0000012933-17-000003.txt : 20170427 0000012933-17-000003.hdr.sgml : 20170427 20170427192646 ACCESSION NUMBER: 0000012933-17-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOENNING & SCATTERGOOD, INC. CENTRAL INDEX KEY: 0000012933 IRS NUMBER: 231720062 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04194 FILM NUMBER: 17791075 BUSINESS ADDRESS: STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428-2979 BUSINESS PHONE: 610-832-5214 MAIL ADDRESS: STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428-2979 FORMER COMPANY: FORMER CONFORMED NAME: BOENNING & SCATTERGOOD INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: BOENNING & CO DATE OF NAME CHANGE: 19700129 MA-I/A 1 primary_doc.xml MA-I/A 0000012933 XXXXXXXX Roseann Chavanne 610-684-5425 rchavanne@boenninginc.com emurray@boenninginc.com mkinsella@boenninginc.com rchavanne@boenninginc.com N Y Edward Francis Dempsey 002728786 N 1 0000012933 BOENNING & SCATTERGOOD, INC. 02-07-2014 N 867-01153 SUPERVISED 02-07-2014 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300 WEST CONSHOHOCKEN PA 19428-2979 02-2014 Boenning and Scattergood West Conshohocken PA 19428 Y Y VP, Muni Finance 11-2013 01-2014 unemployed Dunmore PA 18512 N N n/a 10-2010 10-2013 Morgan Stanley Scranton PA 18505 N Y Sales 10-2004 09-2010 Pennsylvania Dept. of Treasury Harrisburg PA 17120 N Y Asst. to Treaury N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-27-2017 Roseann Chavanne Chief Compliance Officer