0000012933-17-000003.txt : 20170427
0000012933-17-000003.hdr.sgml : 20170427
20170427192646
ACCESSION NUMBER: 0000012933-17-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170427
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOENNING & SCATTERGOOD, INC.
CENTRAL INDEX KEY: 0000012933
IRS NUMBER: 231720062
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04194
FILM NUMBER: 17791075
BUSINESS ADDRESS:
STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
CITY: WEST CONSHOHOCKEN
STATE: PA
ZIP: 19428-2979
BUSINESS PHONE: 610-832-5214
MAIL ADDRESS:
STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
CITY: WEST CONSHOHOCKEN
STATE: PA
ZIP: 19428-2979
FORMER COMPANY:
FORMER CONFORMED NAME: BOENNING & SCATTERGOOD INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: BOENNING & CO
DATE OF NAME CHANGE: 19700129
MA-I/A
1
primary_doc.xml
MA-I/A
0000012933
XXXXXXXX
Roseann Chavanne
610-684-5425
rchavanne@boenninginc.com
emurray@boenninginc.com
mkinsella@boenninginc.com
rchavanne@boenninginc.com
N
Y
Edward
Francis
Dempsey
002728786
N
1
0000012933
BOENNING & SCATTERGOOD, INC.
02-07-2014
N
867-01153
SUPERVISED
02-07-2014
4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
WEST CONSHOHOCKEN
PA
19428-2979
02-2014
Boenning and Scattergood
West Conshohocken
PA
19428
Y
Y
VP, Muni Finance
11-2013
01-2014
unemployed
Dunmore
PA
18512
N
N
n/a
10-2010
10-2013
Morgan Stanley
Scranton
PA
18505
N
Y
Sales
10-2004
09-2010
Pennsylvania Dept. of Treasury
Harrisburg
PA
17120
N
Y
Asst. to Treaury
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-27-2017
Roseann Chavanne
Chief Compliance Officer