of the equity of Pacific Services Group Ltd. Its Trustee, Jacqueline Meuse, serves as a member of the Board of Managers of Pacific Services Group, Ltd. Pacific Services Group, Ltd. owns 100% of the equity of Capital Transfer Agency.
false
false
false
false
false
false
true
Thomas Ward Pritchard
In the Matter of Pritchard Capital Partners, LLC, Thomas Ward Pritchard, Joseph
2007-09-07
United States Securities and Exchange Commission
SEC administrative action alleging that Mr. Pritchard failed to reasonably supervise an associated person's late trading of mutual funds.
Thomas Pritchard was suspended from association in a supervisory capacity for a period of nine months and paid a civil penalty of $50,000.00.
false
true
Thomas Ward Pritchard
In the Matter of Pritchard Capital Partners, LLC, Thomas Ward Pritchard, Joseph
2007-09-07
United States Securities and Exchange Commission
SEC administrative action alleging that Mr. Pritchard failed to reasonably supervise an associated person's late trading of mutual funds.
Thomas Pritchard was suspended from association in a supervisory capacity for a period of nine months and paid a civil penalty of $50,000.00.
false
false
false
false
false
false
false
false
false
false
false
false
false
true
Thomas W. Pritchard
Whitney Bank v. Pritchard et al.
2011-10-07
US District Court Eastern District of Louisiana
Lawsuit regarding corporate promissory note related to an ongoing personal guarantee.
Judgement entered against defendants outstanding in amount of $1,590,066.13
Thomas Pritchard
IRS Tax Lien
2010-11-15
IRS
IRS Tax Lien for Tax Year 2009 in amount of $368,158.04
Payment plan in place and amended returns filed to lower outstanding amount due pending acceptance by IRS.
Thomas Pritchard
State Tax Lien
2013-09-23
Virginia Department of Taxation
State Tax Lien in amount of $168,596.52
Payment Plan in place for tax year 2011, remaining amounts covered by tax loss carryback.
Thomas W. Pritchard
Ilex Construction & Development, Inc. v. Pritchard et al
2013-02-04
US District Court for the Eastern District of Virginia
Lawsuit resulting from unsatisfied settlement agreement with contractor and owner.
Payment Plan Negotiated
Thomas Pritchard
IRS Tax Lien
2013-05-31
IRS Tax Lien
IRS Tax Lien in the amount of $221,150.57 for tax year 2011.
Tax lien outstanding.
Thomas Pritchard
CEO
416-350-5007
2016-08-29