0001079973-22-000214.txt : 20220304 0001079973-22-000214.hdr.sgml : 20220304 20220304110110 ACCESSION NUMBER: 0001079973-22-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220304 DATE AS OF CHANGE: 20220304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schacht Oliver CENTRAL INDEX KEY: 0001808932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37367 FILM NUMBER: 22712677 MAIL ADDRESS: STREET 1: 9717 KEY WEST AVENUE STREET 2: SUITE 101 CITY: ROCKVILLE STATE: MD ZIP: 20850 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPGEN INC CENTRAL INDEX KEY: 0001293818 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 061614015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9717 KEY WEST AVENUE STREET 2: SUITE 100 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-813-1260 MAIL ADDRESS: STREET 1: 9717 KEY WEST AVENUE STREET 2: SUITE 100 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 ownership.xml X0306 4 2022-03-02 0 0001293818 OPGEN INC OPGN 0001808932 Schacht Oliver C/O OPGEN, INC. 9717 KEY WEST AVE. SUITE 100 ROCKVILLE MD 20850 1 1 0 0 Chief Executive Officer Common Stock 2022-03-03 4 M 0 38750 0.00 A 68750 D Common Stock 5000 I As custodian for minor son Restricted Stock Units 2022-03-03 4 M 0 38750 0.00 D Common Stock 38750 38750 D Stock Option Award 0.81 2022-03-02 4 A 0 75000 0.00 A 2032-03-02 Common Stock 75000 75000 D Restricted Stock Units 2022-03-02 4 A 0 75000 0.00 A Common Stock 75000 75000 D Represents vesting of restricted stock units ("RSUs") granted in March 2021 that convert into common stock on a one-for-one basis. On March 3, 2021, the Reporting Person was granted 77,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant. The exercise price is based on the closing price for shares of OpGen common stock on the date of grant. Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 2, 2023. Each RSU represents a contingent right to receive one share of OpGen common stock. RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023. /s/ Oliver Schacht 2022-03-04