0001192482-19-000486.txt : 20191209 0001192482-19-000486.hdr.sgml : 20191209 20191209182551 ACCESSION NUMBER: 0001192482-19-000486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191205 FILED AS OF DATE: 20191209 DATE AS OF CHANGE: 20191209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ajdler Arnaud CENTRAL INDEX KEY: 0001293424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36329 FILM NUMBER: 191276248 MAIL ADDRESS: STREET 1: ARPEGGIO ACQUISITION CORPORATION STREET 2: 10 EAST 53RD STREET, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Recro Pharma, Inc. CENTRAL INDEX KEY: 0001588972 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 261523233 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 490 LAPP ROAD CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: (484) 395-2400 MAIL ADDRESS: STREET 1: 490 LAPP ROAD CITY: MALVERN STATE: PA ZIP: 19355 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-05 0001588972 Recro Pharma, Inc. REPH 0001293424 Ajdler Arnaud C/O RECRO PHARMA, INC. 490 LAPP ROAD MALVERN, PA 19355 1 0 0 0 Common Stock 2019-12-05 4 A 0 7439 0 A 15394 D Common Stock 1104546 I See footnote These restricted stock units will vest in full on the earlier of (i) a change of control of Recro Pharma, Inc. (the "Company") (as defined in the Company's 2018 Amended and Restated Equity Incentive Plan) or (ii) December 5, 2020, subject to continued service with the Company. The Reporting Person is the managing partner of Engine Capital Management, LP ("Engine Management") and the Managing Member of each of Engine Capital Management GP, LLC ("Engine Management GP") and Engine Investments, LLC ("Engine Investments"). Engine Management GP is the investment manager of Engine Capital, L.P. ("Engine Capital") and Engine Jet Capital, L.P. ("Engine Jet Capital"). Engine Capital and Engine Jet Capital own 907,578 and 196,968 shares of the Issuer's common stock, respectively. The Reporting Person disclaims beneficial ownership in such securities except to the extent of his pecuniary interest therein. /s/ Ryan D. Lake, Attorney-in-fact 2019-12-09