0001079973-22-000214.txt : 20220304
0001079973-22-000214.hdr.sgml : 20220304
20220304110110
ACCESSION NUMBER: 0001079973-22-000214
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220302
FILED AS OF DATE: 20220304
DATE AS OF CHANGE: 20220304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schacht Oliver
CENTRAL INDEX KEY: 0001808932
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37367
FILM NUMBER: 22712677
MAIL ADDRESS:
STREET 1: 9717 KEY WEST AVENUE
STREET 2: SUITE 101
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPGEN INC
CENTRAL INDEX KEY: 0001293818
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 061614015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9717 KEY WEST AVENUE
STREET 2: SUITE 100
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 240-813-1260
MAIL ADDRESS:
STREET 1: 9717 KEY WEST AVENUE
STREET 2: SUITE 100
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
ownership.xml
X0306
4
2022-03-02
0
0001293818
OPGEN INC
OPGN
0001808932
Schacht Oliver
C/O OPGEN, INC. 9717 KEY WEST AVE.
SUITE 100
ROCKVILLE
MD
20850
1
1
0
0
Chief Executive Officer
Common Stock
2022-03-03
4
M
0
38750
0.00
A
68750
D
Common Stock
5000
I
As custodian for minor son
Restricted Stock Units
2022-03-03
4
M
0
38750
0.00
D
Common Stock
38750
38750
D
Stock Option Award
0.81
2022-03-02
4
A
0
75000
0.00
A
2032-03-02
Common Stock
75000
75000
D
Restricted Stock Units
2022-03-02
4
A
0
75000
0.00
A
Common Stock
75000
75000
D
Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis.
On March 3, 2021, the Reporting Person was granted 77,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.
The exercise price is based on the closing price for shares of OpGen common stock on the date of grant.
Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 2, 2023.
Each RSU represents a contingent right to receive one share of OpGen common stock.
RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023.
/s/ Oliver Schacht
2022-03-04