0001655099-16-000024.txt : 20161206 0001655099-16-000024.hdr.sgml : 20161206 20161206133554 ACCESSION NUMBER: 0001655099-16-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Real Assets Income Fund Inc. CENTRAL INDEX KEY: 0001655099 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 855-777-8001 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Salvatore Louis P CENTRAL INDEX KEY: 0001294561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23157 FILM NUMBER: 162035894 MAIL ADDRESS: STREET 1: 7 SYLVAN WAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-05 0 0001655099 Brookfield Real Assets Income Fund Inc. RA 0001294561 Salvatore Louis P C/O BROOKFIELD INVESTMENT MGMT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 1 0 0 0 Common Stock 2016-12-05 4 A 0 2671 A 2671 D Common Stock 2016-12-05 4 A 0 6278 A 8949 D Received in exchange for 8,320 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.32112. Received in exchange for 6,552 shares of Brookfield Total Return Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830. /s/Waheed Olowa, on behalf of Louis P. Salvatore 2016-12-06