0001127602-15-030903.txt : 20151110 0001127602-15-030903.hdr.sgml : 20151110 20151109182616 ACCESSION NUMBER: 0001127602-15-030903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151106 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drummond David C CENTRAL INDEX KEY: 0001295030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 151217050 MAIL ADDRESS: STREET 1: 1600 AMIPHITHEATRE PARKWAY STREET 2: BUILDING 41 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-11-06 0001652044 Alphabet Inc. GOOG 0001295030 Drummond David C C/O ALPHABET INC. 1600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW CA 94043 1 SVP, Corporate Development Class A Restricted Stock Unit 2015-11-06 4 C 0 145 0 D 466 D Class A Common Stock 2015-11-06 4 C 0 145 0 A 145 D Class A Restricted Stock Unit 2015-11-06 4 F 0 160 760.67 D 306 D Class C Restricted Stock Unit 2015-11-06 4 C 0 145 0 D 466 D Class C Capital Stock 2015-11-06 4 C 0 145 0 A 18729 D Class C Restricted Stock Unit 2015-11-06 4 F 0 160 731.25 D 306 D Class A Restricted Stock Unit 22478 D Class A Common Stock 2090 I By Spouse Class C Restricted Stock Unit 22478 D Class C Restricted Stock Unit 70788 D Class C Capital Stock 2095 I By Spouse Class B Common Stock 0 Class A Common Stock 21332 21332 D Option to Purchase Class C Capital Stock 316.9399 2016-04-25 2022-04-04 Class C Capital Stock 44955 44955 D Option to Purchase Class C Capital Stock 316.9339 2015-04-25 2022-04-04 Class C Capital Stock 8646 8646 D Option to Purchase Class C Capital Stock 153.9765 2017-03-01 Class C Capital Stock 22500 22500 D Option to Purchase Class C Capital Stock 281.6107 2020-12-01 Class C Capital Stock 9998 9998 D Option to Purchase Class C Capital Stock 286.5159 2021-04-06 Class C Capital Stock 29288 29288 D Option to Purchase Class C Capital Stock 159.1411 2019-03-04 Class C Capital Stock 34138 34138 D Option To Purchase Class A Common Stock 318.2102 2016-04-25 2022-04-04 Class A Common Stock 44955 44955 D Option To Purchase Class A Common Stock 318.2102 2015-04-25 2022-04-04 Class A Common Stock 8646 8646 D Option To Purchase Class A Common Stock 159.779 2019-03-04 Class A Common Stock 34138 34138 D Option To Purchase Class A Common Stock 282.7394 2020-12-01 Class A Common Stock 9998 9998 D Option To Purchase Class A Common Stock 287.6642 2021-04-06 Class A Common Stock 29288 29288 D Option To Purchase Class A Common Stock 154.5936 2017-03-01 Class A Common Stock 22500 22500 D The Class A Restricted Stock Units ("RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class A Common Stock for each share underlying the RSU as the RSU vests.The RSUs vest as follows: 1/48th of the RSUs shall vest on the vesting start date (1/6/2012) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. Vesting of GSUs grant of which was previously reported in Form 4. Shares withheld to satisfy tax obligations arising out of vesting of GSUs. The Class C Restricted Stock Units ("Class C RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class C Common Stock for each share underlying the Class C RSU as the Class C RSU vests. This grant vests as follows: 1/48th of the grant vested on the vesting start date (1/6/2012) and 1/48th of the grant vests each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. 100% of the grant will vest on April 25, 2016, subject to continued employment on such vesting date. 100% of the grant will vest on April 25, 2018, subject to continued employment on such vesting date. All shares are exercisable as of the transaction date. There is no expiration date for Alphabet Inc.'s Class B Common Stock. The option is fully vested. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. As of October 2, 2015, Alphabet Inc. became the successor issuer to, and parent holding company of, Google Inc. pursuant to a holding company reorganization in which all of Google Inc.'s outstanding shares were automatically converted into equivalent corresponding shares of Alphabet Inc /s/ Valentina Margulis, attorney-in-fact for David C. Drummond 2015-11-09