0001209191-18-055474.txt : 20181017
0001209191-18-055474.hdr.sgml : 20181017
20181017203306
ACCESSION NUMBER: 0001209191-18-055474
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181015
FILED AS OF DATE: 20181017
DATE AS OF CHANGE: 20181017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huggenberger Raymond
CENTRAL INDEX KEY: 0001596078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36309
FILM NUMBER: 181127445
MAIL ADDRESS:
STREET 1: 326 BOLLAY DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Inogen Inc
CENTRAL INDEX KEY: 0001294133
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 326 BOLLAY DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805-562-0500
MAIL ADDRESS:
STREET 1: 326 BOLLAY DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-15
0
0001294133
Inogen Inc
INGN
0001596078
Huggenberger Raymond
326 BOLLAY DRIVE
GOLETA
CA
93117
1
0
0
0
Common Stock
2018-10-15
4
M
0
1000
8.37
A
8797
D
Common Stock
2018-10-15
4
M
0
4500
16.62
A
13297
D
Common Stock
2018-10-15
4
M
0
2500
38.54
A
15797
D
Common Stock
2018-10-15
4
M
0
2500
44.19
A
18297
D
Common Stock
2018-10-15
4
S
0
1390
194.9612
D
16907
D
Common Stock
2018-10-15
4
S
0
3174
195.8736
D
13733
D
Common Stock
2018-10-15
4
S
0
3796
196.8853
D
9937
D
Common Stock
2018-10-15
4
S
0
1440
197.8482
D
8497
D
Common Stock
2018-10-15
4
S
0
360
198.7094
D
8137
D
Common Stock
2018-10-15
4
S
0
340
200.1399
D
7797
D
Stock Option (right to buy)
8.37
2018-10-15
4
M
0
1000
0.00
D
2023-10-09
Common Stock
1000
0
D
Stock Option (right to buy)
16.62
2018-10-15
4
M
0
4500
0.00
D
2021-03-31
Common Stock
4500
17656
D
Stock Option (right to buy)
38.54
2018-10-15
4
M
0
2500
0.00
D
2022-05-15
Common Stock
2500
37900
D
Stock Option (right to buy)
44.19
2018-10-15
4
M
0
2500
0.00
D
2023-05-11
Common Stock
2500
70300
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
Represents the weighted average share price of an aggregate total of 1,390 shares sold in the price range of $194.27 to $195.15 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 3,174
shares sold in the price range of $195.30 to $196.25 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 3,796
shares sold in the price range of $196.31 to $197.22 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 1,440 shares sold in the price range of $197.38 to $198.37 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 360
shares sold in the price range of $198.51 to $199.27 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 340 shares sold in the price range of $199.80 to $200.69 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013.
Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.
Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is May 1, 2016.
/s/ Alison Bauerlein, as Attorney-in-Fact
2018-10-17