0001395942-22-000079.txt : 20221213 0001395942-22-000079.hdr.sgml : 20221213 20221213155644 ACCESSION NUMBER: 0001395942-22-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221209 FILED AS OF DATE: 20221213 DATE AS OF CHANGE: 20221213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Scott A CENTRAL INDEX KEY: 0001293470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34568 FILM NUMBER: 221459654 MAIL ADDRESS: STREET 1: 11299 NORTH ILLINOIS STREET CITY: CARMEL STATE: IN ZIP: 46032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAR Auction Services, Inc. CENTRAL INDEX KEY: 0001395942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 208744739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11299 N. ILLINOIS STREET CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: (800) 923-3725 MAIL ADDRESS: STREET 1: 11299 N. ILLINOIS STREET CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: KAR Holdings, Inc. DATE OF NAME CHANGE: 20070409 4 1 wf-form4_167096497249502.xml FORM 4 X0306 4 2022-12-09 0 0001395942 KAR Auction Services, Inc. KAR 0001293470 Anderson Scott A C/O KAR AUCTION SERVICES, INC. 11299 NORTH ILLINOIS STREET CARMEL IN 46032 0 1 0 0 Chief Accounting Officer Common Stock 2022-12-09 4 M 0 112 0 A 18902.1086 D Common Stock 2022-12-09 4 F 0 112 13.37 D 18790.1086 D Common Stock 2022-12-09 4 M 0 17 0 A 18807.1086 D Common Stock 2022-12-09 4 F 0 17 13.37 D 18790.1086 D Common Stock 2022-12-09 4 M 0 4 0 A 18794.1086 D Common Stock 2022-12-09 4 F 0 4 13.37 D 18790.1086 D Common Stock 2022-12-09 4 M 0 55 0 A 18845.1086 D Common Stock 2022-12-09 4 F 0 55 13.37 D 18790.1086 D Restricted Stock Units 2022-12-09 4 M 0 112 0 D Common Stock 112.0 6118 D Restricted Stock Units 2022-12-09 4 M 0 17 0 D Common Stock 17.0 1076 D Restricted Stock Units 2022-12-09 4 M 0 4 0 D Common Stock 4.0 622.80 D Restricted Stock Units 2022-12-09 4 M 0 55 0 D Common Stock 55.0 3645 D Restricted Stock Units 2022-12-09 4 A 0 10000 0 A Common Stock 10000.0 10000 D Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 2,015 of these restricted stock units vest on February 28, 2023, 2,026 of these restricted stock units vest on February 28, 2024, and the remaining 2,077 of these restricted stock units vest on February 28, 2025, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 534 of these restricted stock units vest on May 7, 2023 and the remaining 542 of these restricted stock units vest on May 7, 2024, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 21, 2023, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: 1,815 of these restricted stock units vest on March 4, 2023 and the remaining 1,830 of these restricted stock units vest on March 4, 2024, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on May 9, 2023, one-third of these restricted stock units vest on May 9, 2024 and the remaining one-third of these restricted stock units vest on May 9, 2025, assuming continued employment through the applicable vesting date. Charles S. Coleman, as Attorney-in-Fact 2022-12-13