0001429619-17-000008.txt : 20170911 0001429619-17-000008.hdr.sgml : 20170911 20170911160953 ACCESSION NUMBER: 0001429619-17-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170908 FILED AS OF DATE: 20170911 DATE AS OF CHANGE: 20170911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jenny Kara B CENTRAL INDEX KEY: 0001429619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33700 FILM NUMBER: 171079107 MAIL ADDRESS: STREET 1: C/O PATENT PROPERTIES, INC. STREET 2: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALKER INNOVATION INC. CENTRAL INDEX KEY: 0001294649 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 300342273 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-461-7200 MAIL ADDRESS: STREET 1: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 FORMER COMPANY: FORMER CONFORMED NAME: Patent Properties, Inc. DATE OF NAME CHANGE: 20131112 FORMER COMPANY: FORMER CONFORMED NAME: GlobalOptions Group, Inc. DATE OF NAME CHANGE: 20050831 FORMER COMPANY: FORMER CONFORMED NAME: Creative Solutions With Art, Inc. DATE OF NAME CHANGE: 20040619 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-08 0001294649 WALKER INNOVATION INC. WLKR 0001429619 Jenny Kara B WALKER INNOVATION INC. TWO HIGH RIDGE PARK STAMFORD CT 06905 0 1 0 0 Chief Financial Officer Stock Option (Right to Buy) .39 2017-09-08 4 A 0 250000 A 2027-09-08 Common Stock 250000 250000 D Stock option granted pursuant to Walker Innovation Inc. (formerly known as The Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 83,333 shares exercisable from and after September 8, 2018; 83,333 shares exercisable from and after September 8, 2019; and 83,334 shares exercisable from and after September 8, 2020. In the event of termination of the Executive Employment Agreement made as of May 27, 2014 between Walker Innovation Inc. and Kara B. Jenny (the "Employment Agreement) by Walker Innovation Inc. without "Cause" (as defined in the Employment Agreement) or termination of the Employment Agreement by Kara B. Jenny for "Good Reason" (as defined in the Employment Agreement) within six (6) months of a "Change in Control" (as defined in the 2015 Long-term Incentive Plan), then all such stock options shall vest immediately prior to such termination. Kara B. Jenny 2017-09-11