0001387131-20-011584.txt : 20201223
0001387131-20-011584.hdr.sgml : 20201223
20201223091722
ACCESSION NUMBER: 0001387131-20-011584
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201218
FILED AS OF DATE: 20201223
DATE AS OF CHANGE: 20201223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOMIS BAY LTD.
CENTRAL INDEX KEY: 0001679448
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 201409944
BUSINESS ADDRESS:
STREET 1: C/O EOM MANAGEMENT LTD.
STREET 2: ANDREW'S PLACE, 51 CHURCH ST., 5TH FLOOR
CITY: HAMILTON
STATE: D0
ZIP: HM12
BUSINESS PHONE: 441-400-4747
MAIL ADDRESS:
STREET 1: C/O EOM MANAGEMENT LTD.
STREET 2: ANDREW'S PLACE, 51 CHURCH ST., 5TH FLOOR
CITY: HAMILTON
STATE: D0
ZIP: HM12
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANIGEN, INC
CENTRAL INDEX KEY: 0001293310
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 770557236
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 533 AIRPORT BLVD.
STREET 2: SUITE 400
CITY: BURLINGAME
STATE: CA
ZIP: 94010
BUSINESS PHONE: 650.243.3100
MAIL ADDRESS:
STREET 1: 533 AIRPORT BLVD.
STREET 2: SUITE 400
CITY: BURLINGAME
STATE: CA
ZIP: 94010
FORMER COMPANY:
FORMER CONFORMED NAME: KALOBIOS PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20040609
4
1
hgen-form4_121820.xml
OWNERSHIP DOCUMENT
X0306
4
2020-12-18
0
0001293310
HUMANIGEN, INC
HGEN
0001679448
NOMIS BAY LTD.
WESSEX HOUSE, 3RD FLOOR
45 REID STREET
HAMILTON
D0
HM12
BERMUDA
0
0
1
0
Common Stock
2020-12-18
4
S
0
62700
15.7627
D
6469733
D
Common Stock
2020-12-18
4
X
0
37300
15
D
6432433
D
Common Stock
2020-12-21
4
S
0
25000
19.4578
D
6407433
D
Call Option (Obligation to sell)
15
2020-12-07
4
S
0
70
0.100
D
2020-12-07
2020-12-18
Common Stock
7000
70
D
Call Option (Obligation to sell)
15
2020-12-10
4
S
0
100
0.100
D
2020-12-10
2020-12-18
Common Stock
10000
170
D
Call Option (Obligation to sell)
15
2020-12-15
4
S
0
157
0.400
D
2020-12-15
2020-12-18
Common Stock
15700
327
D
Call Option (Obligation to sell)
15
2020-12-17
4
S
0
46
0.1533
D
2020-12-17
2020-12-18
Common Stock
4600
373
D
Call Option (Obligation to sell)
15
2020-12-18
4
X
0
70
0
D
2020-12-07
2020-12-18
Common Stock
7000
303
D
Call Option (Obligation to sell)
15
2020-12-18
4
X
0
100
0
D
2020-12-10
2020-12-18
Common Stock
10000
203
D
Call Option (Obligation to sell)
15
2020-12-18
4
X
0
157
0
D
2020-12-15
2020-12-18
Common Stock
15700
46
D
Call Option (Obligation to sell)
15
2020-12-18
4
X
0
46
0
D
2020-12-17
2020-12-18
Common Stock
4600
0
D
/s/ Peter Poole
2020-12-22