0001429619-17-000008.txt : 20170911
0001429619-17-000008.hdr.sgml : 20170911
20170911160953
ACCESSION NUMBER: 0001429619-17-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170908
FILED AS OF DATE: 20170911
DATE AS OF CHANGE: 20170911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jenny Kara B
CENTRAL INDEX KEY: 0001429619
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33700
FILM NUMBER: 171079107
MAIL ADDRESS:
STREET 1: C/O PATENT PROPERTIES, INC.
STREET 2: TWO HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WALKER INNOVATION INC.
CENTRAL INDEX KEY: 0001294649
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 300342273
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
BUSINESS PHONE: 203-461-7200
MAIL ADDRESS:
STREET 1: TWO HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
FORMER COMPANY:
FORMER CONFORMED NAME: Patent Properties, Inc.
DATE OF NAME CHANGE: 20131112
FORMER COMPANY:
FORMER CONFORMED NAME: GlobalOptions Group, Inc.
DATE OF NAME CHANGE: 20050831
FORMER COMPANY:
FORMER CONFORMED NAME: Creative Solutions With Art, Inc.
DATE OF NAME CHANGE: 20040619
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-09-08
0001294649
WALKER INNOVATION INC.
WLKR
0001429619
Jenny Kara B
WALKER INNOVATION INC.
TWO HIGH RIDGE PARK
STAMFORD
CT
06905
0
1
0
0
Chief Financial Officer
Stock Option (Right to Buy)
.39
2017-09-08
4
A
0
250000
A
2027-09-08
Common Stock
250000
250000
D
Stock option granted pursuant to Walker Innovation Inc. (formerly known as The Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 83,333 shares exercisable from and after September 8, 2018; 83,333 shares exercisable from and after September 8, 2019; and 83,334 shares exercisable from and after September 8, 2020. In the event of termination of the Executive Employment Agreement made as of May 27, 2014 between Walker Innovation Inc. and Kara B. Jenny (the "Employment Agreement) by Walker Innovation Inc. without "Cause" (as defined in the Employment Agreement) or termination of the Employment Agreement by Kara B. Jenny for "Good Reason" (as defined in the Employment Agreement) within six (6) months of a "Change in Control" (as defined in the 2015 Long-term Incentive Plan), then all such stock options shall vest immediately prior to such termination.
Kara B. Jenny
2017-09-11