0001209191-17-003983.txt : 20170117 0001209191-17-003983.hdr.sgml : 20170116 20170117202347 ACCESSION NUMBER: 0001209191-17-003983 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170112 FILED AS OF DATE: 20170117 DATE AS OF CHANGE: 20170117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drummond David C CENTRAL INDEX KEY: 0001295030 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 17531905 MAIL ADDRESS: STREET 1: 1600 AMIPHITHEATRE PARKWAY STREET 2: BUILDING 41 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2017-01-12 2017-01-12 0 0001652044 Alphabet Inc. GOOG 0001295030 Drummond David C C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 0 1 0 0 SVP, Corporate Development Class C Capital Stock 2017-01-12 4 S 0 1000 807.14 D 7800 D Class A Common Stock 2017-01-12 4 C 0 1000 0.00 A 1000 D Class A Common Stock 2017-01-12 4 S 0 1000 828.38 D 0 D Class A Common Stock 2090 I By Spouse Class C Capital Stock 2095 I By Spouse Class C Google Stock Units 70788 D Class B Common Stock 0.00 2017-01-12 4 C 0 1000 0.00 D Class A Common Stock 20248 20248 D Option to Purchase Class A Common Stock 318.2102 2022-04-04 Class A Common Stock 8646 8646 D Option to Purchase Class A Common Stock 287.6642 2021-04-06 Class A Common Stock 29288 29288 D Option to Purchase Class A Common Stock 282.7394 2020-12-01 Class A Common Stock 9998 9998 D Option to Purchase Class A Common Stock 159.779 2019-03-04 Class A Common Stock 34138 34138 D Option to Purchase Class C Capital Stock 159.1411 2019-03-04 Class C Capital Stock 34138 34138 D Option to Purchase Class C Capital Stock 286.5159 2021-04-06 Class C Capital Stock 29288 29288 D Option to Purchase Class C Capital Stock 281.6107 2020-12-01 Class C Capital Stock 9998 9998 D Option to Purchase Class C Capital Stock 316.9399 2022-04-04 Class C Capital Stock 8646 8646 D Option to Purchase Class A Common Stock 316.9399 2022-04-04 Class C Capital Stock 44955 44955 D Option to Purchase Class A Common Stock 318.2102 2022-04-04 Class A Common Stock 44955 44955 D The original Form 4 filed on January 12, 2017 is amended by this Form 4/A to delete an erroneously reported option exercise of 1,000 shares of Class A Common Stock and option exercise of 1,000 shares of Class C Capital Stock from Table I, delete an erroneously reported option to purchase 1,000 shares of Class A Common Stock and option to purchase 1,000 shares of Class C Capital Stock from Table II, and to report the conversion of 1,000 shares of Class B Common Stock into 1,000 shares of Class A Common Stock. No other changes have been made to the original Form 4. 100% of the grant will vest on April 25, 2018, subject to continued employment on such vesting date. All shares are exercisable as of the transaction date. There is no expiration date for the Issuer's Class B Common Stock. Option is fully vested. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/Valentina Margulis, as Attorney-in-Fact for David C. Drummond. 2017-01-17