0001209191-18-055474.txt : 20181017 0001209191-18-055474.hdr.sgml : 20181017 20181017203306 ACCESSION NUMBER: 0001209191-18-055474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181015 FILED AS OF DATE: 20181017 DATE AS OF CHANGE: 20181017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huggenberger Raymond CENTRAL INDEX KEY: 0001596078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36309 FILM NUMBER: 181127445 MAIL ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Inogen Inc CENTRAL INDEX KEY: 0001294133 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-562-0500 MAIL ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-15 0 0001294133 Inogen Inc INGN 0001596078 Huggenberger Raymond 326 BOLLAY DRIVE GOLETA CA 93117 1 0 0 0 Common Stock 2018-10-15 4 M 0 1000 8.37 A 8797 D Common Stock 2018-10-15 4 M 0 4500 16.62 A 13297 D Common Stock 2018-10-15 4 M 0 2500 38.54 A 15797 D Common Stock 2018-10-15 4 M 0 2500 44.19 A 18297 D Common Stock 2018-10-15 4 S 0 1390 194.9612 D 16907 D Common Stock 2018-10-15 4 S 0 3174 195.8736 D 13733 D Common Stock 2018-10-15 4 S 0 3796 196.8853 D 9937 D Common Stock 2018-10-15 4 S 0 1440 197.8482 D 8497 D Common Stock 2018-10-15 4 S 0 360 198.7094 D 8137 D Common Stock 2018-10-15 4 S 0 340 200.1399 D 7797 D Stock Option (right to buy) 8.37 2018-10-15 4 M 0 1000 0.00 D 2023-10-09 Common Stock 1000 0 D Stock Option (right to buy) 16.62 2018-10-15 4 M 0 4500 0.00 D 2021-03-31 Common Stock 4500 17656 D Stock Option (right to buy) 38.54 2018-10-15 4 M 0 2500 0.00 D 2022-05-15 Common Stock 2500 37900 D Stock Option (right to buy) 44.19 2018-10-15 4 M 0 2500 0.00 D 2023-05-11 Common Stock 2500 70300 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. Represents the weighted average share price of an aggregate total of 1,390 shares sold in the price range of $194.27 to $195.15 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average share price of an aggregate total of 3,174 shares sold in the price range of $195.30 to $196.25 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average share price of an aggregate total of 3,796 shares sold in the price range of $196.31 to $197.22 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average share price of an aggregate total of 1,440 shares sold in the price range of $197.38 to $198.37 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average share price of an aggregate total of 360 shares sold in the price range of $198.51 to $199.27 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average share price of an aggregate total of 340 shares sold in the price range of $199.80 to $200.69 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013. Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014. Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015. Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is May 1, 2016. /s/ Alison Bauerlein, as Attorney-in-Fact 2018-10-17