0001079973-23-000288.txt : 20230306 0001079973-23-000288.hdr.sgml : 20230306 20230306171335 ACCESSION NUMBER: 0001079973-23-000288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bacher Johannes CENTRAL INDEX KEY: 0001808765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37367 FILM NUMBER: 23709898 MAIL ADDRESS: STREET 1: 9717 KEY WEST AVENUE STREET 2: SUITE 101 CITY: ROCKVILLE STATE: MD ZIP: 20850 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPGEN INC CENTRAL INDEX KEY: 0001293818 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 061614015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9717 KEY WEST AVENUE STREET 2: SUITE 100 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-869-9683 MAIL ADDRESS: STREET 1: 9717 KEY WEST AVENUE STREET 2: SUITE 100 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 ownership.xml X0306 4 2023-03-02 0 0001293818 OPGEN INC OPGN 0001808765 Bacher Johannes C/O OPGEN, INC. 9717 KEY WEST AVE. SUITE 100 ROCKVILLE MD 20850 0 1 0 0 Chief Operating Officer Common Stock 2023-03-02 4 M 0 1125 0.00 A 5187 D Common Stock 2023-03-03 4 M 0 1063 0.00 A 6250 D Restricted Stock Units 2023-03-03 4 M 0 1063 0.00 D Common Stock 1063 1063 D Restricted Stock Units 2023-03-02 4 M 0 1125 0.00 D Common Stock 1125 1125 D Restricted Stock Units 2023-03-02 4 A 0 10000 0.00 A Common Stock 10000 10000 D Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split. On March 3, 2021, the Reporting Person was granted 2,125 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. Represents vesting of restricted stock units ("RSUs") granted in March 2022 that convert into common stock on a one-for-one basis as adjusted for a 1-for-20 reverse stock split. On March 2, 2022, the Reporting Person was granted 2,250 RSUs (as adjusted for a 1-for-20 reverse stock split). The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. Each RSU represents a contingent right to receive one share of OpGen common stock. RSUs granted on March 2, 2023 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments on the anniversary of March 2, 2023. All share numbers reported on this Form 4 reflect a 1-for-20 reverse stock split of OpGen's common stock effected on January 5, 2023. /s/ Johannes Bacher 2023-03-06