0001062993-23-017243.txt : 20230830 0001062993-23-017243.hdr.sgml : 20230830 20230830092837 ACCESSION NUMBER: 0001062993-23-017243 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230809 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herman Gary L CENTRAL INDEX KEY: 0001294449 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41778 FILM NUMBER: 231223825 MAIL ADDRESS: STREET 1: 720 FIFTH AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LQR House Inc. CENTRAL INDEX KEY: 0001843165 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 661604197 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6800 INDIAN CREEK DR. SUITE 1E CITY: MIAMI BEACH STATE: FL ZIP: 33141 BUSINESS PHONE: (786) 389-9771 MAIL ADDRESS: STREET 1: 6800 INDIAN CREEK DR. SUITE 1E CITY: MIAMI BEACH STATE: FL ZIP: 33141 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2023-08-09 0 0001843165 LQR House Inc. LQR 0001294449 Herman Gary L 272 BARBADOS DRIVE JUPITER FL 33458 1 0 0 0 Restricted Stock Units Common Stock 50000 I See Explanation of Responses 08/09/2023 RSU Grant - Vesting Date: The RSUs vests in eight (8) equal quarterly installments commencing in the quarter following August 9, 2023, subject to the reporting person's continued service to LQR on each vesting date. RSU Expiration Date: This award has no expiration date. RSUs will either vest or be forfeited. RSU Exercise Price: There is no exercise price associated with the grant of RSUs. RSUs convert into common stock on a one-for-one basis upon vesting and settlement. Held in the name of 720 Advisors, LLC, for which Mr. Herman has decision making authority. /s/ Gary L. Herman 2023-08-30