0001079973-23-000290.txt : 20230306
0001079973-23-000290.hdr.sgml : 20230306
20230306171518
ACCESSION NUMBER: 0001079973-23-000290
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230302
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schacht Oliver
CENTRAL INDEX KEY: 0001808932
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37367
FILM NUMBER: 23709917
MAIL ADDRESS:
STREET 1: 9717 KEY WEST AVENUE
STREET 2: SUITE 101
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPGEN INC
CENTRAL INDEX KEY: 0001293818
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 061614015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9717 KEY WEST AVENUE
STREET 2: SUITE 100
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-869-9683
MAIL ADDRESS:
STREET 1: 9717 KEY WEST AVENUE
STREET 2: SUITE 100
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
ownership.xml
X0306
4
2023-03-02
0
0001293818
OPGEN INC
OPGN
0001808932
Schacht Oliver
C/O OPGEN, INC. 9717 KEY WEST AVE.
SUITE 100
ROCKVILLE
MD
20850
1
1
0
0
Chief Executive Officer
Common Stock
2023-03-02
4
M
0
1875
0.00
A
5312
D
Common Stock
2023-03-03
4
M
0
1938
0.00
A
7250
D
Common Stock
250
I
As custodian for minor son
Restricted Stock Units
2023-03-03
4
M
0
1938
0.00
D
Common Stock
1938
1938
D
Restricted Stock Units
2023-03-02
4
M
0
1875
0.00
D
Common Stock
1875
1875
D
Restricted Stock Units
2023-03-02
4
A
0
10000
0.00
A
Common Stock
10000
10000
D
Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split.
On March 3, 2021, the Reporting Person was granted 3,875 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.
Represents vesting of restricted stock units ("RSUs") granted in March 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split.
On March 2, 2022, the Reporting Person was granted 3,750 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.
Each RSU represents a contingent right to receive one share of OpGen common stock.
RSUs granted on March 2, 2023 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments on the anniversary of March 2, 2023.
All share numbers reported on this Form 4 reflect a 1-for-20 reverse stock split of OpGen's common stock effected on January 5, 2023.
/s/ Oliver Schacht, Ph.D.
2023-03-06