0001387131-20-011584.txt : 20201223 0001387131-20-011584.hdr.sgml : 20201223 20201223091722 ACCESSION NUMBER: 0001387131-20-011584 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201218 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOMIS BAY LTD. CENTRAL INDEX KEY: 0001679448 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35798 FILM NUMBER: 201409944 BUSINESS ADDRESS: STREET 1: C/O EOM MANAGEMENT LTD. STREET 2: ANDREW'S PLACE, 51 CHURCH ST., 5TH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM12 BUSINESS PHONE: 441-400-4747 MAIL ADDRESS: STREET 1: C/O EOM MANAGEMENT LTD. STREET 2: ANDREW'S PLACE, 51 CHURCH ST., 5TH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM12 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANIGEN, INC CENTRAL INDEX KEY: 0001293310 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770557236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 533 AIRPORT BLVD. STREET 2: SUITE 400 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650.243.3100 MAIL ADDRESS: STREET 1: 533 AIRPORT BLVD. STREET 2: SUITE 400 CITY: BURLINGAME STATE: CA ZIP: 94010 FORMER COMPANY: FORMER CONFORMED NAME: KALOBIOS PHARMACEUTICALS INC DATE OF NAME CHANGE: 20040609 4 1 hgen-form4_121820.xml OWNERSHIP DOCUMENT X0306 4 2020-12-18 0 0001293310 HUMANIGEN, INC HGEN 0001679448 NOMIS BAY LTD. WESSEX HOUSE, 3RD FLOOR 45 REID STREET HAMILTON D0 HM12 BERMUDA 0 0 1 0 Common Stock 2020-12-18 4 S 0 62700 15.7627 D 6469733 D Common Stock 2020-12-18 4 X 0 37300 15 D 6432433 D Common Stock 2020-12-21 4 S 0 25000 19.4578 D 6407433 D Call Option (Obligation to sell) 15 2020-12-07 4 S 0 70 0.100 D 2020-12-07 2020-12-18 Common Stock 7000 70 D Call Option (Obligation to sell) 15 2020-12-10 4 S 0 100 0.100 D 2020-12-10 2020-12-18 Common Stock 10000 170 D Call Option (Obligation to sell) 15 2020-12-15 4 S 0 157 0.400 D 2020-12-15 2020-12-18 Common Stock 15700 327 D Call Option (Obligation to sell) 15 2020-12-17 4 S 0 46 0.1533 D 2020-12-17 2020-12-18 Common Stock 4600 373 D Call Option (Obligation to sell) 15 2020-12-18 4 X 0 70 0 D 2020-12-07 2020-12-18 Common Stock 7000 303 D Call Option (Obligation to sell) 15 2020-12-18 4 X 0 100 0 D 2020-12-10 2020-12-18 Common Stock 10000 203 D Call Option (Obligation to sell) 15 2020-12-18 4 X 0 157 0 D 2020-12-15 2020-12-18 Common Stock 15700 46 D Call Option (Obligation to sell) 15 2020-12-18 4 X 0 46 0 D 2020-12-17 2020-12-18 Common Stock 4600 0 D /s/ Peter Poole 2020-12-22