0001209191-15-055429.txt : 20150622 0001209191-15-055429.hdr.sgml : 20150622 20150622171257 ACCESSION NUMBER: 0001209191-15-055429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150618 FILED AS OF DATE: 20150622 DATE AS OF CHANGE: 20150622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUCKUS WIRELESS INC CENTRAL INDEX KEY: 0001294016 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 542072041 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 WEST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 650-265-4200 MAIL ADDRESS: STREET 1: 350 WEST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: Video54 Technologies Inc DATE OF NAME CHANGE: 20040616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burstein Barton M. CENTRAL INDEX KEY: 0001559564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35734 FILM NUMBER: 15945383 MAIL ADDRESS: STREET 1: C/O RUCKUS WIRELESS, INC. STREET 2: 350 WEST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-18 0 0001294016 RUCKUS WIRELESS INC RKUS 0001559564 Burstein Barton M. C/O RUCKUS WIRELESS, INC. 350 WEST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Sr. V.P. Field Op and Bus Dev Common Stock 2015-06-18 4 M 0 5000 2.01 A 25356 D Common Stock 2015-06-18 4 S 0 5000 11.632 D 20356 D Common Stock 2015-06-18 4 M 0 830 5.71 A 21186 D Common Stock 2015-06-18 4 S 0 830 11.621 D 20356 D Common Stock 2015-06-19 4 M 0 5000 2.01 A 25356 D Common Stock 2015-06-19 4 S 0 5000 11.256 D 20356 D Common Stock 2015-06-19 4 M 0 830 5.71 A 21186 D Common Stock 2015-06-19 4 S 0 830 11.2336 D 20356 D Stock Option (Right to Buy) 2.01 2015-06-18 4 M 0 5000 0.00 D 2021-06-20 Common Stock 5000 15332 D Stock Option (Right to Buy) 2.01 2015-06-19 4 M 0 5000 0.00 D 2021-06-20 Common Stock 5000 10332 D Stock Option (Right to Buy) 5.71 2015-06-18 4 M 0 830 0.00 D 2022-06-27 Common Stock 830 52740 D Stock Option (Right to Buy) 5.71 2015-06-19 4 M 0 830 0.00 D 2022-06-27 Common Stock 830 51910 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2014. This sale price represents the weighted average sale price of the shares sold ranging from $11.54 to $11.725 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $11.565 to $11.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $11.17 to $11.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $11.175 to $11.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Includes restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. The Option shares shall vest as follows: 1/48th of the total number of Shares subject to the Option shall vest and become exercisable each month over the forty-eight months following June 21, 2011, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2002 Stock Plan) as of each date. The Option shares shall vest as follows: 10% of the total Option shall vest in the first 12 months following June 28, 2012 at a rate of 1/12th of 10% of the total Option, 20% of total Option shall vest in months 13 through 24 following June 28, 2012 at a rate of 1/12th of 20% of total Option, 30% of total Option shall vest in months 25 through 36 following June 28, 2012 at a rate of 1/12th of 30% of total Option, and 40% of total Option shall vest in months 37 through 48 following June 28, 2012 at a rate of 1/12th of 40% of total Option, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2012 Equity Incentive Plan) as of each date. /s/ Barton M. Burstein 2015-06-19