0001209191-18-014617.txt : 20180228 0001209191-18-014617.hdr.sgml : 20180228 20180228175137 ACCESSION NUMBER: 0001209191-18-014617 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rider Heather D. CENTRAL INDEX KEY: 0001616363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36309 FILM NUMBER: 18653212 MAIL ADDRESS: STREET 1: C/O INOGEN, INC. STREET 2: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Inogen Inc CENTRAL INDEX KEY: 0001294133 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-562-0500 MAIL ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-26 0 0001294133 Inogen Inc INGN 0001616363 Rider Heather D. C/O INOGEN, INC. 326 BOLLAY DRIVE GOLETA CA 93117 1 0 0 0 Common Stock 2018-02-26 4 M 0 2222 18.93 A 3222 D Common Stock 2018-02-26 4 M 0 3000 43.21 A 6222 D Common Stock 2018-02-26 4 S 0 3303 130.7065 D 2919 D Common Stock 2018-02-26 4 S 0 1277 131.4931 D 1642 D Common Stock 2018-02-26 4 S 0 642 132.6069 D 1000 D Common Stock 2000 I By spouse Stock Option (right to buy) 18.93 2018-02-26 4 M 0 2222 0.00 D 2021-08-15 Common Stock 2222 0 D Stock Option (right to buy) 43.21 2018-02-26 4 M 0 3000 0.00 D 2022-10-13 Common Stock 3000 7000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017. Represents the weighted average share price of an aggregate total of 3,303 shares sold in the price range of $130.21 to $131.17 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average share price of an aggregate total of 1,277 shares sold in the price range of $131.22 to $131.99 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average share price of an aggregate total of 642 shares sold in the price range of $132.17 to $132.95 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Subject to the reporting person's continuing service, one twenty-fourth (1/24th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the second (2nd) anniversary of the vesting commencement date. The vesting commencement date for this option is August 15, 2014. Previously filed form 4 reported an incorrect expiration date. Subject to reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan), 1/12th of the total shares subject to the option shall vest monthly, beginning with the first month anniversary after the vesting commencement date, but will vest fully on the date of the next Annual Meeting of the Issuer's stockholders held after the vesting commencement date. The vesting commencement date for this option is October 14, 2015. /s/ Alison Bauerlein, as Attorney-in-Fact 2018-02-27