0000012933-13-000005.txt : 20131210
0000012933-13-000005.hdr.sgml : 20131210
20131210093029
ACCESSION NUMBER: 0000012933-13-000005
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20131210
DATE AS OF CHANGE: 20131210
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: BOENNING & SCATTERGOOD, INC.
CENTRAL INDEX KEY: 0000012933
IRS NUMBER: 231720062
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-87702
FILM NUMBER: 131267321
BUSINESS ADDRESS:
STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
CITY: WEST CONSHOHOCKEN
STATE: PA
ZIP: 19428-2979
BUSINESS PHONE: 610 832-5203
MAIL ADDRESS:
STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
CITY: WEST CONSHOHOCKEN
STATE: PA
ZIP: 19428-2979
FORMER COMPANY:
FORMER CONFORMED NAME: BOENNING & SCATTERGOOD INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: BOENNING & CO
DATE OF NAME CHANGE: 19700129
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: BOENNING & SCATTERGOOD, INC.
CENTRAL INDEX KEY: 0000012933
IRS NUMBER: 231720062
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
CITY: WEST CONSHOHOCKEN
STATE: PA
ZIP: 19428-2979
BUSINESS PHONE: 610 832-5203
MAIL ADDRESS:
STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
CITY: WEST CONSHOHOCKEN
STATE: PA
ZIP: 19428-2979
FORMER COMPANY:
FORMER CONFORMED NAME: BOENNING & SCATTERGOOD INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: BOENNING & CO
DATE OF NAME CHANGE: 19700129
SC 13G
1
13gamendment.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1) **
Lattice Incorporated
(Name of Issuer)
$0.01 par value Common Stock
(Title of Class of Securities)
518414107
(CUSIP Number)
February 13, 2013 **
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate box to designate the rule pursuant to
which this Schedule is filed:
? Rule 13d-1(b)
? Rule 13d-1(c)
? Rule 13d-1(d)
*The remainder of this cover page shall be filled
out for a reporting person's initial filing on this form
with respect to the subject class of securities,
and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
** On November 13, 2013, Harold F. Scattergood, Jr.,
Maryhelen Scattergood and 1914 Advisors (collectively, the Filers)
filed a Schedule 13G (the Initial 13G) reflecting their
ownership of shares in Lattice Incorporated
as of February 13, 2013. This Amendment No.1 amends the
Initial 13G to correct certain inaccuracies in the
Initial 13G and to reflect the ownership
of the Filers of shares of Lattice Incorporated as
of November 8, 2013.
The information required in the remainder of this cover
page shall not be deemed to be filed for the purpose of
Section 18 of the Securities Exchange Act of 1934 (Act)
or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
1
NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above person (entities only)
Maryhelen Scattergood, as trustee of the
TR FBO ELIZABETH SCATTERGOOD
MARYHELEN SCATTERGOOD TTEE U/A DTD 03/05/1997
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ?
(b) ?
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
5
SOLE VOTING POWER
NUMBER OF
-0-
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
OWNED BY
20,850 (1)
EACH
7
SOLE DISPOSITIVE POWER
REPORTING
PERSON
-0-
WITH:
8
SHARED DISPOSITIVE POWER
20,850 (1)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,850 (1)
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
?
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
..061% (2)
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
1
NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above person (entities only)
Maryhelen Scattergood, as trustee of the
TRUST FBO ANNE SCATTERGOOD TR
MARYHELEN SCATTERGOOD TTEE U/A DTD 03/05/1997
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ?
(b) ?
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
5
SOLE VOTING POWER
NUMBER OF
-0-
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
OWNED BY
20,850 (1)
EACH
7
SOLE DISPOSITIVE POWER
REPORTING
PERSON
-0-
WITH:
8
SHARED DISPOSITIVE POWER
20,850 (1)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,850 (1)
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
?
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
..061% (2)
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
1
NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above person (entities only)
Maryhelen Scattergood, as trustee of the TRUST FBO M HELEN
SCATTERGOOD TR MARYHELEN SCATTERGOOD TTEE U/A DTD 03/05/1997
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
(b)
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
5
SOLE VOTING POWER
NUMBER OF
-0-
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
OWNED BY
20,850 (1)
EACH
7
SOLE DISPOSITIVE POWER
REPORTING
PERSON
-0-
WITH:
8
SHARED DISPOSITIVE POWER
20,850 (1)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,850 (1)
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
?
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
..061% (2)
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
1
NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above person (entities only)
1914 Advisors
23-1720062
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ?
(b) ?
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
5
SOLE VOTING POWER
NUMBER OF
-0-
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
OWNED BY
256,100 (3)
EACH
7
SOLE DISPOSITIVE POWER
REPORTING
PERSON
-0-
WITH:
8
SHARED DISPOSITIVE POWER
256,100 (3)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
256,100 (3)
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
?
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
..75% (2)
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
1
NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above person (entities only)
Harold F. Scattergood Jr.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ?
(b) ?
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
5
SOLE VOTING POWER
NUMBER OF
1,777,674 (4)
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
OWNED BY
318,650 (1) (3)
EACH
7
SOLE DISPOSITIVE POWER
REPORTING
PERSON
1,777,674 (4)
WITH:
8
SHARED DISPOSITIVE POWER
318,650 (1) (3)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,096,324 (1) (3) (4)
2,096,324
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS)
?
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.11% (2)
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
Item 1
(a)
Name of Issuer:
Lattice Incorporated
Item 1
(b)
Address of Issuer?s Principal Executive Offices:
7150 N. Park Drive, Suite 500, Pennsauken, New Jersey 08109
Item 2
(a)
Name of Persons Filing:
Maryhelen Scattergood, as trustee of the ________________
1914 Advisors
Harold F. Scattergood Jr.
Items
2(b)
Address of Principal Business Office, or, if none, Residence:
Maryhelen Scattergood, as trustee of the
TR FBO Elizabeth Scattergood Maryhelen
Scattergood TTEE U/A DTD 3/05/1997 :
142 Little Lane, Haverford PA 19041
Maryhelen Scattergood, as trustee of the
Trust FBO Anne Scattergood TR Maryhelen
Scattergood TTEE U/A DTD 3/05/1997 :
142 Little Lane, Haverford PA 19041
Maryhelen Scattergood, as trustee of the
Trust FBO M Helen Scattergood Maryhelen
Scattergood TTEE U/A DTD 3/05/1997 : 142 Little Lane, Haverford PA 19041
1914 Advisors: 4 Tower Bridge Suite 300,
West Conshohocken, PA 19428
Harold F. Scattergood Jr.:
142 Little Lane, Haverford PA 19041
Item 2
(c)
Citizenship:
Maryhelen Scattergood, as trustee of the
TR FBO Elizabeth Scattergood Maryhelen
Scattergood TTEE U/A DTD 3/05/1997 : United States
Maryhelen Scattergood, as trustee of the
Trust FBO Anne Scattergood TR Maryhelen
Scattergood TTEE U/A DTD 3/05/1997 : United States
Maryhelen Scattergood, as trustee of the
Trust FBO M Helen Scattergood Maryhelen
Scattergood TTEE U/A DTD 3/05/1997 : United States
1914 Advisors, with its principal place of
business being located at 4 Tower
Bridge Suite 300, West Conshohocken, PA 19428
Harold F. Scattergood Jr.: United States
Item 2
(d)
Title of Class of Securities:
$0.01 par value Common Stock
Item 2
(e)
CUSIP Number:
518414107
Item 3
..
If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or
(c), check whether the person filing is a:
Not Applicable.
Item 4
..
Ownership:
Provide the following information regarding the
aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
A.
Maryhelen Scattergood, as trustee of the
TR FBO Elizabeth Scattergood Maryhelen Scattergood
TTEE U/A DTD 3/05/1997
(a)
Amount beneficially owned: 20,850 (1)
(b)
Percent of class: .061% (2)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: -0-
(ii)
Shared power to vote or to direct the vote: 20,850 (1)
(iii
)
Sole power to dispose or to direct the disposition of: -0-
(iv)
Shared power to dispose or to direct the disposition of: 20,850 (1)
B.
Maryhelen Scattergood, as trustee of the
Trust FBO Anne Scattergood TR
Maryhelen Scattergood TTEE U/A DTD 3/05/1997
(a)
Amount beneficially owned: 20,850 (1)
(b)
Percent of class: .061% (2)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: -0-
(ii)
Shared power to vote or to direct the vote: 20,850 (1)
(iii
)
Sole power to dispose or to direct the disposition of: -0-
(iv)
Shared power to dispose or to direct the disposition of: 20,850 (1)
C.
Maryhelen Scattergood, as trustee of the
Trust FBO M Helen Scattergood TR
Maryhelen Scattergood TTEE U/A DTD 3/05/1997
(a)
Amount beneficially owned: 20,850 (1)
(b)
Percent of class: .061% (2)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: -0-
(ii)
Shared power to vote or to direct the vote: 20,850 (1)
(iii
)
Sole power to dispose or to direct the disposition of: -0-
(iv)
Shared power to dispose or to direct the disposition of: 20,850 (1)
D.
1914 Advisors
(a)
Amount beneficially owned: 256,100 (3)
(b)
Percent of class: .75% (2)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: - 0 -
(ii)
Shared power to vote or to direct the vote: 256,100 (3)
(iii
)
Sole power to dispose or to direct the disposition of: -0-
(iv)
Shared power to dispose or to direct the disposition of: 256,100
(3)
E.
Harold F. Scattergood Jr.
(a)
Amount beneficially owned: 2,096,324 (1) (3) (4)
(b)
Percent of class: 6.11% (2)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 1,777,674 (4)
(ii)
Shared power to vote or to direct the vote: 318,650 (1) (3)
(iii
)
Sole power to dispose or to direct the disposition of: 1,777,674
(4)
(iv)
Shared power to dispose or to direct the disposition of: 318,650
(1) (3)
Item 5
..
Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the
fact that as of the date hereof the reporting person
has ceased to be the beneficial owner of more than 5% of the class of
securities, check the following:???
Item 6
..
Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7
..
Identification and Classification of the
Subsidiary Which Acquired the Security
Being Reported on by the Parent Holding Company or Control
Person.
Not Applicable.
Item 8
..
Identification and Classification of Members of the Group.
Not Applicable.
Item 9
..
Notice of Dissolution of Group.
Not Applicable.
Item 1
0.
Certification.
Not Applicable.
Explanatory Notes:
(1) TR FBO Elizabeth Scattergood Maryhelen Scattergood
TTEE U/A DTD 3/05/1997(the E. Scattergood Trust) is the
beneficial owner of the 20,850 shares of common stock
set forth in this report. Trust FBO Anne Scattergood
TR Maryhelen Scattergood TTEE U/A DTD 3/05/1997
(the A. Scattergood Trust) isthe beneficial owner of the
20,850 shares of common stock set forth in
this report. Trust FBO M Helen Scattergood TR Maryhelen
Scattergood TTEE U/A DTD 3/05/1997 (the M. Scattergood Trust,
and together with the E. Scattergood Trust
and the A. Scattergood Trust, the Trusts)
is the beneficial owner of the 20,850 shares of common
stock set forth inthis report. Maryhelen Scattergood
is the trustee of each of the Trusts,
and, in that capacity, has voting and dispositive control
over the sharescollectively held by the Trusts.
Maryhelen Scattergood, the wife of
Harold F. Scattergood Jr., shares the same household
as Harold F. Scattergood Jr.
As such, Maryhelen Scattergood and Harold F. Scattergood Jr.
may be deemed to have shared voting and dispositive power
over the 62,550 shares collectively
held by the Trusts set forth in this report.
(2) Percentage ownership is based on the issuer
having 34,325,214 shares outstanding as set forth in
its Form 10-Q filed November 14, 2013.
(3) 1914 Advisors, a division of Boenning & Scattergood, Inc.,
is the beneficial owner of the 256,100 shares of common stock
set forth in this report. 1914 Advisors has the power to dispose
of the shares of common stock set forth in this report.
1914 Advisors has an agreement with Institutional
Shareholder Services Inc., an independent third party (ISS),
which grants ISS the right to vote the shares of common stock
set forth in this report. However, 1914 Advisors can rescind
such agreement at any time and vote the shares of common stock
set forth in this report (although 1914 Advisors does not rescind such
agreements as a matter of practice). Harold F. Scattergood Jr.
is the financial advisor of 1914 Advisors, and, in that capacity,
has the right to act on behalf of 1914 Advisors.
As such, Harold F. Scattergood Jr. may be deemed to have
shared voting and dispositive power over the 256,100 shares
set forth in this report.
(4) Includes 417,674 shares of common stock of
issuer that were acquired after the date of the event
which required filing of this report.
SIGNATURE
By signing below I certify that, to the best of
my knowledge and belief, the securities referred to above
were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in
connection with or as a participant in any transaction
having that purpose or effect.
Date: November __, 2013
/s/ Maryhelen Scattergood
Maryhelen Scattergood, as trustee of the TR FBO Elizabeth
Scattergood Maryhelen Scattergood TTEE U/A DTD 3/05/1997
/s/ Maryhelen Scattergood
Maryhelen Scattergood, as trustee of the Trust FBO Anne
Scattergood TR Maryhelen Scattergood TTEE U/A DTD 3/05/1997
/s/ Maryhelen Scattergood
Maryhelen Scattergood, as trustee of the Trust FBO M Helen
Scattergood TR Maryhelen Scattergood TTEE U/A DTD 3/05/1997
1914 Advisors
By:
_/s/ Stacey Rivkin____________________________________________
Stacey Rivkin, Authorized Signatory
/s/ Harold F. Scattergood Jr.
Harold F. Scattergood Jr.
Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001)
EXHIBIT INDEX
EXHIBIT REFERENCE
DESCRIPTION
A
Agreement to Jointly File Amendment to Schedule 13G
AGREEMENT TO JOINTLY FILE AMENDMENT TO SCHEDULE 13G
AGREEMENT dated as of November __, 2013 by and among
Maryhelen Scattergood, as trustee of the
TR FBO Elizabeth Scattergood
Maryhelen Scattergood TTEE U/A DTD 3/05/1997,
Maryhelen Scattergood, as trustee of the Trust
FBO Anne Scattergood TR Maryhelen Scattergood
TTEE U/A DTD 3/05/1997, Maryhelen Scattergood, as trustee of the
Trust FBO M Helen Scattergood TR Maryhelen Scattergood
TTEE U/A DTD 3/05/1997, 1914 Advisors and Harold F. Scattergood Jr.
(collectively, the Reporting Persons).
WHEREAS, pursuant to paragraph (k) of Rule 13d-1
promulgated under Subsection 13(d)(1) of the Securities
Exchange Act of 1934, as amended (the Exchange Act), the
Reporting Persons hereto have decided to satisfy
their filing obligations under the
Exchange Act by a single joint filing:
NOW, THEREFORE, the Reporting Persons hereby agree as follows:
1.
The Amendment to Schedule 13G with respect to
Lattice Incorporated, to which this is
attached as Exhibit A, is filed on behalf
of each of the Reporting Persons.
2.
Each Reporting Person is responsible for the completeness
and accuracy of the information concerning such Reporting
Person contained therein.
IN WITNESS WHEREOF, the undersigned hereunto set
their hands as of the date first
above written.
/s/ Maryhelen Scattergood
Maryhelen Scattergood, as trustee of the TR FBO Elizabeth
Scattergood Maryhelen Scattergood TTEE U/A DTD 3/05/1997
/s/ Maryhelen Scattergood
Maryhelen Scattergood, as trustee of the Trust FBO Anne
Scattergood TR Maryhelen Scattergood TTEE U/A DTD
3/05/1997
/s/ Maryhelen Scattergood
Maryhelen Scattergood, as trustee of the Trust FBO M
Helen Scattergood TR Maryhelen Scattergood TTEE U/A DTD
3/05/1997
1914 Advisors
By: /s/ Stacey
Rivkin_____________________________________________
Stacey Rivkin, Authorized Signatory
/s/ Harold F. Scattergood Jr.
Harold F. Scattergood Jr.
EXHIBIT A
LEGAL\17739930\1
LEGAL\17739930\1
CUSIP No.
518414107
Page 13 of 13
LEGAL\17739930\1